0001584639-15-000007.txt : 20151113
0001584639-15-000007.hdr.sgml : 20151113
20151112211449
ACCESSION NUMBER: 0001584639-15-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151112
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 151226668
BUSINESS ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001584639
XXXXXXXX
09-30-2015
09-30-2015
Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15952
N
BRUCE KALLINS
PRINCIPAL
203-341-0606
/s/ BRUCE KALLINS
WESTPORT
CT
11-12-2015
0
121
177797
false
INFORMATION TABLE
2
yakira13f20150930.xml
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
1015
100000
SH
SOLE
100000
0
0
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
7332
932838
SH
SOLE
932838
0
0
AVENUE INCOME CR STRATEGIES
COM
05358E106
366
28482
SH
SOLE
28482
0
0
A H BELO CORP
COM CL A
001282102
177
35942
SH
SOLE
35942
0
0
ALLIANCE BANCORP INC PA NEW
COM
01890A108
5690
237375
SH
SOLE
237375
0
0
ALTERA CORP
COM
021441100
601
12000
SH
SOLE
12000
0
0
AMERIANA BANCORP
COM
023613102
1676
72857
SH
SOLE
72857
0
0
ATMEL CORP
COM
049513104
256
31725
SH
SOLE
31725
0
0
AR CAP ACQUISITION CORP
UNIT 10/06/2019
00191R208
333
33500
SH
SOLE
33500
0
0
AVOLON HLDGS LTD
COM
G52237107
280
9200
SH
SOLE
9200
0
0
BDCA VENTURE INC
COM
05543L106
604
128881
SH
SOLE
128881
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
243
24740
SH
SOLE
24740
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
4412
442500
SH
SOLE
442500
0
0
BROADCOM CORP
CL A
111320107
2536
49314
SH
SOLE
49314
0
0
BROADCOM CORP
CL A
111320107
1234
24000
SH
Put
SOLE
24000
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
1472
24000
SH
SOLE
24000
0
0
CAMBRIDGE CAP ACQUISITION CO
COM
13215Q106
600
60000
SH
SOLE
60000
0
0
CHUBB CORP
COM
171232101
5519
45000
SH
SOLE
45000
0
0
NUVEEN DIVERSIFIED COMMODTY
COM UT BEN INT
67074P104
1856
180009
SH
SOLE
180009
0
0
CORNERSTONE STRATEGIC VALUE
COM PAR $0.001
21924B302
4817
306396
SH
SOLE
306396
0
0
COMCAST CORP NEW
CL A
20030N101
1365
24000
SH
SOLE
24000
0
0
CLECO CORP NEW
COM
12561W105
2777
52158
SH
SOLE
52158
0
0
C B PHARMA ACQUISITION CORP
SHS
G2029P126
124
12500
SH
SOLE
12500
0
0
COVISINT CORP
COM
22357R103
40
18549
SH
SOLE
18549
0
0
CORNERSTONE TOTAL RTRN FD IN
COM PAR $0.01
21924U300
3002
186798
SH
SOLE
186798
0
0
COMMUNICATIONS SALES&LEAS IN
COM
20341J104
2007
112103
SH
SOLE
112103
0
0
CHAMBERS STR PPTYS
COM
157842105
1585
244245
SH
SOLE
244245
0
0
NUVEEN LG/SHT COMMODITY TOTR
COM UT BEN INT
670731108
2963
185158
SH
SOLE
185158
0
0
CITY NATL CORP
COM
178566105
8807
100006
SH
SOLE
100006
0
0
CYTEC INDS INC
COM
232820100
2566
34743
SH
SOLE
34743
0
0
DELAWARE INVTS DIV & INCOME
COM
245915103
114
13662
SH
SOLE
13662
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
863
35524
SH
SOLE
35524
0
0
DNP SELECT INCOME FD
COM
23325P104
410
45668
SH
SOLE
45668
0
0
DOW CHEM CO
COM
260543103
297
7000
SH
SOLE
7000
0
0
DOUBLE EAGLE ACQUISITION COR
UNIT 99/99/9999
G28195108
4746
468000
SH
SOLE
468000
0
0
ENDOCYTE INC
COM
29269A102
65
14200
SH
SOLE
14200
0
0
E M C CORP MASS
COM
268648102
1160
48000
SH
SOLE
48000
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
206
17563
SH
SOLE
17563
0
0
FEDERATED ENHANC TREAS INCM
COM SH BEN INT
314162108
634
46891
SH
SOLE
46891
0
0
FULL CIRCLE CAP CORP
COM
359671104
54
17700
SH
SOLE
17700
0
0
WINTHROP RLTY TR
SH BEN INT NEW
976391300
192
13400
SH
SOLE
13400
0
0
GABELLI EQUITY TR INC
COM
362397101
2428
465168
SH
SOLE
465168
0
0
AGL RES INC
COM
001204106
732
12000
SH
SOLE
12000
0
0
SANOFI
RIGHT 12/31/2020
80105N113
30
155177
SH
SOLE
155177
0
0
GLOBAL DEFENSE & NATL SEC SY
COM
37953N108
2230
211963
SH
SOLE
211963
0
0
GARNERO GROUP ACQUISITION CO
SHS
G5866L108
4088
412500
SH
SOLE
412500
0
0
GLOBAL HIGH INCOME FUND INC
COM
37933G108
1158
150000
SH
SOLE
150000
0
0
GABELLI GLOBL UTIL & INCOME
COM SH BEN INT
36242L105
394
24452
SH
SOLE
24452
0
0
GULF COAST ULTRA DEEP RTY TR
ROYALTY TR UNT
40222T104
4
14923
SH
SOLE
14923
0
0
GYRODYNE LLC
COM
403829104
257
9146
SH
SOLE
9146
0
0
HCC INS HLDGS INC
COM
404132102
1162
15000
SH
SOLE
15000
0
0
HYDRA INDS ACQUISITION CORP
COM
448740100
1087
112015
SH
SOLE
112015
0
0
DOT HILL SYS CORP
COM
25848T109
512
52626
SH
SOLE
52626
0
0
HOME PROPERTIES INC
COM
437306103
7187
96146
SH
SOLE
96146
0
0
HARVEST NATURAL RESOURCES IN
COM
41754V103
293
210807
SH
SOLE
210807
0
0
HEALTH NET INC
COM
42222G108
777
12900
SH
SOLE
12900
0
0
BLOCK H & R INC
COM
093671105
2168
59892
SH
SOLE
59892
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
765
75000
SH
SOLE
75000
0
0
BROOKFIELD TOTAL RETURN FD I
COM
11283U108
389
18238
SH
SOLE
18238
0
0
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
322
25736
SH
SOLE
25736
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
530
36727
SH
SOLE
36727
0
0
KCG HLDGS INC
CL A
48244B100
137
12491
SH
SOLE
12491
0
0
KOPIN CORP
COM
500600101
75
23746
SH
SOLE
23746
0
0
LOEWS CORP
COM
540424108
3469
96000
SH
SOLE
96000
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1553
37859
SH
SOLE
37859
0
0
LIFEVANTAGE CORP
COM
53222K106
25
31200
SH
SOLE
31200
0
0
LUMENIS LTD
SHS CL B
M6778Q121
346
24995
SH
SOLE
24995
0
0
LUNA INNOVATIONS
COM
550351100
32
34483
SH
SOLE
34483
0
0
MORGANS HOTEL GROUP CO
COM
61748W108
63
19100
SH
SOLE
19100
0
0
MITEL NETWORKS CORP
COM
60671Q104
97
15021
SH
SOLE
15021
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM NEW
60786L206
200
69804
SH
SOLE
69804
0
0
MONTGOMERY STR INCOME SECS I
COM
614115103
1962
112730
SH
SOLE
112730
0
0
NCR CORP NEW
COM
62886E108
1254
55100
SH
SOLE
55100
0
0
NEW MTN FIN CORP
COM
647551100
1082
79600
SH
SOLE
79600
0
0
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
1729
375004
SH
SOLE
375004
0
0
OLIN CORP
COM PAR $1
680665205
1387
82500
SH
SOLE
82500
0
0
OLIN CORP
COM PAR $1
680665205
1681
100000
SH
Put
SOLE
100000
0
0
OM GROUP INC
COM
670872100
576
17502
SH
SOLE
17502
0
0
ONEIDA FINL CORP MD
COM
682479100
2765
135516
SH
SOLE
135516
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
526
20039
SH
SOLE
20039
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
397
6000
SH
SOLE
6000
0
0
PRECISION CASTPARTS CORP
COM
740189105
7925
34500
SH
SOLE
34500
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
1715
143644
SH
SOLE
143644
0
0
PEPCO HOLDINGS INC
COM
713291102
656
27100
SH
SOLE
27100
0
0
PPL CORP
COM
69351T106
232
7065
SH
SOLE
7065
0
0
PARTNERRE LTD
COM
G6852T105
5000
36000
SH
SOLE
36000
0
0
PERRIGO CO PLC
SHS
G97822103
944
6000
SH
SOLE
6000
0
0
PRISM TECHNOLOGIES GROUP INC
COM
74273Y100
362
129205
SH
SOLE
129205
0
0
QLT INC
COM
746927102
281
105486
SH
SOLE
105486
0
0
QUINPARIO ACQUISITION CORP 2
COM
74874U101
633
63850
SH
SOLE
63850
0
0
COHEN & STEERS TOTAL RETURN
COM
19247R103
172
14448
SH
SOLE
14448
0
0
LMP REAL ESTATE INCOME FD IN
COM
50208C108
1160
94430
SH
SOLE
94430
0
0
REALD INC
COM
75604L105
208
21600
SH
SOLE
21600
0
0
REALNETWORKS INC
COM NEW
75605L708
166
40670
SH
SOLE
40670
0
0
RENTECH INC
COM NEW
760112201
587
104883
SH
SOLE
104883
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
6145
395407
SH
SOLE
395407
0
0
SIGMA ALDRICH CORP
COM
826552101
1667
12000
SH
SOLE
12000
0
0
SIRIUS XM HLDGS INC
COM
82968B103
270
72133
SH
SOLE
72133
0
0
SOLERA HOLDINGS INC
COM
83421A104
648
12000
SH
SOLE
12000
0
0
SOUTHCOAST FINANCIAL CORP
COM
84129R100
225
16900
SH
SOLE
16900
0
0
STANDARD PAC CORP NEW
COM
85375C101
766
95800
SH
SOLE
95800
0
0
SAMSON OIL & GAS LTD
SPON ADR NEW
796043206
9
14119
SH
SOLE
14119
0
0
STEINER LEISURE LTD
ORD
P8744Y102
704
11135
SH
SOLE
11135
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
180
21139
SH
SOLE
21139
0
0
AT&T INC
COM
00206R102
1850
56794
SH
SOLE
56794
0
0
TRANSAMERICA INCOME SHS INC
COM
893506105
3173
146474
SH
SOLE
146474
0
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
322
12891
SH
SOLE
12891
0
0
TIVO INC
COM
888706108
193
22300
SH
SOLE
22300
0
0
DEALERTRACK TECHNOLOGIES INC
COM
242309102
4743
75093
SH
SOLE
75093
0
0
TEMPLETON RUS AND EAST EUR F
COM
88022F105
304
31265
SH
SOLE
31265
0
0
TIME WARNER CABLE INC
COM
88732J207
6880
38357
SH
SOLE
38357
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
39
10400
SH
SOLE
10400
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
470
92538
SH
SOLE
92538
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
473
16846
SH
SOLE
16846
0
0
VISTEON CORP
COM NEW
92839U206
456
4500
SH
SOLE
4500
0
0
VIDEOCON D2H LTD
ADR
92657J101
724
74981
SH
SOLE
74981
0
0
WENDYS CO
COM
95058W100
98
11298
SH
SOLE
11298
0
0
WINDSTREAM HLDGS INC
COM NEW
97382A200
83
13500
SH
SOLE
13500
0
0
WILLIS GROUP HOLDINGS PUBLIC
SHS
G96666105
1708
41700
SH
SOLE
41700
0
0
YAHOO INC
COM
984332106
4623
159925
SH
SOLE
159925
0
0
ZYNGA INC
CL A
98986T108
138
60500
SH
SOLE
60500
0
0