0001179706-17-000128.txt : 20170512 0001179706-17-000128.hdr.sgml : 20170512 20170512163022 ACCESSION NUMBER: 0001179706-17-000128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karros Kirt P CENTRAL INDEX KEY: 0001584883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 17839086 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DR. SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-10 0001645590 Hewlett Packard Enterprise Co HPE 0001584883 Karros Kirt P C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 SVP, Finance & Treasurer Common Stock 2017-05-10 4 M 0 56797 11.01 A 56797 D Common Stock 2017-05-10 4 S 0 56797 18.99 D 0 D Common Stock 2017-05-10 4 M 0 6650 11.28 A 6650 D Common Stock 2017-05-10 4 S 0 6650 18.99 D 0 D Common Stock 2017-05-11 4 M 0 31621 18.86 A 31621 D Common Stock 2017-05-11 4 F 0 11883 18.86 D 19738 D Common Stock 2017-05-11 4 M 0 971 18.86 A 20709 D Common Stock 2017-05-11 4 F 0 365 18.86 D 20344 D Employee Stock Option (Right to buy) 11.01 2017-05-10 4 M 0 56797 0 A 2016-11-02 2023-11-02 Common Stock 56797 113596 D Employee Stock Option (Right to buy) 11.28 2017-05-10 4 M 0 6650 0 A 2016-12-09 2023-12-09 Common Stock 6650 13301 D Restricted Stock Units 2017-05-11 4 M 0 31621 D Common Stock 31621 32590 D Restricted Stock Units 2017-01-04 4 A 0 217.1952 A Common Stock 217.1952 38565.2693 D Restricted Stock Units 2017-01-04 4 A 0 76.2974 A Common Stock 76.2974 13547.1145 D Restricted Stock Umits 2017-01-04 4 A 0 137.7118 A Common Stock 137.7118 24159.7158 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/19/17. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. This option vested and became exercisable beginning on this date. This option is no longer exercisable beginning on this date. As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 31,621 of which vested on 05/11/17, and 31,621 of which will vest on and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 133.1377 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 229.6497 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. The number of derivative securities in column 5 includes 971 vested dividend equivalent rights and a de minimus adjustment of 0.9480 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, and 18,931 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 79.7075 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 137.4877 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, and 6,650 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 28.0013 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 48.2961 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vests on each of 12/07/17, and 6,650 of which will vest on each of 12/09/17, 12/09/18. Dividend equivalent rights accrue with respe6t to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 50.5392,dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above. Derek Windham as Attorney-in-Fact for Kirt P. Karros 2017-05-12