0001179706-20-000121.txt : 20201209
0001179706-20-000121.hdr.sgml : 20201209
20201209182659
ACCESSION NUMBER: 0001179706-20-000121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201207
FILED AS OF DATE: 20201209
DATE AS OF CHANGE: 20201209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karros Kirt P
CENTRAL INDEX KEY: 0001584883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 201378902
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DR. SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-12-07
0001645590
Hewlett Packard Enterprise Co
HPE
0001584883
Karros Kirt P
C/O HEWLETT PACKARD ENTERPRISE COMPANY
11445 COMPAQ CENTER DRIVE WEST
HOUSTON
TX
77070
0
1
0
0
SVP, Finance & Treasurer
Common Stock
2020-12-07
4
M
0
18684
12.08
A
18684
D
Common Stock
2020-12-07
4
F
0
6462
12.08
D
12222
D
Common Stock
2020-12-09
4
S
0
12222
12.04
D
0
D
Restricted Stock Units
2020-12-07
4
M
0
18684
D
Common Stock
18684
0
D
Restricted Stock Units
2020-01-02
4
A
0
1234.5679
A
Common Stock
1234.5679
29528.5679
D
Restricted Stock Units
2020-01-02
4
A
0
1845.2865
A
Common Stock
1845.2865
42880.2865
D
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/20.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/07/17 the reporting person was granted 50,985 Restricted Stock Units ("RSUs"), 16,995 of which vested on 12/07/18, 16,995 of which vested on 12/07/19 and 16,995 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 126.1224 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 212.8810 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 216.4968 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 208.7410 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,689 vested dividend equivalent rights and a de minimus adjustment of 0.7588 due to fractional rounding of the dividend equivalent rights.
As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.
As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which will vest on each of 12/10/20 and 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 304.5269 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 514.0084 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 522.7389 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 504.0123 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.
Derek Windham as Attorney-in-Fact for Kirt P. Karros
2020-12-09