0001584639-16-000009.txt : 20160212
0001584639-16-000009.hdr.sgml : 20160212
20160211182157
ACCESSION NUMBER: 0001584639-16-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160211
EFFECTIVENESS DATE: 20160212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 161413409
BUSINESS ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001584639
XXXXXXXX
12-31-2015
12-31-2015
Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15952
N
BRUCE KALLINS
PRINCIPAL
203-341-0606
/s/ BRUCE KALLINS
WESTPORT
CT
02-11-2016
0
116
476238
false
INFORMATION TABLE
2
yakira13f20151231.xml
A H BELO CORP
COM CL A
001282102
180
35942
SH
SOLE
35942
0
0
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
129
15555
SH
SOLE
15555
0
0
AGL RES INC
COM
001204106
766
12000
SH
SOLE
12000
0
0
AIRGAS INC
COM
009363102
3891
28134
SH
SOLE
28134
0
0
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
10298
1342626
SH
SOLE
1342626
0
0
AMERIANA BANCORP
COM
023613102
1670
72857
SH
SOLE
72857
0
0
ANDINA ACQUISITION CORP II
UNIT 99/99/9999
G0441P112
1860
187500
SH
SOLE
187500
0
0
AR CAP ACQUISITION CORP
UNIT 10/06/2019
00191R208
2773
285000
SH
SOLE
285000
0
0
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
1011
100000
SH
SOLE
100000
0
0
AVENUE INCOME CR STRATEGIES
COM
05358E106
323
28482
SH
SOLE
28482
0
0
AVOLON HLDGS LTD
COM
G52237107
285
9200
SH
SOLE
9200
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
242
24740
SH
SOLE
24740
0
0
BIOMED REALTY TRUST INC
COM
09063H107
4711
198847
SH
SOLE
198847
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
5143
519500
SH
SOLE
519500
0
0
BOULEVARD ACQUISITION
CL A
10157Q102
377
38319
SH
SOLE
38319
0
0
BROADCOM CORP
CL A
111320107
1388
24000
SH
Put
SOLE
24000
0
0
BROADCOM CORP
CL A
111320107
33703
582902
SH
SOLE
582902
0
0
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
302
25736
SH
SOLE
25736
0
0
BROOKFIELD TOTAL RETURN FD I
COM
11283U108
366
16694
SH
SOLE
16694
0
0
C B PHARMA ACQUISITION CORP
SHS
G2029P126
124
12500
SH
SOLE
12500
0
0
C1 FINL INC
COM
12591N109
5884
243035
SH
SOLE
243035
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
20466
323833
SH
SOLE
323833
0
0
CAMPUS CREST CMNTYS INC
COM
13466Y105
4763
700428
SH
SOLE
700428
0
0
CHEVIOT FINL CORP NEW
COM
16677X105
273
17800
SH
SOLE
17800
0
0
CHUBB CORP
COM
171232101
25723
193928
SH
SOLE
193928
0
0
CLECO CORP NEW
COM
12561W105
439
8400
SH
SOLE
8400
0
0
COMMUNICATIONS SALES&LEAS IN
COM
20341J104
2332
124778
SH
SOLE
124778
0
0
COPART INC
COM
217204106
288
7568
SH
SOLE
7568
0
0
CORNERSTONE STRATEGIC VALUE
COM PAR $0.001
21924B302
3887
248228
SH
SOLE
248228
0
0
CORNERSTONE TOTAL RTRN FD IN
COM PAR $0.01
21924U300
2942
174191
SH
SOLE
174191
0
0
COVISINT CORP
COM
22357R103
46
18549
SH
SOLE
18549
0
0
CROSSROADS CAP INC
COM
227656105
406
126445
SH
SOLE
126445
0
0
DELAWARE INVTS DIV & INCOME
COM
245915103
120
13662
SH
SOLE
13662
0
0
DIAMOND FOODS INC
COM
252603105
493
12800
SH
SOLE
12800
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
399
15824
SH
SOLE
15824
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
342
31021
SH
SOLE
31021
0
0
DNP SELECT INCOME FD
COM
23325P104
348
38868
SH
SOLE
38868
0
0
DOUBLE EAGLE ACQUISITION COR
UNIT 99/99/9999
G28195108
4440
444000
SH
SOLE
444000
0
0
E M C CORP MASS
COM
268648102
462
18000
SH
SOLE
18000
0
0
ENDOCYTE INC
COM
29269A102
57
14200
SH
SOLE
14200
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
197
17563
SH
SOLE
17563
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
1969
181501
SH
SOLE
181501
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
173
21139
SH
SOLE
21139
0
0
FRANKLIN COVEY CO
COM
353469109
377
22500
SH
SOLE
22500
0
0
FULL CIRCLE CAP CORP
COM
359671104
44
17700
SH
SOLE
17700
0
0
GABELLI EQUITY TR INC
COM
362397101
2431
457854
SH
SOLE
457854
0
0
GABELLI GLOBL UTIL & INCOME
COM SH BEN INT
36242L105
376
22611
SH
SOLE
22611
0
0
GARNERO GROUP ACQUISITION CO
SHS
G5866L108
6352
647542
SH
SOLE
647542
0
0
GLOBAL HIGH INCOME FUND INC
COM
37933G108
2373
279234
SH
SOLE
279234
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
755
75000
SH
SOLE
75000
0
0
HARMONY MERGER CORP
COM
413247107
878
90000
SH
SOLE
90000
0
0
HARVEST NATURAL RESOURCES IN
COM
41754V103
90
210807
SH
SOLE
210807
0
0
HEALTH NET INC
COM
42222G108
25002
365202
SH
SOLE
365202
0
0
HYDRA INDS ACQUISITION CORP
COM
448740100
1696
174349
SH
SOLE
174349
0
0
INSPERITY INC
COM
45778Q107
722
15000
SH
SOLE
15000
0
0
JACKSONVILLE BANCORP INC FLA
COM NEW
469249205
2371
126588
SH
SOLE
126588
0
0
JARDEN CORP
COM
471109108
12852
225000
SH
SOLE
225000
0
0
KEURIG GREEN MTN INC
COM
49271M100
7620
84686
SH
SOLE
84686
0
0
KLA-TENCOR CORP
COM
482480100
15593
224849
SH
SOLE
224849
0
0
KOPIN CORP
COM
500600101
65
23746
SH
SOLE
23746
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
495
92538
SH
SOLE
92538
0
0
LMP REAL ESTATE INCOME FD IN
COM
50208C108
2095
160650
SH
SOLE
160650
0
0
LUNA INNOVATIONS
COM
550351100
37
34483
SH
SOLE
34483
0
0
MANAGED HIGH YIELD PLUS FD I
COM
561911108
435
247346
SH
SOLE
247346
0
0
METRO BANCORP INC PA
COM
59161R101
560
17851
SH
SOLE
17851
0
0
MINDRAY MEDICAL INTL LTD
SPON ADR
602675100
5682
209518
SH
SOLE
209518
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM NEW
60786L206
173
69804
SH
SOLE
69804
0
0
MORGANS HOTEL GROUP CO
COM
61748W108
64
19100
SH
SOLE
19100
0
0
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
1879
375004
SH
SOLE
375004
0
0
NEW MTN FIN CORP
COM
647551100
498
38224
SH
SOLE
38224
0
0
NUVEEN DIVERSIFIED COMMODTY
COM UT BEN INT
67074P104
1248
138390
SH
SOLE
138390
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
505
36727
SH
SOLE
36727
0
0
NUVEEN LG/SHT COMMODITY TOTR
COM UT BEN INT
670731108
2130
137073
SH
SOLE
137073
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
4145
142838
SH
SOLE
142838
0
0
PARTNERRE LTD
COM
G6852T105
43322
310019
SH
SOLE
310019
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
1616
143644
SH
SOLE
143644
0
0
PEPCO HOLDINGS INC
COM
713291102
2291
88100
SH
SOLE
88100
0
0
PERRIGO CO PLC
SHS
G97822103
724
5000
SH
SOLE
5000
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
22510
471708
SH
SOLE
471708
0
0
PMC-SIERRA INC
COM
69344F106
14844
1277412
SH
SOLE
1277412
0
0
PRECISION CASTPARTS CORP
COM
740189105
54326
234154
SH
SOLE
234154
0
0
PRISM TECHNOLOGIES GROUP INC
COM
74273Y100
135
132586
SH
SOLE
132586
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
1456
20000
SH
SOLE
20000
0
0
QLT INC
COM
746927102
281
105486
SH
SOLE
105486
0
0
QUINPARIO ACQUISITION CORP 2
COM
74874U101
2365
243850
SH
SOLE
243850
0
0
REALD INC
COM
75604L105
228
21600
SH
SOLE
21600
0
0
REALNETWORKS INC
COM NEW
75605L708
173
40670
SH
SOLE
40670
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
9937
382623
SH
SOLE
382623
0
0
RENTECH INC
COM NEW
760112201
369
104874
SH
SOLE
104874
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
6193
426822
SH
SOLE
426822
0
0
SAMSON OIL & GAS LTD
SPON ADR NEW
796043206
6
14119
SH
SOLE
14119
0
0
SANOFI
RIGHT 12/31/2020
80105N113
17
155177
SH
SOLE
155177
0
0
SCHOLASTIC CORP
COM
807066105
578
15000
SH
SOLE
15000
0
0
SIRONA DENTAL SYSTEMS INC
COM
82966C103
4637
42316
SH
SOLE
42316
0
0
SOLERA HOLDINGS INC
COM
83421A104
9507
173398
SH
SOLE
173398
0
0
SOUTHCOAST FINANCIAL CORP
COM
84129R100
265
16900
SH
SOLE
16900
0
0
STANCORP FINL GROUP INC
COM
852891100
4592
40322
SH
SOLE
40322
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
5472
78977
SH
SOLE
78977
0
0
STRATEGIC GLOBAL INCOME FD
COM
862719101
812
92683
SH
SOLE
92683
0
0
SYMETRA FINL CORP
COM
87151Q106
765
24086
SH
SOLE
24086
0
0
SYNCHRONY FINL
COM
87165B103
912
30000
SH
Put
SOLE
30000
0
0
SYNCHRONY FINL
COM
87165B103
1144
37627
SH
SOLE
37627
0
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
334
12891
SH
SOLE
12891
0
0
TIME WARNER CABLE INC
COM
88732J207
14819
79846
SH
SOLE
79846
0
0
TIVO INC
COM
888706108
192
22300
SH
SOLE
22300
0
0
TOWERS WATSON & CO
CL A
891894107
5904
45958
SH
SOLE
45958
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
37
10400
SH
SOLE
10400
0
0
VIACOM INC NEW
CL B
92553P201
1770
43009
SH
SOLE
43009
0
0
VIDEOCON D2H LTD
ADR
92657J101
666
74981
SH
SOLE
74981
0
0
WINDSTREAM HLDGS INC
COM NEW
97382A200
87
13500
SH
SOLE
13500
0
0
WINTHROP RLTY TR
SH BEN INT NEW
976391300
174
13400
SH
SOLE
13400
0
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
39
38308
SH
SOLE
38308
0
0
YADKIN FINL CORP
COM
984305102
452
17950
SH
SOLE
17950
0
0
YAHOO INC
COM
984332106
6467
194425
SH
SOLE
194425
0
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
10124
373164
SH
SOLE
373164
0
0
ZYNGA INC
CL A
98986T108
162
60500
SH
SOLE
60500
0
0