0001584639-15-000007.txt : 20151113 0001584639-15-000007.hdr.sgml : 20151113 20151112211449 ACCESSION NUMBER: 0001584639-15-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 151226668 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001584639 XXXXXXXX 09-30-2015 09-30-2015 Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880
13F HOLDINGS REPORT 028-15952 N
BRUCE KALLINS PRINCIPAL 203-341-0606 /s/ BRUCE KALLINS WESTPORT CT 11-12-2015 0 121 177797 false
INFORMATION TABLE 2 yakira13f20150930.xml ATLANTIC ALLIANCE PARTNER CO SHS G04897107 1015 100000 SH SOLE 100000 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 7332 932838 SH SOLE 932838 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 366 28482 SH SOLE 28482 0 0 A H BELO CORP COM CL A 001282102 177 35942 SH SOLE 35942 0 0 ALLIANCE BANCORP INC PA NEW COM 01890A108 5690 237375 SH SOLE 237375 0 0 ALTERA CORP COM 021441100 601 12000 SH SOLE 12000 0 0 AMERIANA BANCORP COM 023613102 1676 72857 SH SOLE 72857 0 0 ATMEL CORP COM 049513104 256 31725 SH SOLE 31725 0 0 AR CAP ACQUISITION CORP UNIT 10/06/2019 00191R208 333 33500 SH SOLE 33500 0 0 AVOLON HLDGS LTD COM G52237107 280 9200 SH SOLE 9200 0 0 BDCA VENTURE INC COM 05543L106 604 128881 SH SOLE 128881 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 243 24740 SH SOLE 24740 0 0 BOULEVARD ACQUISITION UNIT 99/99/9999 10157Q201 4412 442500 SH SOLE 442500 0 0 BROADCOM CORP CL A 111320107 2536 49314 SH SOLE 49314 0 0 BROADCOM CORP CL A 111320107 1234 24000 SH Put SOLE 24000 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 1472 24000 SH SOLE 24000 0 0 CAMBRIDGE CAP ACQUISITION CO COM 13215Q106 600 60000 SH SOLE 60000 0 0 CHUBB CORP COM 171232101 5519 45000 SH SOLE 45000 0 0 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 1856 180009 SH SOLE 180009 0 0 CORNERSTONE STRATEGIC VALUE COM PAR $0.001 21924B302 4817 306396 SH SOLE 306396 0 0 COMCAST CORP NEW CL A 20030N101 1365 24000 SH SOLE 24000 0 0 CLECO CORP NEW COM 12561W105 2777 52158 SH SOLE 52158 0 0 C B PHARMA ACQUISITION CORP SHS G2029P126 124 12500 SH SOLE 12500 0 0 COVISINT CORP COM 22357R103 40 18549 SH SOLE 18549 0 0 CORNERSTONE TOTAL RTRN FD IN COM PAR $0.01 21924U300 3002 186798 SH SOLE 186798 0 0 COMMUNICATIONS SALES&LEAS IN COM 20341J104 2007 112103 SH SOLE 112103 0 0 CHAMBERS STR PPTYS COM 157842105 1585 244245 SH SOLE 244245 0 0 NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 2963 185158 SH SOLE 185158 0 0 CITY NATL CORP COM 178566105 8807 100006 SH SOLE 100006 0 0 CYTEC INDS INC COM 232820100 2566 34743 SH SOLE 34743 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 114 13662 SH SOLE 13662 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 863 35524 SH SOLE 35524 0 0 DNP SELECT INCOME FD COM 23325P104 410 45668 SH SOLE 45668 0 0 DOW CHEM CO COM 260543103 297 7000 SH SOLE 7000 0 0 DOUBLE EAGLE ACQUISITION COR UNIT 99/99/9999 G28195108 4746 468000 SH SOLE 468000 0 0 ENDOCYTE INC COM 29269A102 65 14200 SH SOLE 14200 0 0 E M C CORP MASS COM 268648102 1160 48000 SH SOLE 48000 0 0 FIDELITY NATIONAL FINANCIAL FNFV GROUP COM 31620R402 206 17563 SH SOLE 17563 0 0 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 634 46891 SH SOLE 46891 0 0 FULL CIRCLE CAP CORP COM 359671104 54 17700 SH SOLE 17700 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 192 13400 SH SOLE 13400 0 0 GABELLI EQUITY TR INC COM 362397101 2428 465168 SH SOLE 465168 0 0 AGL RES INC COM 001204106 732 12000 SH SOLE 12000 0 0 SANOFI RIGHT 12/31/2020 80105N113 30 155177 SH SOLE 155177 0 0 GLOBAL DEFENSE & NATL SEC SY COM 37953N108 2230 211963 SH SOLE 211963 0 0 GARNERO GROUP ACQUISITION CO SHS G5866L108 4088 412500 SH SOLE 412500 0 0 GLOBAL HIGH INCOME FUND INC COM 37933G108 1158 150000 SH SOLE 150000 0 0 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 394 24452 SH SOLE 24452 0 0 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 4 14923 SH SOLE 14923 0 0 GYRODYNE LLC COM 403829104 257 9146 SH SOLE 9146 0 0 HCC INS HLDGS INC COM 404132102 1162 15000 SH SOLE 15000 0 0 HYDRA INDS ACQUISITION CORP COM 448740100 1087 112015 SH SOLE 112015 0 0 DOT HILL SYS CORP COM 25848T109 512 52626 SH SOLE 52626 0 0 HOME PROPERTIES INC COM 437306103 7187 96146 SH SOLE 96146 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 293 210807 SH SOLE 210807 0 0 HEALTH NET INC COM 42222G108 777 12900 SH SOLE 12900 0 0 BLOCK H & R INC COM 093671105 2168 59892 SH SOLE 59892 0 0 HARMONY MERGER CORP UNIT 99/99/9999 413247206 765 75000 SH SOLE 75000 0 0 BROOKFIELD TOTAL RETURN FD I COM 11283U108 389 18238 SH SOLE 18238 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 322 25736 SH SOLE 25736 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 530 36727 SH SOLE 36727 0 0 KCG HLDGS INC CL A 48244B100 137 12491 SH SOLE 12491 0 0 KOPIN CORP COM 500600101 75 23746 SH SOLE 23746 0 0 LOEWS CORP COM 540424108 3469 96000 SH SOLE 96000 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1553 37859 SH SOLE 37859 0 0 LIFEVANTAGE CORP COM 53222K106 25 31200 SH SOLE 31200 0 0 LUMENIS LTD SHS CL B M6778Q121 346 24995 SH SOLE 24995 0 0 LUNA INNOVATIONS COM 550351100 32 34483 SH SOLE 34483 0 0 MORGANS HOTEL GROUP CO COM 61748W108 63 19100 SH SOLE 19100 0 0 MITEL NETWORKS CORP COM 60671Q104 97 15021 SH SOLE 15021 0 0 MODUSLINK GLOBAL SOLUTIONS I COM NEW 60786L206 200 69804 SH SOLE 69804 0 0 MONTGOMERY STR INCOME SECS I COM 614115103 1962 112730 SH SOLE 112730 0 0 NCR CORP NEW COM 62886E108 1254 55100 SH SOLE 55100 0 0 NEW MTN FIN CORP COM 647551100 1082 79600 SH SOLE 79600 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 1729 375004 SH SOLE 375004 0 0 OLIN CORP COM PAR $1 680665205 1387 82500 SH SOLE 82500 0 0 OLIN CORP COM PAR $1 680665205 1681 100000 SH Put SOLE 100000 0 0 OM GROUP INC COM 670872100 576 17502 SH SOLE 17502 0 0 ONEIDA FINL CORP MD COM 682479100 2765 135516 SH SOLE 135516 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 526 20039 SH SOLE 20039 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 397 6000 SH SOLE 6000 0 0 PRECISION CASTPARTS CORP COM 740189105 7925 34500 SH SOLE 34500 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 1715 143644 SH SOLE 143644 0 0 PEPCO HOLDINGS INC COM 713291102 656 27100 SH SOLE 27100 0 0 PPL CORP COM 69351T106 232 7065 SH SOLE 7065 0 0 PARTNERRE LTD COM G6852T105 5000 36000 SH SOLE 36000 0 0 PERRIGO CO PLC SHS G97822103 944 6000 SH SOLE 6000 0 0 PRISM TECHNOLOGIES GROUP INC COM 74273Y100 362 129205 SH SOLE 129205 0 0 QLT INC COM 746927102 281 105486 SH SOLE 105486 0 0 QUINPARIO ACQUISITION CORP 2 COM 74874U101 633 63850 SH SOLE 63850 0 0 COHEN & STEERS TOTAL RETURN COM 19247R103 172 14448 SH SOLE 14448 0 0 LMP REAL ESTATE INCOME FD IN COM 50208C108 1160 94430 SH SOLE 94430 0 0 REALD INC COM 75604L105 208 21600 SH SOLE 21600 0 0 REALNETWORKS INC COM NEW 75605L708 166 40670 SH SOLE 40670 0 0 RENTECH INC COM NEW 760112201 587 104883 SH SOLE 104883 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 6145 395407 SH SOLE 395407 0 0 SIGMA ALDRICH CORP COM 826552101 1667 12000 SH SOLE 12000 0 0 SIRIUS XM HLDGS INC COM 82968B103 270 72133 SH SOLE 72133 0 0 SOLERA HOLDINGS INC COM 83421A104 648 12000 SH SOLE 12000 0 0 SOUTHCOAST FINANCIAL CORP COM 84129R100 225 16900 SH SOLE 16900 0 0 STANDARD PAC CORP NEW COM 85375C101 766 95800 SH SOLE 95800 0 0 SAMSON OIL & GAS LTD SPON ADR NEW 796043206 9 14119 SH SOLE 14119 0 0 STEINER LEISURE LTD ORD P8744Y102 704 11135 SH SOLE 11135 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 180 21139 SH SOLE 21139 0 0 AT&T INC COM 00206R102 1850 56794 SH SOLE 56794 0 0 TRANSAMERICA INCOME SHS INC COM 893506105 3173 146474 SH SOLE 146474 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 322 12891 SH SOLE 12891 0 0 TIVO INC COM 888706108 193 22300 SH SOLE 22300 0 0 DEALERTRACK TECHNOLOGIES INC COM 242309102 4743 75093 SH SOLE 75093 0 0 TEMPLETON RUS AND EAST EUR F COM 88022F105 304 31265 SH SOLE 31265 0 0 TIME WARNER CABLE INC COM 88732J207 6880 38357 SH SOLE 38357 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 39 10400 SH SOLE 10400 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 470 92538 SH SOLE 92538 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 473 16846 SH SOLE 16846 0 0 VISTEON CORP COM NEW 92839U206 456 4500 SH SOLE 4500 0 0 VIDEOCON D2H LTD ADR 92657J101 724 74981 SH SOLE 74981 0 0 WENDYS CO COM 95058W100 98 11298 SH SOLE 11298 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 83 13500 SH SOLE 13500 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 1708 41700 SH SOLE 41700 0 0 YAHOO INC COM 984332106 4623 159925 SH SOLE 159925 0 0 ZYNGA INC CL A 98986T108 138 60500 SH SOLE 60500 0 0