0001209191-15-085222.txt : 20151215
0001209191-15-085222.hdr.sgml : 20151215
20151215141151
ACCESSION NUMBER: 0001209191-15-085222
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151212
FILED AS OF DATE: 20151215
DATE AS OF CHANGE: 20151215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fidelity & Guaranty Life
CENTRAL INDEX KEY: 0001585064
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 463489149
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: TWO RUAN CENTER
STREET 2: 601 LOCUST STREET, 14TH FLOOR
CITY: DES MOINES
STATE: IA
ZIP: 50309
BUSINESS PHONE: 800-445-6758
MAIL ADDRESS:
STREET 1: TWO RUAN CENTER
STREET 2: 601 LOCUST STREET, 14TH FLOOR
CITY: DES MOINES
STATE: IA
ZIP: 50309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marhoun Eric L.
CENTRAL INDEX KEY: 0001591163
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36227
FILM NUMBER: 151288125
MAIL ADDRESS:
STREET 1: TWO RUAN CENTER
STREET 2: 601 LOCUST STREET, 14TH FLOOR
CITY: DES MOINES
STATE: IA
ZIP: 50309
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-12
0
0001585064
Fidelity & Guaranty Life
FGL
0001591163
Marhoun Eric L.
TWO RUAN CENTER
601 LOCUST STREET, 14TH FLOOR
DES MOINES
IA
50309
0
1
0
0
EVP, GC and Secretary
Common Stock
2015-12-12
4
F
0
1475
25.78
D
11713
D
Stock Option (right to buy)
38.14
2018-11-02
Common Stock
5000
D
Stock Option (right to buy)
49.45
2019-12-31
Common Stock
5000
D
Restricted Stock Unit
Common Stock
788
D
Stock Option (right to buy)
24.87
2021-12-01
Common Stock
5148
5148
D
Stock Option (right to buy)
17.00
2020-12-12
Common Stock
7956
7956
D
Represents the withholding by the Issuer of restricted stock to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock, which has been approved pursuant to the requirements of Rule 16b-3.
Includes restricted stock.
The option entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of Class A Common Stock of Fidelity & Guaranty Life Holdings, Inc., a wholly-owned subsidiary of the Issuer (the "F&G Subsidiary"), over the exercise price of the option. It is expected that the fair market value of a share of Class A Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The option became exercisable as to 3,965 shares on November 2, 2012, 3,964 shares on November 2, 2013, and 3,965 shares on November 2, 2014.
The option entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of Class B Common Stock of F&G Subsidiary, over the exercise price of the option. It is expected that the fair market value of a share of Class B Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The option became exercisable as to 1,786 shares on December 31, 2013, 1,785 shares on December 31, 2014, and will become exercisable as to 1,786 shares on December 31, 2015.
Each restricted stock unit is the economic equivalent of one share of Class B Common Stock of the F&G Subsidiary. Each restricted stock unit will be settled upon vesting in cash in an amount equal to the fair market value of one share of Class B Common Stock of the F&G Subsidiary. It is expected that the fair market value of a share of Class B Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The remaining restricted stock units will vest on December 31, 2015.
The option vests in three equal annual installments on December 1, 2015, 2016 and 2017, subject to continued employment through such date.
The option vests in three equal annual installments on December 12, 2014, 2015 and 2016, subject to continued employment through such date.
/s/ Isabelle Aragon, Attorney-in-fact
2015-12-15