0001179706-20-000121.txt : 20201209 0001179706-20-000121.hdr.sgml : 20201209 20201209182659 ACCESSION NUMBER: 0001179706-20-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karros Kirt P CENTRAL INDEX KEY: 0001584883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 201378902 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DR. SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001584883 Karros Kirt P C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 SVP, Finance & Treasurer Common Stock 2020-12-07 4 M 0 18684 12.08 A 18684 D Common Stock 2020-12-07 4 F 0 6462 12.08 D 12222 D Common Stock 2020-12-09 4 S 0 12222 12.04 D 0 D Restricted Stock Units 2020-12-07 4 M 0 18684 D Common Stock 18684 0 D Restricted Stock Units 2020-01-02 4 A 0 1234.5679 A Common Stock 1234.5679 29528.5679 D Restricted Stock Units 2020-01-02 4 A 0 1845.2865 A Common Stock 1845.2865 42880.2865 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/20. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/17 the reporting person was granted 50,985 Restricted Stock Units ("RSUs"), 16,995 of which vested on 12/07/18, 16,995 of which vested on 12/07/19 and 16,995 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 126.1224 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 212.8810 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 216.4968 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 208.7410 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,689 vested dividend equivalent rights and a de minimus adjustment of 0.7588 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which will vest on each of 12/10/20 and 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 304.5269 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 514.0084 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 522.7389 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 504.0123 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. Derek Windham as Attorney-in-Fact for Kirt P. Karros 2020-12-09