0001179706-17-000228.txt : 20171106
0001179706-17-000228.hdr.sgml : 20171106
20171106182143
ACCESSION NUMBER: 0001179706-17-000228
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171102
FILED AS OF DATE: 20171106
DATE AS OF CHANGE: 20171106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karros Kirt P
CENTRAL INDEX KEY: 0001584883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 171180607
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DR. SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-11-02
0001645590
Hewlett Packard Enterprise Co
HPE
0001584883
Karros Kirt P
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO
CA
94304
0
1
0
0
SVP, Finance & Treasurer
Common Stock
2017-11-02
4
M
0
24846
13.63
A
24846
D
Common Stock
2017-11-02
4
F
0
12966
13.63
D
11880
D
Common Stock
2017-11-06
4
S
0
11880
13.3578
D
0
D
Restricted Stock Units
2017-07-05
4
A
0
298.8304
A
Common Stock
298.8304
41986.0866
D
Restricted Stock Units
2017-11-02
4
M
0
24846
D
Common Stock
24846
24844
D
Restricted Stock Units
2017-07-05
4
A
0
125.6909
A
Common Stock
125.6909
17454.7298
D
Restricted Stock Umits
2017-07-05
4
A
0
226.8648
A
Common Stock
226.8648
31130.9534
D
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/17.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.24 to $13.48. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.
As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 31,621 of which vested on 05/11/17, and 40,415 of which will vest on and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 298.8304 dividend equivalent rights being reported reflect 121.3321 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 177.4983 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.
As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, 24,196 of which vested on 11/02/17, and 24,196 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 357.8116 dividend equivalent rights being reported reflect 145.2792 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 212.5324 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. The number of derivative securities in column 5 includes 650 vested dividend equivalent rights and a de minimus adjustment of 0.9106 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.
As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, and 8,499 of which will vest on 12/09/17, and 8,500 of which willl vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 125.6909 dividend equivalent rights being reported reflect 51.0331 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 74.6578 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.
As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which will vest on each of 12/07/17 and 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 226.8648 dividend equivalent rights being reported reflect 92.1128 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 134.7520 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.
Derek Windham as Attorney-in-Fact for Kirt P. Karros
2017-11-06