0001062993-21-012826.txt : 20211213 0001062993-21-012826.hdr.sgml : 20211213 20211213174808 ACCESSION NUMBER: 0001062993-21-012826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karros Kirt P CENTRAL INDEX KEY: 0001584883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 211489109 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DR. SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-12-09 0001645590 Hewlett Packard Enterprise Co HPE 0001584883 Karros Kirt P C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 SVP, Finance & Treasurer Common Stock 2021-12-10 4 M 0 13727 15.21 A 13727 D Common Stock 2021-12-10 4 F 0 4747 15.21 D 8980 D Common Stock 2021-12-10 4 M 0 1504 15.21 A 10484 D Common Stock 2021-12-10 4 F 0 521 15.21 D 9963 D Common Stock 2021-12-10 4 M 0 13678 15.21 A 23641 D Common Stock 2021-12-10 4 F 0 4730 15.21 D 18911 D Common Stock 2021-12-10 4 M 0 1081 15.21 A 19992 D Common Stock 2021-12-10 4 F 0 374 15.21 D 19618 D Common Stock 2021-12-10 4 M 0 17876 15.21 A 37494 D Common Stock 2021-12-10 4 F 0 6182 15.21 D 31312 D Common Stock 2021-12-10 4 M 0 609 15.21 A 31921 D Common Stock 2021-12-10 4 F 0 211 15.21 D 31710 D Restricted Stock Units 2021-12-10 4 M 0 13727 D Common Stock 13727 0 D Restricted Stock Units 2021-12-10 4 M 0 13678 D Common Stock 13678 14758 D Restricted Stock Units 2021-12-10 4 M 0 17876 D Common Stock 17876 36968 D Restricted Stock Units 2021-12-09 4 A 0 48765 A Common Stock 48765 48765 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 136.8140 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 103.6000 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 114.0748 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 111.9810 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,504 vested dividend equivalent rights and a de minimus adjustment of 0.5302 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which vested on 12/10/20, 13,678 of which vested on 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 272.6611 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 206.4679 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 227.3435 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 223.1706 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,081 vested dividend equivalent rights and a de minimus adjustment of 0.3569 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 609 vested dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend equivalent rights. On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Derek Windham as Attorney-in-Fact for Kirt P. Karros 2021-12-13