0001140361-16-053979.txt : 20160218
0001140361-16-053979.hdr.sgml : 20160218
20160218175252
ACCESSION NUMBER: 0001140361-16-053979
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160210
FILED AS OF DATE: 20160218
DATE AS OF CHANGE: 20160218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROTEOSTASIS THERAPEUTICS, INC.
CENTRAL INDEX KEY: 0001445283
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 200 TECHNOLOGY SQUARE
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
BUSINESS PHONE: 617-225-0096
MAIL ADDRESS:
STREET 1: 200 TECHNOLOGY SQUARE
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
FORMER COMPANY:
FORMER CONFORMED NAME: PROTEOSTASIS THERAPEUTICS INC
DATE OF NAME CHANGE: 20080916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PERRIGO Co plc
CENTRAL INDEX KEY: 0001585364
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0627
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37695
FILM NUMBER: 161439217
BUSINESS ADDRESS:
STREET 1: TREASURY BUILDING
STREET 2: LOWER GRAND CANAL STREET
CITY: DUBLIN
STATE: L2
ZIP: L2 2
BUSINESS PHONE: 269-673-8451
MAIL ADDRESS:
STREET 1: 515 EASTERN AVENUE
CITY: ALLEGAN
STATE: MI
ZIP: 49010
FORMER NAME:
FORMER CONFORMED NAME: PERRIGO Co Ltd
DATE OF NAME CHANGE: 20130828
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PERRIGO HOLDINGS LTD.
CENTRAL INDEX KEY: 0001323996
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37695
FILM NUMBER: 161439218
BUSINESS ADDRESS:
STREET 1: TREASURY BUILDING,
STREET 2: LOWER GRAND CANAL ST
CITY: DUBLIN
STATE: L2
ZIP: L2 2
BUSINESS PHONE: 269-673-8451
MAIL ADDRESS:
STREET 1: 515 EASTERN AVENUE
CITY: ALLEGAN
STATE: MI
ZIP: 49010
FORMER NAME:
FORMER CONFORMED NAME: Elan Holdings LTD
DATE OF NAME CHANGE: 20050415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELAN PHARMA INTERNATIONAL LTD.
CENTRAL INDEX KEY: 0001307004
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37695
FILM NUMBER: 161439219
BUSINESS ADDRESS:
STREET 1: TREASURY BUILDING,
STREET 2: LOWER GRAND CANAL STREET
CITY: DUBLIN
STATE: L2
ZIP: L2 2
BUSINESS PHONE: 269-673-8451
MAIL ADDRESS:
STREET 1: 515 EASTERN AVENUE
CITY: ALLEGAN
STATE: MI
ZIP: 49010
FORMER NAME:
FORMER CONFORMED NAME: Elan Pharma International LTD
DATE OF NAME CHANGE: 20041026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PERRIGO CORP LTD.
CENTRAL INDEX KEY: 0000737186
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37695
FILM NUMBER: 161439220
BUSINESS ADDRESS:
STREET 1: TREASURY BUILDING,
STREET 2: LOWER GRAND CANAL ST
CITY: DUBLIN
STATE: L2
ZIP: L2 2
BUSINESS PHONE: 269-673-8451
MAIL ADDRESS:
STREET 1: 515 EASTERN AVENUE
CITY: ALLEGAN
STATE: MI
ZIP: 49010
FORMER NAME:
FORMER CONFORMED NAME: ELAN Corp Ltd
DATE OF NAME CHANGE: 20140818
FORMER NAME:
FORMER CONFORMED NAME: ELAN CORP LTD
DATE OF NAME CHANGE: 19840104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PERRIGO SCIENCE ONE LTD.
CENTRAL INDEX KEY: 0001565579
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37695
FILM NUMBER: 161439221
BUSINESS ADDRESS:
STREET 1: TREASURY BUILDING,
STREET 2: LOWER GRAND CANAL STREET
CITY: DUBLIN
STATE: L2
ZIP: L2 2
BUSINESS PHONE: 353 1 709 4000
MAIL ADDRESS:
STREET 1: TREASURY BUILDING,
STREET 2: LOWER GRAND CANAL STREET
CITY: DUBLIN
STATE: L2
ZIP: L2 2
FORMER NAME:
FORMER CONFORMED NAME: Elan Science One Ltd
DATE OF NAME CHANGE: 20121228
3/A
1
doc1.xml
FORM 3/A
X0206
3/A
2016-02-10
2016-02-10
0
0001445283
PROTEOSTASIS THERAPEUTICS, INC.
PTI
0001565579
PERRIGO SCIENCE ONE LTD.
TREASURY BUILDING
LOWER GRAND CANAL STREET
DUBLIN
L2
2
IRELAND
0
0
1
0
0000737186
PERRIGO CORP LTD.
TREASURY BUILDING,
LOWER GRAND CANAL STREET
DUBLIN
L2
2
IRELAND
0
0
1
0
0001307004
ELAN PHARMA INTERNATIONAL LTD.
TREASURY BUILDING,
LOWER GRAND CANAL STREET
DUBLIN
L2
2
IRELAND
0
0
1
0
0001323996
PERRIGO HOLDINGS LTD.
TREASURY BUILDING,
LOWER GRAND CANAL STREET
DUBLIN
L2
2
IRELAND
0
0
1
0
0001585364
PERRIGO Co plc
TREASURY BUILDING,
LOWER GRAND CANAL STREET
DUBLIN
L2
2
IRELAND
0
0
1
0
Series A Convertible Redeemable Preferred Stock
Common Stock
2416612
D
Series B Convertible Redeemable Preferred Stock
Common Stock
366455
D
The Series A Convertible Redeemable Preferred Stock (the "Series A Shares") are convertible on a 10.8102-to-1 basis into the Issuer's Common Stock at any time at the election of the Reporting Person and will automatically convert, together with the accrued but unpaid dividends, upon closing of the Issuer's initial public offering into the number of shares of the Issuer's Common Stock shown in column 3. The Series A Shares do not have an expiration date.
Perrigo Science One Ltd. ("Science") (formerly Elan Science One Ltd.) is the direct owner of these securities. Science is a direct or indirect, wholly-owned subsidiary of each of the other reporting persons.
The Series B Convertible Redeemable Preferred Stock (the "Series B Shares") are convertible on a 10.8102-to-1 basis into the number of shares of the Issuer's Common Stock as shown in column 3 at any time at the election of the Reporting Person and will automatically convert upon the closing of the Issuer's initial public offering. The Series B Shares do not have an expiration date.
This form amends and restates the Form 3 previously filed to reflect the change in name of Elan Science One Ltd. to Perrigo Science One Ltd. and to add each of Perrigo Company plc, Perrigo Holdings Ltd., Elan Pharma International Limited and Perrigo Corporation Limited as additional reporting persons. The additional reporting persons are the direct and indirect parents of Science.
/s/Todd Kingma, Secretary of Perrigo Science One Ltd.
2016-02-18
/s/Todd Kingma, Secretary of Perrigo Corporation Limited
2016-02-18
/s/Todd Kingma, Director of Elan Pharma International Limited
2016-02-18
/s/Todd Kingma, Secretary of Perrigo Holdings Ltd.
2016-02-18
/s/Todd Kingma, Secretary of Perrigo Company plc
2016-02-18