0001179706-19-000147.txt : 20191210 0001179706-19-000147.hdr.sgml : 20191210 20191210183342 ACCESSION NUMBER: 0001179706-19-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191207 FILED AS OF DATE: 20191210 DATE AS OF CHANGE: 20191210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karros Kirt P CENTRAL INDEX KEY: 0001584883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 191278652 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DR. SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001584883 Karros Kirt P C/O HEWLETT PACKARD ENTERPRISE COMPANY 6280 AMERICA CENTER DRIVE SAN JOSE CA 95002 0 1 0 0 SVP, Finance & Treasurer Common Stock 2019-12-07 4 M 0 10934 15.91 A 10934 D Common Stock 2019-12-07 4 F 0 3782 15.91 D 7152 D Common Stock 2019-12-07 4 M 0 17920 15.91 A 25072 D Common Stock 2019-12-07 4 F 0 6197 15.91 D 18875 D Restricted Stock Units 2019-12-07 4 M 0 10934 D Common Stock 10934 0 D Restricted Stock Units 2019-12-07 4 M 0 17920 D Common Stock 17920 17919 D Restricted Stock Units 2019-04-03 4 A 0 916.1291 A Common Stock 916.1291 42441.3239 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 227.5362 dividend equivalent rights that reflect 72.5962 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 706 vested dividend equivalent rights and a de minimus adjustment of 0.9772 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/07/17 the reporting person was granted 50,985 RSUs, 16,995 of which vested on 12/07/18, 16,995 of which vested on 12/07/19 and 16,995 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 756.1551 dividend equivalent rights that reflect 241.2539 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 250.0899 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 264.8113 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 925 vested dividend equivalent rights and a de minimus adjustment of 0.7531 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 916.1291 dividend equivalent rights that reflect 292.2942 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Derek Windham as Attorney-in-Fact for Kirt P. Karros 2019-12-10