0001781316-23-000001.txt : 20230223
0001781316-23-000001.hdr.sgml : 20230223
20230223180422
ACCESSION NUMBER: 0001781316-23-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230221
FILED AS OF DATE: 20230223
DATE AS OF CHANGE: 20230223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barry James R.
CENTRAL INDEX KEY: 0001781316
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55617
FILM NUMBER: 23661435
MAIL ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SmartStop Self Storage REIT, Inc.
CENTRAL INDEX KEY: 0001585389
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 461722812
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
BUSINESS PHONE: 949 429 6600
MAIL ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
FORMER COMPANY:
FORMER CONFORMED NAME: Strategic Storage Trust II, Inc.
DATE OF NAME CHANGE: 20130828
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2023-02-21
0
0001585389
SmartStop Self Storage REIT, Inc.
n/a
0001781316
Barry James R.
10 TERRACE ROAD
LADERA RANCH
CA
92694
0
1
0
0
CFO and Treasurer
Class A Common Stock
11126.1
D
Long-Term Incentive Plan Units
0
2023-02-21
4
A
0
22166
0
A
Class A Common Stock
22166
53894.48
D
Long-Term Incentive Plan Units
0
2023-02-21
4
A
0
21835
0
A
Class A Common Stock
21835
37486.75
D
Class A-1 Units
0
Class A Common Stock
123766
123766
D
Represents 11,126.1 shares of restricted stock previously reported as being owned by the Reporting Person.
Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
Represents 22,166 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which LTIP Units vest ratably over four years commencing on December 31, 2023, subject to the Reporting Person's continued employment or service through each vesting date.
Represents 21,835 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which number is equal to 200% of the target number of LTIP Units to be issued upon vesting. The actual number of LTIP Units to be issued upon vesting can range from 0% to 100% of the number of LTIP Units reported, based on achievement of specified performance measures. Assuming the achievement of the specified performance measures, the LTIP Units, as adjusted, will vest no later than March 31, 2026.
Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Class A-1 Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
Represents 123,766 Class A-1 Units previously reported as being owned by the Reporting Person.
/s/ James R. Barry
2023-02-23