PRINCIPAL

0001584639-14-000010.txt : 20141113 0001584639-14-000010.hdr.sgml : 20141113 20141113151847 ACCESSION NUMBER: 0001584639-14-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 141218093 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001584639 XXXXXXXX 09-30-2014 09-30-2014 Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N BRUCE KALLINS PRINCIPAL 203-341-0606 /s/ BRUCE KALLINS WESTPORT CT 11-12-2014 0 99 133865 false INFORMATION TABLE 2 yakira13f20140930rev1.xml 1ST UNITED BANCORP INC FLA COM 33740N105 3729 437677 SH SOLE 437677 0 0 AMER RLTY CAP HEALTHCAR TR I COM 02917R108 1598 152500 SH SOLE 152500 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 501 29808 SH SOLE 29808 0 0 B/E AEROSPACE INC COM 073302101 268 3193 SH SOLE 3193 0 0 BDCA VENTURE INC COM 05543L106 680 129581 SH SOLE 129581 0 0 BIGLARI HLDGS INC COM 08986R101 858 2525 SH SOLE 2525 0 0 BROOKFIELD TOTAL RETURN FD I COM 11283U108 740 29617 SH SOLE 29617 0 0 BURGER KING WORLDWIDE INC COM 121220957 914 30800 SH Put SOLE 30800 0 0 CASCADE BANCORP COM NEW 147154207 134 26520 SH SOLE 26520 0 0 CBS CORP NEW CL B 124857202 1973 36881 SH SOLE 36881 0 0 COHEN & STEERS TOTAL RETURN COM 19247R103 518 43340 SH SOLE 43340 0 0 COLONIAL FINL SVCS INC COM 19566B101 202 15200 SH SOLE 15200 0 0 COMPUWARE CORP COM 205638109 804 75790 SH SOLE 75790 0 0 CORNERSTONE PROGRESSIVE RTN COM 21925C101 7913 1925398 SH SOLE 1925398 0 0 CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 4150 710700 SH SOLE 710700 0 0 CORNERSTONE TOTAL RTRN FD IN COM NEW 21924U201 1354 248937 SH SOLE 248937 0 0 COVIDIEN PLC SHS G2554F113 1427 16500 SH SOLE 16500 0 0 CUBIST PHARMACEUTICALS INC RIGHT 99/99/9999 229678123 24 196892 SH SOLE 196892 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 325 32974 SH SOLE 32974 0 0 DIRECTV COM 25490A309 2379 27500 SH SOLE 27500 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 1808 47822 SH SOLE 47822 0 0 DNP SELECT INCOME FD COM 23325P104 2296 227063 SH SOLE 227063 0 0 ENDOCYTE INC COM 29269A102 86 14200 SH SOLE 14200 0 0 F M C CORP COM NEW 302491303 257 4500 SH SOLE 4500 0 0 FIDELITY NATIONAL FINANCIAL FNFV GROUP COM 31620R402 104 7579 SH SOLE 7579 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 631 22741 SH SOLE 22741 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 1393 58023 SH SOLE 58023 0 0 GABELLI EQUITY TR INC RIGHT 10/20/2014 362397184 73 1267384 SH SOLE 1267384 0 0 GABELLI EQUITY TR INC COM 362397101 2649 415252 SH SOLE 415252 0 0 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 617 32237 SH SOLE 32237 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 411 41519 SH SOLE 41519 0 0 GABELLI MULTIMEDIA TR INC COM 36239Q109 433 46123 SH SOLE 46123 0 0 GLEACHER & CO INC COM NEW 377341201 91 13436 SH SOLE 13436 0 0 GLIMCHER RLTY TR SH BEN INT 379302102 1442 106505 SH SOLE 106505 0 0 GLOBAL DEFENSE & NATL SEC SY COM 37953N108 199 19263 SH SOLE 19263 0 0 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 30 14923 SH SOLE 14923 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 7234 254730 SH SOLE 254730 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 3377 152790 SH SOLE 152790 0 0 HARVARD BIOSCIENCE INC COM 416906105 170 41508 SH SOLE 41508 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 1246 339534 SH SOLE 339534 0 0 INDIA FD INC COM 454089103 708 26102 SH SOLE 26102 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 1699 100703 SH SOLE 100703 0 0 INTERNET PATENTS CORP COM 46063G101 163 52996 SH SOLE 52996 0 0 INTERVEST BANCSHARES CORP COM 460927106 5476 572758 SH SOLE 572758 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 71 19526 SH SOLE 19526 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 5666 60184 SH SOLE 60184 0 0 KOPIN CORP COM 500600101 86 25412 SH SOLE 25412 0 0 LEARNING TREE INTL INC COM 522015106 42 17988 SH SOLE 17988 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 582 99885 SH SOLE 99885 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 353 8600 SH SOLE 8600 0 0 LIFEVANTAGE CORP COM 53222K106 37 32161 SH SOLE 32161 0 0 LOEWS CORP COM 540424108 3767 90416 SH SOLE 90416 0 0 LUNA INNOVATIONS COM 550351100 49 35000 SH SOLE 35000 0 0 MERGE HEALTHCARE INC COM 589499102 68 30800 SH SOLE 30800 0 0 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 271 75970 SH SOLE 75970 0 0 MONSTER WORLDWIDE INC COM 611742107 88 16050 SH SOLE 16050 0 0 MONTAGE TECHNOLOGY GROUP LTD SHS G6209T105 402 19250 SH SOLE 19250 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 322 66733 SH SOLE 66733 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 1842 158894 SH SOLE 158894 0 0 NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 67070X101 789 57700 SH SOLE 57700 0 0 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 621 44028 SH SOLE 44028 0 0 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 1543 114366 SH SOLE 114366 0 0 NUVEEN QUALITY INCOME MUN FD COM 670977107 935 68275 SH SOLE 68275 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 385 4000 SH SOLE 4000 0 0 OMNIAMERICAN BANCORP INC COM 68216R107 7040 270889 SH SOLE 270889 0 0 OXFORD LANE CAP CORP COM 691543102 253 16532 SH SOLE 16532 0 0 PENN NATL GAMING INC COM 707569109 117 10458 SH SOLE 10458 0 0 PEOPLES FED BANCSHARES INC COM 711037101 2308 115408 SH SOLE 115408 0 0 QLT INC COM 746927102 85 18804 SH SOLE 18804 0 0 REALNETWORKS INC COM NEW 75605L708 449 64675 SH SOLE 64675 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 4012 138200 SH SOLE 138200 0 0 RENTECH INC COM 760112102 114 66668 SH SOLE 66668 0 0 RIVERBED TECHNOLOGY INC COM 768573107 496 26725 SH SOLE 26725 0 0 ROI ACQUISITION CORP II COM 74966G101 1399 142078 SH SOLE 142078 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 5932 322400 SH SOLE 322400 0 0 SAFEWAY INC COM NEW 786514208 3548 103446 SH SOLE 103446 0 0 SAMSON OIL & GAS LTD SPON ADR 796043107 45 141204 SH SOLE 141204 0 0 SANOFI RIGHT 12/31/2020 80105N113 76 164477 SH SOLE 164477 0 0 SILVER EAGLE ACQUISITION COR COM 827694100 5782 581731 SH SOLE 581731 0 0 SIRIUS XM HLDGS INC COM 82968B103 674 193000 SH SOLE 193000 0 0 SIZMEK INC COM 83013P105 80 10354 SH SOLE 10354 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 658 19800 SH Put SOLE 19800 0 0 SP BANCORP INC COM 78468K106 352 12104 SH SOLE 12104 0 0 SWISS HELVETIA FD INC COM 870875101 196 14517 SH SOLE 14517 0 0 TALISMAN ENERGY INC COM 87425E103 333 38500 SH SOLE 38500 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 1531 63880 SH SOLE 63880 0 0 TF FINL CORP COM 872391107 1778 42764 SH SOLE 42764 0 0 TIM HORTONS INC COM 88706M103 3468 44000 SH SOLE 44000 0 0 TIME WARNER CABLE INC COM 88732J207 3300 23000 SH SOLE 23000 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 38 10400 SH SOLE 10400 0 0 TRI POINTE HOMES INC COM 87265H109 804 62123 SH SOLE 62123 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 3726 36800 SH SOLE 36800 0 0 URS CORP NEW COM 903236107 846 14692 SH SOLE 14692 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 215 6544 SH SOLE 6544 0 0 WENDYS CO COM 95058W100 171 20714 SH SOLE 20714 0 0 WRIGHT MED GROUP INC RIGHT 03/01/2019 98235T115 97 45300 SH SOLE 45300 0 0 YAHOO INC COM 984332106 1117 27400 SH Put SOLE 27400 0 0 YAHOO INC COM 984332106 1659 40700 SH SOLE 40700 0 0 ZYNGA INC CL A 98986T108 163 60500 SH SOLE 60500 0 0