0001179706-18-000108.txt : 20180515
0001179706-18-000108.hdr.sgml : 20180515
20180515171843
ACCESSION NUMBER: 0001179706-18-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180511
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karros Kirt P
CENTRAL INDEX KEY: 0001584883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 18837820
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DR. SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-05-11
0001645590
Hewlett Packard Enterprise Co
HPE
0001584883
Karros Kirt P
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO
CA
94304
0
1
0
0
SVP, Finance & Treasurer
Common Stock
2018-05-11
4
M
0
42369
17.67
A
42369
D
Common Stock
2018-05-11
4
F
0
14649
17.67
D
27720
D
Common Stock
2018-05-15
4
S
0
27720
17.4722
D
0
D
Restricted Stock Units
2018-05-11
4
M
0
42369
D
Common Stock
42369
0
D
Restricted Stock Units
2018-01-03
4
A
0
228.649
A
Common Stock
228.649
25072.649
D
Restricted Stock Units
2018-01-03
4
A
0
80.3238
A
Common Stock
80.3238
8807.3238
D
Restricted Stock Units
2018-01-03
4
A
0
193.297
A
Common Stock
193.297
20946.297
D
Restricted Stock Units
2018-01-03
4
A
0
481.8015
A
Common Stock
481.8015
51466.8015
D
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/07/18.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.445 to $17.51. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 31,621 of which vested on 05/11/17, and 40,415 of which vested on and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 206.1990 at $14.70 per RSU credited to the reporting person's account on 01/03/18. The number of derivative securities in column 5 includes 175.7174 vested dividend equivalent rights and a de minimus adjustment of 0.9970 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, 18,931 of which vested on 11/02/17, and 18,931 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 228.6490 dividend equivalent rights being reported include 123.4490 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 105.2000 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, 6,650 of which vested on 12/09/17, and 6,650 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 80.3238 dividend equivalent rights being reported include 43.3673 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 36.9565 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vested on 12/07/17, 6,650 of which vested on 12/09/17, and 6,650 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.2970 dividend equivalent rights being reported include 104.3622 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 88.9348 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/17 the reporting person was granted 50,985 RSUs, 16,995 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 481.8015 dividend equivalent rights being reported include 260.1276 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 221.6739 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18.
Derek Windham as Attorney-in-Fact for Kirt P. Karros
2018-05-15