PRINCIPAL

0001584639-16-000009.txt : 20160212 0001584639-16-000009.hdr.sgml : 20160212 20160211182157 ACCESSION NUMBER: 0001584639-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160211 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 161413409 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001584639 XXXXXXXX 12-31-2015 12-31-2015 Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N BRUCE KALLINS PRINCIPAL 203-341-0606 /s/ BRUCE KALLINS WESTPORT CT 02-11-2016 0 116 476238 false INFORMATION TABLE 2 yakira13f20151231.xml A H BELO CORP COM CL A 001282102 180 35942 SH SOLE 35942 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 129 15555 SH SOLE 15555 0 0 AGL RES INC COM 001204106 766 12000 SH SOLE 12000 0 0 AIRGAS INC COM 009363102 3891 28134 SH SOLE 28134 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 10298 1342626 SH SOLE 1342626 0 0 AMERIANA BANCORP COM 023613102 1670 72857 SH SOLE 72857 0 0 ANDINA ACQUISITION CORP II UNIT 99/99/9999 G0441P112 1860 187500 SH SOLE 187500 0 0 AR CAP ACQUISITION CORP UNIT 10/06/2019 00191R208 2773 285000 SH SOLE 285000 0 0 ATLANTIC ALLIANCE PARTNER CO SHS G04897107 1011 100000 SH SOLE 100000 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 323 28482 SH SOLE 28482 0 0 AVOLON HLDGS LTD COM G52237107 285 9200 SH SOLE 9200 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 242 24740 SH SOLE 24740 0 0 BIOMED REALTY TRUST INC COM 09063H107 4711 198847 SH SOLE 198847 0 0 BOULEVARD ACQUISITION UNIT 99/99/9999 10157Q201 5143 519500 SH SOLE 519500 0 0 BOULEVARD ACQUISITION CL A 10157Q102 377 38319 SH SOLE 38319 0 0 BROADCOM CORP CL A 111320107 1388 24000 SH Put SOLE 24000 0 0 BROADCOM CORP CL A 111320107 33703 582902 SH SOLE 582902 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 302 25736 SH SOLE 25736 0 0 BROOKFIELD TOTAL RETURN FD I COM 11283U108 366 16694 SH SOLE 16694 0 0 C B PHARMA ACQUISITION CORP SHS G2029P126 124 12500 SH SOLE 12500 0 0 C1 FINL INC COM 12591N109 5884 243035 SH SOLE 243035 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 20466 323833 SH SOLE 323833 0 0 CAMPUS CREST CMNTYS INC COM 13466Y105 4763 700428 SH SOLE 700428 0 0 CHEVIOT FINL CORP NEW COM 16677X105 273 17800 SH SOLE 17800 0 0 CHUBB CORP COM 171232101 25723 193928 SH SOLE 193928 0 0 CLECO CORP NEW COM 12561W105 439 8400 SH SOLE 8400 0 0 COMMUNICATIONS SALES&LEAS IN COM 20341J104 2332 124778 SH SOLE 124778 0 0 COPART INC COM 217204106 288 7568 SH SOLE 7568 0 0 CORNERSTONE STRATEGIC VALUE COM PAR $0.001 21924B302 3887 248228 SH SOLE 248228 0 0 CORNERSTONE TOTAL RTRN FD IN COM PAR $0.01 21924U300 2942 174191 SH SOLE 174191 0 0 COVISINT CORP COM 22357R103 46 18549 SH SOLE 18549 0 0 CROSSROADS CAP INC COM 227656105 406 126445 SH SOLE 126445 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 120 13662 SH SOLE 13662 0 0 DIAMOND FOODS INC COM 252603105 493 12800 SH SOLE 12800 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 399 15824 SH SOLE 15824 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 342 31021 SH SOLE 31021 0 0 DNP SELECT INCOME FD COM 23325P104 348 38868 SH SOLE 38868 0 0 DOUBLE EAGLE ACQUISITION COR UNIT 99/99/9999 G28195108 4440 444000 SH SOLE 444000 0 0 E M C CORP MASS COM 268648102 462 18000 SH SOLE 18000 0 0 ENDOCYTE INC COM 29269A102 57 14200 SH SOLE 14200 0 0 FIDELITY NATIONAL FINANCIAL FNFV GROUP COM 31620R402 197 17563 SH SOLE 17563 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 1969 181501 SH SOLE 181501 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 173 21139 SH SOLE 21139 0 0 FRANKLIN COVEY CO COM 353469109 377 22500 SH SOLE 22500 0 0 FULL CIRCLE CAP CORP COM 359671104 44 17700 SH SOLE 17700 0 0 GABELLI EQUITY TR INC COM 362397101 2431 457854 SH SOLE 457854 0 0 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 376 22611 SH SOLE 22611 0 0 GARNERO GROUP ACQUISITION CO SHS G5866L108 6352 647542 SH SOLE 647542 0 0 GLOBAL HIGH INCOME FUND INC COM 37933G108 2373 279234 SH SOLE 279234 0 0 HARMONY MERGER CORP UNIT 99/99/9999 413247206 755 75000 SH SOLE 75000 0 0 HARMONY MERGER CORP COM 413247107 878 90000 SH SOLE 90000 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 90 210807 SH SOLE 210807 0 0 HEALTH NET INC COM 42222G108 25002 365202 SH SOLE 365202 0 0 HYDRA INDS ACQUISITION CORP COM 448740100 1696 174349 SH SOLE 174349 0 0 INSPERITY INC COM 45778Q107 722 15000 SH SOLE 15000 0 0 JACKSONVILLE BANCORP INC FLA COM NEW 469249205 2371 126588 SH SOLE 126588 0 0 JARDEN CORP COM 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NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 505 36727 SH SOLE 36727 0 0 NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 2130 137073 SH SOLE 137073 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 4145 142838 SH SOLE 142838 0 0 PARTNERRE LTD COM G6852T105 43322 310019 SH SOLE 310019 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 1616 143644 SH SOLE 143644 0 0 PEPCO HOLDINGS INC COM 713291102 2291 88100 SH SOLE 88100 0 0 PERRIGO CO PLC SHS G97822103 724 5000 SH SOLE 5000 0 0 PLUM CREEK TIMBER CO INC COM 729251108 22510 471708 SH SOLE 471708 0 0 PMC-SIERRA INC COM 69344F106 14844 1277412 SH SOLE 1277412 0 0 PRECISION CASTPARTS CORP COM 740189105 54326 234154 SH SOLE 234154 0 0 PRISM TECHNOLOGIES GROUP INC COM 74273Y100 135 132586 SH SOLE 132586 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 1456 20000 SH SOLE 20000 0 0 QLT INC COM 746927102 281 105486 SH SOLE 105486 0 0 QUINPARIO ACQUISITION CORP 2 COM 74874U101 2365 243850 SH SOLE 243850 0 0 REALD INC COM 75604L105 228 21600 SH SOLE 21600 0 0 REALNETWORKS INC COM NEW 75605L708 173 40670 SH SOLE 40670 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 9937 382623 SH SOLE 382623 0 0 RENTECH INC COM NEW 760112201 369 104874 SH SOLE 104874 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 6193 426822 SH SOLE 426822 0 0 SAMSON OIL & GAS LTD SPON ADR NEW 796043206 6 14119 SH SOLE 14119 0 0 SANOFI RIGHT 12/31/2020 80105N113 17 155177 SH SOLE 155177 0 0 SCHOLASTIC CORP COM 807066105 578 15000 SH SOLE 15000 0 0 SIRONA DENTAL SYSTEMS INC COM 82966C103 4637 42316 SH SOLE 42316 0 0 SOLERA HOLDINGS INC COM 83421A104 9507 173398 SH SOLE 173398 0 0 SOUTHCOAST FINANCIAL CORP COM 84129R100 265 16900 SH SOLE 16900 0 0 STANCORP FINL GROUP INC COM 852891100 4592 40322 SH SOLE 40322 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 5472 78977 SH SOLE 78977 0 0 STRATEGIC GLOBAL INCOME FD COM 862719101 812 92683 SH SOLE 92683 0 0 SYMETRA FINL CORP COM 87151Q106 765 24086 SH SOLE 24086 0 0 SYNCHRONY FINL COM 87165B103 912 30000 SH Put SOLE 30000 0 0 SYNCHRONY FINL COM 87165B103 1144 37627 SH SOLE 37627 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 334 12891 SH SOLE 12891 0 0 TIME WARNER CABLE INC COM 88732J207 14819 79846 SH SOLE 79846 0 0 TIVO INC COM 888706108 192 22300 SH SOLE 22300 0 0 TOWERS WATSON & CO CL A 891894107 5904 45958 SH SOLE 45958 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 37 10400 SH SOLE 10400 0 0 VIACOM INC NEW CL B 92553P201 1770 43009 SH SOLE 43009 0 0 VIDEOCON D2H LTD ADR 92657J101 666 74981 SH SOLE 74981 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 87 13500 SH SOLE 13500 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 174 13400 SH SOLE 13400 0 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 39 38308 SH SOLE 38308 0 0 YADKIN FINL CORP COM 984305102 452 17950 SH SOLE 17950 0 0 YAHOO INC COM 984332106 6467 194425 SH SOLE 194425 0 0 YOUKU TUDOU INC SPONSORED ADR 98742U100 10124 373164 SH SOLE 373164 0 0 ZYNGA INC CL A 98986T108 162 60500 SH SOLE 60500 0 0