0001420506-24-000818.txt : 20240514
0001420506-24-000818.hdr.sgml : 20240514
20240514085011
ACCESSION NUMBER: 0001420506-24-000818
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240514
DATE AS OF CHANGE: 20240514
EFFECTIVENESS DATE: 20240514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 24941606
BUSINESS ADDRESS:
STREET 1: 1555 POST ROAD EAST
STREET 2: SUITE 202
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 1555 POST ROAD EAST
STREET 2: SUITE 202
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001584639
XXXXXXXX
03-31-2024
03-31-2024
false
Yakira Capital Management, Inc.
1555 Post Road East
Suite 202
Westport
CT
06880
13F HOLDINGS REPORT
028-15952
N
Nicholas Sabatini
CFO & CCO
(203) 341-0702
Nicholas Sabatini, CFO & CCO
Westport
CT
05-14-2024
0
303
332121698
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. (7334)
99 ACQUISITION GROUP INC
CL A
65445K101
1030501
100000
SH
SOLE
100000
0
0
99 ACQUISITION GROUP INC
*W EXP 08/25/202
65445K119
3354
100000
SH
SOLE
100000
0
0
99 ACQUISITION GROUP INC
RIGHT 08/25/2028
65445K127
17999
100000
SH
SOLE
100000
0
0
A SPAC II ACQUISITION CORP
ORD SHS CL A
G0543H109
341419
30648
SH
SOLE
30648
0
0
A SPAC II ACQUISITION CORP
*W EXP 10/15/202
G0543H117
2031
162499
SH
SOLE
162499
0
0
A SPAC II ACQUISITION CORP
RIGHT 10/15/2026
G0543H133
23237
325000
SH
SOLE
325000
0
0
ABACUS LIFE INC
*W EXP 06/30/202
00258Y112
27136
42399
SH
SOLE
42399
0
0
ABRDN GLOBAL DYNAMIC DIVIDEN
COM
00302M106
100159
10315
SH
SOLE
10315
0
0
ACE GLOBAL BUSINESS ACQU LTD
ORDINARY SHARES
G0083E102
2053601
170000
SH
SOLE
170000
0
0
ACE GLOBAL BUSINESS ACQU LTD
*W EXP 02/20/202
G0083E110
3741
170000
SH
SOLE
170000
0
0
ACRI CAPITAL ACQUISITION COR
COM CL A
00501A101
615721
54926
SH
SOLE
54926
0
0
AERWINS TECHNOLOGIES INC
*W EXP 02/03/202
00810J116
1735
138750
SH
SOLE
138750
0
0
AETHERIUM ACQUISITION CORP
*W EXP 99/99/999
00809J119
21163
353892
SH
SOLE
353892
0
0
AI TRANSN ACQUISITION CORP
UNIT 99/99/9999
G01490138
366275
35000
SH
SOLE
35000
0
0
AIB ACQUISITION CORPORATION
CLASS A ORD
G0R45S109
642100
55497
SH
SOLE
55497
0
0
AIB ACQUISITION CORPORATION
RIGHT 10/31/2028
G0R45S117
49146
376600
SH
SOLE
376600
0
0
ALBERTSONS COS INC
COMMON STOCK
013091103
205416
9581
SH
SOLE
9581
0
0
ALCHEMY INVTS ACQUISITN CORP
UNIT 11/30/2027
G0232F117
532500
50000
SH
SOLE
50000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
215271
2975
SH
SOLE
2975
0
0
ALLIANCE ENTERTAINMENT HOLDI
*W EXP 02/11/202
01861F110
1750
50000
SH
SOLE
50000
0
0
ALPHA STAR ACQUISITION CORP
ORDINARY SHARES
G0230C108
6080183
537356
SH
SOLE
537356
0
0
ALPHA STAR ACQUISITION CORP
*W EXP 12/13/202
G0230C116
7394
739444
SH
SOLE
739444
0
0
ALPHA STAR ACQUISITION CORP
RIGHT 05/30/2023
G0230C132
68624
731601
SH
SOLE
731601
0
0
AMEDISYS INC
COM
023436108
2082355
22595
SH
SOLE
22595
0
0
AMERICAN EQTY INVT LIFE HLD
COM
025676206
8529979
151725
SH
SOLE
151725
0
0
AMERICAN NATL BANKSHARES INC
COM
027745108
4222032
88401
SH
SOLE
88401
0
0
AMERICAN ONCOLOGY NETWORK IN
*W EXP 09/20/202
028719110
4702
13826
SH
SOLE
13826
0
0
ANDRETTI ACQUISITION CORP
*W EXP 99/99/999
G26735129
18244
44499
SH
SOLE
44499
0
0
ANGHAMI INC
*W EXP 02/03/202
G0369L119
9065
133300
SH
SOLE
133300
0
0
AP ACQUISITION CORP
*W EXP 12/07/202
G04058114
2000
49999
SH
SOLE
49999
0
0
APOLLOMICS INC
*W EXP 04/01/202
G0411D115
10835
362364
SH
SOLE
362364
0
0
AROGO CAPITAL ACQUISITION CO
CLASS A COM
042644104
484725
44882
SH
SOLE
44882
0
0
AROGO CAPITAL ACQUISITION CO
*W EXP 03/23/202
042644112
13113
581490
SH
SOLE
581490
0
0
ARROWROOT ACQUISITION CORP
*W EXP 03/02/202
04282M110
5032
27955
SH
SOLE
27955
0
0
ATLANTIC COASTAL AQSTN CORP
*W EXP 99/99/999
04845A116
3490
50000
SH
SOLE
50000
0
0
AUSTRALIAN OILSEEDS HLDGS LT
*W EXP 11/16/202
G07041117
15240
304797
SH
SOLE
304797
0
0
AXONICS INC
COM
05465P101
6890724
99909
SH
SOLE
99909
0
0
BANNIX ACQUISITION CORP
COM
066644105
2187999
200000
SH
SOLE
200000
0
0
BANNIX ACQUISITION CORP
*W EXP 07/31/202
066644113
10200
300000
SH
SOLE
300000
0
0
BANNIX ACQUISITION CORP
RIGHT 07/31/2026
066644121
63000
300000
SH
SOLE
300000
0
0
BATTALION OIL CORP
COM
07134L107
474240
83788
SH
SOLE
83788
0
0
BENEFICIENT
*W EXP 06/07/202
08178Q119
6113
749999
SH
SOLE
749999
0
0
BITCOIN DEPOT INC
*W EXP 06/30/202
09174P113
11863
125000
SH
SOLE
125000
0
0
BITE ACQUISITION CORP
COMMON STOCK
09175K105
808290
75365
SH
SOLE
75365
0
0
BITE ACQUISITION CORP
*W EXP 02/12/203
09175K113
12250
175000
SH
SOLE
175000
0
0
BLACK HAWK ACQUISITION CORP
UNIT 99/99/9999
G1148A127
919281
90525
SH
SOLE
90525
0
0
BLUE WORLD ACQUISITION CORP
CLASS A ORD SHS
G1263E102
2291900
205000
SH
SOLE
205000
0
0
BLUE WORLD ACQUISITION CORP
RIGHT 08/29/2029
G1263E110
53157
183300
SH
SOLE
183300
0
0
BLUE WORLD ACQUISITION CORP
*W EXP 01/10/202
G1263E136
19960
96193
SH
SOLE
96193
0
0
BOREALIS FOODS INC
*W EXP 02/07/202
09973D113
33810
241490
SH
SOLE
241490
0
0
BOWEN ACQUISITION CORP
UNIT 99/99/9999
G12729102
881117
84479
SH
SOLE
84479
0
0
BREEZE HOLDINGS ACQUISITN CO
RIGHT 05/23/2022
106762123
51699
272096
SH
SOLE
272096
0
0
BROAD CAPITAL ACQUISITION CO
COM
11125B102
6439030
571850
SH
SOLE
571850
0
0
BROAD CAPITAL ACQUISITION CO
RIGHT 01/10/2027
11125B110
91736
435800
SH
SOLE
435800
0
0
BROADCOM INC
COM
11135F101
379067
286
SH
SOLE
286
0
0
BUKIT JALIL GBL ACQUISITION
UNIT 05/02/2029
G1676M139
1075640
100000
SH
SOLE
100000
0
0
BURTECH ACQUISITION CORP
*W EXP 12/18/202
123013112
85012
472551
SH
SOLE
472551
0
0
BYNORDIC ACQUISITION CORP
CLASS A COM
124420100
657875
59268
SH
SOLE
59268
0
0
BYNORDIC ACQUISITION CORP
*W EXP 07/01/202
124420118
2136
29634
SH
SOLE
29634
0
0
CALLON PETE CO DEL
COM
13123X508
858240
24000
SH
SOLE
24000
0
0
CAMBRIDGE BANCORP
COM
132152109
1884215
27644
SH
SOLE
27644
0
0
CANNA GLOBAL ACQUISITION COR
*W EXP 99/99/999
13767K119
14400
800000
SH
SOLE
800000
0
0
CANNAE HLDGS INC
COM
13765N107
1818476
81766
SH
SOLE
81766
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
3511838
77524
SH
SOLE
77524
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
4792740
105800
SH
Put
SOLE
105800
0
0
CAPSTAR FINL HLDGS INC
COM
14070T102
4338244
215833
SH
SOLE
215833
0
0
CBRE GBL REAL ESTATE INC FD
COM
12504G100
206280
38342
SH
SOLE
38342
0
0
CEPTON INC
*W EXP 06/01/202
15673X119
1131
115434
SH
SOLE
115434
0
0
CEREVEL THERAPEUTICS HLDNG I
COM
15678U128
1197636
28333
SH
SOLE
28333
0
0
CERO THERAPEUTICS HLDGS INC
*W EXP 02/13/202
71902K113
3410
49999
SH
SOLE
49999
0
0
CETUS CAP ACQUISITION CORP
*W EXP 01/31/202
15719Y113
1711
100400
SH
SOLE
100400
0
0
CETUS CAP ACQUISITION CORP
RIGHT 03/31/2024
15719Y121
12159
100400
SH
SOLE
100400
0
0
CHEER HLDG INC
*W EXP 02/13/202
G39973113
1526
372000
SH
SOLE
372000
0
0
CHIMERIX INC
COM
16934W106
538892
508389
SH
SOLE
508389
0
0
CLEAN ENERGY SPL SITUATIONS
COM
85205U107
531500
50000
SH
SOLE
50000
0
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P209
3411199
83999
SH
SOLE
83999
0
0
CLEARBRIDGE MLP AND MIDSTRM
COM
184692200
771760
16858
SH
SOLE
16858
0
0
CLIMATEROCK
CLASS A ORD
G2311X100
3206889
285819
SH
SOLE
285819
0
0
CLIMATEROCK
*W EXP 99/99/999
G2311X118
4168
143749
SH
SOLE
143749
0
0
CLIMATEROCK
RIGHT 10/31/2028
G2311X134
28807
287500
SH
SOLE
287500
0
0
CLOVER LEAF CAPITAL CORP
COM CL A
18915E105
120000
10000
SH
SOLE
10000
0
0
CLOVER LEAF CAPITAL CORP
RIGHT 05/31/2028
18915E121
54499
414281
SH
SOLE
414281
0
0
CODERE ONLINE LUXEMBOURG S A
*W EXP 99/99/999
L18268117
11136
23293
SH
SOLE
23293
0
0
CONDUIT PHARMACEUTICALS INC
*W EXP 09/22/202
20678X114
7499
125000
SH
SOLE
125000
0
0
CONSOLIDATED COMM HLDGS INC
COM
209034107
1302122
301417
SH
SOLE
301417
0
0
CONTEXTLOGIC INC
CL A NEW
21077C305
1480043
260113
SH
SOLE
260113
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
3272028
435110
SH
SOLE
435110
0
0
CRITICAL METALS CORP
*W EXP 02/27/202
G2662B111
1812
12499
SH
SOLE
12499
0
0
CSLM ACQUISITION CORP
CLASS A ORD SHS
G2365L101
483497
43795
SH
SOLE
43795
0
0
CSLM ACQUISITION CORP
*W EXP 99/99/999
G2365L119
7699
58999
SH
SOLE
58999
0
0
CSLM ACQUISITION CORP
RIGHT 07/01/2023
G2365L127
33725
190000
SH
SOLE
190000
0
0
CXAPP INC
*W EXP 99/99/999
23248B117
3247
21335
SH
SOLE
21335
0
0
DASEKE INC
COM
23753F107
897977
108190
SH
SOLE
108190
0
0
DENALI CAPITAL ACQUISITN COR
CLASS A ORD
G6256B106
1051650
95000
SH
SOLE
95000
0
0
DENALI CAPITAL ACQUISITN COR
*W EXP 99/99/999
G6256B114
3652
95000
SH
SOLE
95000
0
0
DIGITAL HEALTH ACQUISITION C
*W EXP 99/99/999
253893119
27149
211600
SH
SOLE
211600
0
0
DIH HLDG US INC
CL A
23290B106
29661
26964
SH
SOLE
26964
0
0
DIH HLDG US INC
*W EXP 04/20/202
23290B114
9749
325000
SH
SOLE
325000
0
0
DISTOKEN ACQUISITION CORP
*W EXP 11/30/202
G27740102
3000
150000
SH
SOLE
150000
0
0
DISTOKEN ACQUISITION CORP
RIGHT 99/99/9999
G27740136
14325
150000
SH
SOLE
150000
0
0
DP CAP ACQUISITION CORP I
*W EXP 99/99/999
G2R05B126
2126
50000
SH
SOLE
50000
0
0
DRILLING TOOLS INTL CORP
COM
26205E107
72291
24097
SH
SOLE
24097
0
0
DT CLOUD ACQUISITION CORP
UNIT 99/99/9999
G28524109
2794001
275000
SH
SOLE
275000
0
0
DUET ACQUISITION CORP
*W EXP 07/19/202
26431Q114
13042
373700
SH
SOLE
373700
0
0
EAGLE BULK SHIPPING INC
COM
Y2187A150
2641857
42290
SH
SOLE
42290
0
0
ECD AUTOMOTIVE DESIGN INC
COM
27877D104
70394
74886
SH
SOLE
74886
0
0
ECD AUTOMOTIVE DESIGN INC
*W EXP 12/12/202
27877D112
24849
990000
SH
SOLE
990000
0
0
EMBRACE CHANGE ACQUISITN COR
ORDINARY SHARES
G3034H109
1503900
135000
SH
SOLE
135000
0
0
EMBRACE CHANGE ACQUISITN COR
*W EXP 10/25/202
G3034H125
4395
235000
SH
SOLE
235000
0
0
EMBRACE CHANGE ACQUISITN COR
RIGHT 10/25/2026
G3034H141
28318
235000
SH
SOLE
235000
0
0
ENDEAVOR GROUP HLDGS INC
CL A COM
29260Y109
856810
33300
SH
SOLE
33300
0
0
ENERPLUS CORP
COM
292766102
5057751
257261
SH
SOLE
257261
0
0
ESGL HLDGS LTD
*W EXP 10/19/202
G3R95P116
2011
300000
SH
SOLE
300000
0
0
ESH ACQUISITION CORP
COM
296424104
2587500
250000
SH
SOLE
250000
0
0
ESH ACQUISITION CORP
RIGHT 99/99/9999
296424112
20284
249793
SH
SOLE
249793
0
0
ESTRELLA IMMUNOPHARMA INC
*W EXP 09/29/202
297584112
2391
46485
SH
SOLE
46485
0
0
EUDA HEALTH HOLDINGS LTD
ORD SHS
G3142E105
46796
25998
SH
SOLE
25998
0
0
EUDA HEALTH HOLDINGS LTD
*W EXP 09/24/202
G3142E121
23785
87282
SH
SOLE
87282
0
0
EURONAV NV
SHS
B38564108
562275
31500
SH
SOLE
31500
0
0
EVE HLDG INC
*W EXP 05/09/202
29970N112
42112
78718
SH
SOLE
78718
0
0
EVERGREEN CORPORATION
CLASS A ORD SHS
G3312W109
3969000
350000
SH
SOLE
350000
0
0
EVERGREEN CORPORATION
*W EXP 02/08/202
G3312W117
29262
325500
SH
SOLE
325500
0
0
FEUTUNE LIGHT ACQUISITION CO
CL A COM
31561T102
3350256
306800
SH
SOLE
306800
0
0
FEUTUNE LIGHT ACQUISITION CO
*W EXP 06/01/202
31561T110
8314
306800
SH
SOLE
306800
0
0
FEUTUNE LIGHT ACQUISITION CO
RIGHT 06/01/2029
31561T128
36832
306800
SH
SOLE
306800
0
0
FINNOVATE ACQUISITION CORP
*W EXP 09/30/202
G3R34K111
3610
206250
SH
SOLE
206250
0
0
FINTECH ECOSYSTEM DEVE
CLASS A COM
318136108
366663
33333
SH
SOLE
33333
0
0
FINTECH ECOSYSTEM DEVE
*W EXP 04/01/202
318136116
3600
224999
SH
SOLE
224999
0
0
FINTECH ECOSYSTEM DEVE
RIGHT 04/01/2026
318136124
54000
450000
SH
SOLE
450000
0
0
FIRST TR ABRDN GBL OPP INCM
COM SHS
337319107
175302
26581
SH
SOLE
26581
0
0
FIRST TR ENERGY INCOME & GRO
COM
33738G104
3458900
211683
SH
SOLE
211683
0
0
FIRST TR ENERGY INFRASTRCTR
COM
33738C103
2877197
158436
SH
SOLE
158436
0
0
FIRST TR HIGH INCOME LONG /
COM
33738E109
2305305
193236
SH
SOLE
193236
0
0
FIRST TR MLP & ENERGY INCOM
COM
33739B104
1483881
153452
SH
SOLE
153452
0
0
FOCUS IMPACT BH3 ACQUISITION
*W EXP 99/99/999
22677T110
2900
39999
SH
SOLE
39999
0
0
FORTUNE RISE ACQUISITION COR
CL A
34969G102
6098551
547938
SH
SOLE
547938
0
0
FORTUNE RISE ACQUISITION COR
*W EXP 12/06/202
34969G110
11479
273979
SH
SOLE
273979
0
0
FOUR LEAF ACQUISITION CORP
UNIT 03/15/2028
35088F206
228826
21486
SH
SOLE
21486
0
0
FRANKLIN LTD DURATION INCOME
COM
35472T101
1807817
288328
SH
SOLE
288328
0
0
FST TR NEW OPPORT MLP & ENE
COM
33739M100
1249285
163092
SH
SOLE
163092
0
0
FUSION PHARMACEUTICALS INC
COM
36118A100
643864
30200
SH
SOLE
30200
0
0
FUTURETECH II ACQUISITION CO
*W EXP 08/18/202
36119D111
7879
200000
SH
SOLE
200000
0
0
GDEV INC
*W EXP 99/99/999
G6529J118
4293
50500
SH
SOLE
50500
0
0
GLOBAL STAR ACQUISITION INC
*W EXP 07/15/202
37962G110
2119
130000
SH
SOLE
130000
0
0
GLOBAL STAR ACQUISITION INC
RIGHT 06/21/2024
37962G128
11050
130000
SH
SOLE
130000
0
0
GLOBALINK INVT INC
COM
37892F109
3279001
300000
SH
SOLE
300000
0
0
GLOBALINK INVT INC
RIGHT 12/06/2026
37892F117
28800
300000
SH
SOLE
300000
0
0
GLOBALINK INVT INC
*W EXP 12/03/202
37892F125
7201
300000
SH
SOLE
300000
0
0
GOAL ACQUISITIONS CORP
*W EXP 99/99/999
38021H115
3588
295302
SH
SOLE
295302
0
0
GOLDEN ARROW MERGER CORP
*W EXP 07/31/202
380799114
4973
28333
SH
SOLE
28333
0
0
GOLDEN STAR ACQUISITION CORP
USD ORD SHS
G4023C101
1463000
137500
SH
SOLE
137500
0
0
GOLDEN STAR ACQUISITION CORP
RIGHT 03/30/2025
G4023C119
34113
137500
SH
SOLE
137500
0
0
GOLDENSTONE ACQUISITION LTD
COM
38136Y102
2478375
225000
SH
SOLE
225000
0
0
GOLDENSTONE ACQUISITION LTD
*W EXP 07/15/202
38136Y110
3476
225000
SH
SOLE
225000
0
0
GOLDENSTONE ACQUISITION LTD
RIGHT 07/15/2026
38136Y128
19575
225000
SH
SOLE
225000
0
0
GORILLA TECHNOLOGY GROUP INC
*W EXP 99/99/999
G4000K118
11029
139774
SH
SOLE
139774
0
0
GREAT AJAX CORP
COM
38983D300
1610425
423796
SH
SOLE
423796
0
0
GRIID INFRASTRUCTURE INC
*W EXP 12/29/202
398501114
8089
112500
SH
SOLE
112500
0
0
HANCOCK JOHN INVT TR
TAX ADV GLB SH
41013P749
429799
82101
SH
SOLE
82101
0
0
HAYMAKER ACQUISITION CORP IV
CLASS A
G4375F108
312600
30000
SH
SOLE
30000
0
0
HAYMAKER ACQUISITION CORP IV
*W EXP 05/31/202
G4375F116
3000
15000
SH
SOLE
15000
0
0
HAYNES INTL INC
COM NEW
420877201
340820
5669
SH
SOLE
5669
0
0
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
770458
297474
SH
SOLE
297474
0
0
HESS CORP
COM
42809H107
3971082
26016
SH
SOLE
26016
0
0
HHG CAPITAL CORPORATION
*W EXP 02/25/202
G4R23P129
3125
125000
SH
SOLE
125000
0
0
HHG CAPITAL CORPORATION
RIGHT 02/25/2026
G4R23P145
14849
124722
SH
SOLE
124722
0
0
HIGH INCOME SECS FD
SHS BEN INT
42968F108
413897
61137
SH
SOLE
61137
0
0
HNR ACQUISITION CORP
*W EXP 02/04/202
40472A128
31477
225000
SH
SOLE
225000
0
0
HOLLYSYS AUTOMATION TCHNGY L
SHS
G45667105
979714
38300
SH
SOLE
38300
0
0
HORIZON SPACE ACQUSTN I CORP
ORDINARY SHARES
G4619M109
2720000
250000
SH
SOLE
250000
0
0
HORIZON SPACE ACQUSTN I CORP
*W EXP 03/02/202
G4619M117
7150
250000
SH
SOLE
250000
0
0
HORIZON SPACE ACQUSTN I CORP
RIGHT 03/02/2024
G4619M125
23125
250000
SH
SOLE
250000
0
0
HUB CYBER SECURITY LTD
*W EXP 02/27/202
M6000J127
1009
62302
SH
SOLE
62302
0
0
HWH INTL INC
COM
44852G101
19129
20136
SH
SOLE
20136
0
0
IAC INC
COM NEW
44891N208
9950470
186548
SH
SOLE
186548
0
0
IB ACQUISITION CORP
UNIT 03/26/2029
44934N207
2002000
200000
SH
SOLE
200000
0
0
INCEPTION GROWTH ACQUSTN LTD
*W EXP 10/15/202
45333D112
15805
395140
SH
SOLE
395140
0
0
INCEPTION GROWTH ACQUSTN LTD
RIGHT 12/08/2026
45333D120
122561
623082
SH
SOLE
623082
0
0
INHIBRX INC
COM
45720L107
1879519
53762
SH
SOLE
53762
0
0
INTEVAC INC
COM
461148108
85413
22243
SH
SOLE
22243
0
0
IRON HORSE ACQUISITIONS CORP
UNIT 10/15/2028
462837204
1570876
153706
SH
SOLE
153706
0
0
JUNIPER NETWORKS INC
COM
48203R104
2334780
63000
SH
SOLE
63000
0
0
JVSPAC ACQUISITION CORP
UNIT 03/11/2024
G5212E139
1028999
100000
SH
SOLE
100000
0
0
KAIROUS ACQUISITION CORP LTD
*W EXP 09/15/202
G52131128
4501
224999
SH
SOLE
224999
0
0
KAIROUS ACQUISITION CORP LTD
RIGHT 09/15/2026
G52131136
44978
450000
SH
SOLE
450000
0
0
KEEN VISION ACQUISITION CORP
UNIT 99/99/9999
G52443101
2459532
232800
SH
SOLE
232800
0
0
KEYARCH ACQUISITION CORP
*W EXP 99/99/999
G5260A112
7769
150004
SH
SOLE
150004
0
0
KEYARCH ACQUISITION CORP
RIGHT 01/24/2027
G5260A120
56149
224598
SH
SOLE
224598
0
0
KINNATE BIOPHARMA INC
COM
49705R105
1321595
496840
SH
SOLE
496840
0
0
LAMF GLOBAL VENTURES CORP I
*W EXP 99/99/999
G5338L124
5000
50000
SH
SOLE
50000
0
0
LEAFLY HOLDINGS INC
*W EXP 02/04/202
52178J113
683
22053
SH
SOLE
22053
0
0
LEGATO MERGER CORP III
UNIT 99/99/9999
G5451A129
506750
50000
SH
SOLE
50000
0
0
LION GROUP HOLDING LTD
*W EXP 06/16/202
53620U110
241
44558
SH
SOLE
44558
0
0
LIVEWIRE GROUP INC
*W EXP 09/26/202
53838J113
9119
36622
SH
SOLE
36622
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
550746
98700
SH
SOLE
98700
0
0
MAQUIA CAPITAL ACQUISITION C
*W EXP 99/99/999
56564V119
7975
249999
SH
SOLE
249999
0
0
MARS ACQUISITION CORP
RIGHT 02/09/2028
G5870E124
31050
150000
SH
SOLE
150000
0
0
MCGRATH RENTCORP
COM
580589109
4437619
35970
SH
SOLE
35970
0
0
MERRIMACK PHARMACEUTICALS IN
COM NEW
590328209
1783567
120756
SH
SOLE
120756
0
0
METAL SKY STAR ACQUISITION C
RIGHT 03/30/2024
G6053N113
17551
200000
SH
SOLE
200000
0
0
METAL SKY STAR ACQUISITION C
*W EXP 03/31/202
G6053N121
2000
200000
SH
SOLE
200000
0
0
MONTEREY CAP ACQUISITION COR
CLASS A COM
61244M109
8004762
721800
SH
SOLE
721800
0
0
MONTEREY CAP ACQUISITION COR
*W EXP 01/01/202
61244M117
17121
790800
SH
SOLE
790800
0
0
MONTEREY CAP ACQUISITION COR
RIGHT 05/10/2027
61244M125
138399
790400
SH
SOLE
790400
0
0
MOOLEC SCIENCE SA
*W EXP 12/30/202
L64875112
2880
102474
SH
SOLE
102474
0
0
MORINGA ACQUISITION CORP
CL A SHS
G6S23K108
2511000
225000
SH
SOLE
225000
0
0
MORINGA ACQUISITION CORP
*W EXP 02/22/202
G6S23K124
5059
75000
SH
SOLE
75000
0
0
MOUNTAIN & CO I ACQUISITN CO
CLASS A ORD
G6301J104
4021500
350000
SH
SOLE
350000
0
0
MOUNTAIN CREST ACQUSITN CRP
RIGHT 06/29/2026
62403K116
23631
125665
SH
SOLE
125665
0
0
MULTISENSOR AI HOLDINGS INC
*W EXP 12/19/202
456948116
4799
149998
SH
SOLE
149998
0
0
NATIONAL WESTN LIFE GROUP IN
CL A
638517102
4417801
8980
SH
SOLE
8980
0
0
NATURES MIRACLE HLDG INC
COM
63903P100
23065
24443
SH
SOLE
24443
0
0
NATURES MIRACLE HLDG INC
*W EXP 02/15/202
63903P118
13999
175000
SH
SOLE
175000
0
0
NEOGAMES S A
SHS
L6673X107
1236071
42682
SH
SOLE
42682
0
0
NEW HORIZON AIRCRAFT LTD
*W EXP 99/99/999
64550A115
1968
39291
SH
SOLE
39291
0
0
NEW MTN FIN CORP
NOTE 7.500%10/1
647551AE0
4590000
4500000
SH
SOLE
4500000
0
0
NEWBURY STREET ACQUISITN COR
COM
65101L104
487988
45500
SH
SOLE
45500
0
0
NEWBURY STREET ACQUISITN COR
*W EXP 04/30/202
65101L112
962
22750
SH
SOLE
22750
0
0
NOCO NOCO INC
COM CL A
G7243P109
4304
15949
SH
SOLE
15949
0
0
NOCO NOCO INC
*W EXP 08/25/202
G7243P117
479
63800
SH
SOLE
63800
0
0
NORTHVIEW ACQUISITION CORP
COM
66718N103
383315
34012
SH
SOLE
34012
0
0
NORTHVIEW ACQUISITION CORP
*W EXP 08/02/202
66718N111
21497
495899
SH
SOLE
495899
0
0
NORTHVIEW ACQUISITION CORP
RIGHT 99/99/9999
66718N129
126411
842740
SH
SOLE
842740
0
0
NOVA VISION ACQUISITION CORP
COM
G6759A100
3819762
330001
SH
SOLE
330001
0
0
NOVA VISION ACQUISITION CORP
*W EXP 12/31/202
G6759A118
10395
350000
SH
SOLE
350000
0
0
NOVA VISION ACQUISITION CORP
RIGHT 12/23/2023
G6759A134
70983
346260
SH
SOLE
346260
0
0
NUKKLEUS INC
COM
67054R104
13978
14263
SH
SOLE
14263
0
0
NUKKLEUS INC
*W EXP 12/04/202
67054R112
6131
98110
SH
SOLE
98110
0
0
NUVEEN PFD & INCOME TERM FD
COM
67075A106
274189
14251
SH
SOLE
14251
0
0
OAK WOODS ACQUISITION CORP
UNIT 03/23/2028
67190B203
1316400
120000
SH
SOLE
120000
0
0
OCEAN BIOMEDICAL INC
*W EXP 02/14/202
67644C112
27801
95209
SH
SOLE
95209
0
0
ONEMEDNET CORP
*W EXP 11/07/202
68270C111
8526
420000
SH
SOLE
420000
0
0
OPPFI INC
*W EXP 07/20/202
68386H111
1039
12993
SH
SOLE
12993
0
0
PHP VENTURES ACQUISITION COR
CLASS A COM
69291C106
272061
24444
SH
SOLE
24444
0
0
PHP VENTURES ACQUISITION COR
*W EXP 08/16/202
69291C114
3961
164999
SH
SOLE
164999
0
0
PHP VENTURES ACQUISITION COR
RIGHT 01/01/2023
69291C122
43065
330000
SH
SOLE
330000
0
0
PIONEER NAT RES CO
COM
723787107
16452188
62675
SH
SOLE
62675
0
0
PLUTONIAN ACQUISITION CORP
COM
72942P104
1557301
145000
SH
SOLE
145000
0
0
PLUTONIAN ACQUISITION CORP
RIGHT 10/26/2027
72942P112
25549
145000
SH
SOLE
145000
0
0
PLUTONIAN ACQUISITION CORP
*W EXP 10/26/202
72942P120
4205
145000
SH
SOLE
145000
0
0
PONO CAP TWO INC
*W EXP 99/99/999
73245B115
7549
225000
SH
SOLE
225000
0
0
PROCAPS GROUP SA
*W EXP 09/29/202
L7756P110
3069
37379
SH
SOLE
37379
0
0
PSYENCE BIOMEDICAL LTD
*W EXP 01/25/202
74449F118
5379
76843
SH
SOLE
76843
0
0
QUETTA ACQUISITION CORP
UNIT 11/30/2024
74841A204
619801
60000
SH
SOLE
60000
0
0
RELATIVITY ACQUISITION CORP
*W EXP 12/15/202
75944B114
0
300000
SH
SOLE
300000
0
0
REVELATION BIOSCIENCES INC
*W EXP 01/10/202
76135L119
6543
246884
SH
SOLE
246884
0
0
RF ACQUISITION CORP
CLASS A COM
74954L104
2876575
265000
SH
SOLE
265000
0
0
RF ACQUISITION CORP
*W EXP 05/01/202
74954L112
4935
300000
SH
SOLE
300000
0
0
RF ACQUISITION CORP
RIGHT 05/01/2028
74954L120
26251
300000
SH
SOLE
300000
0
0
RIVERNORTH CAP AND INCM FD I
COM
76882B108
166784
10516
SH
SOLE
10516
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
300820
34898
SH
SOLE
34898
0
0
ROADZEN INC
*W EXP 11/30/202
G7606H116
11625
124999
SH
SOLE
124999
0
0
ROTH CH ACQUISITION V CO
*W EXP 12/10/202
77867R118
2773
37500
SH
SOLE
37500
0
0
ROYALTY MGMT HLDG CORP
*W EXP 05/28/202
02369M110
2047
94809
SH
SOLE
94809
0
0
SAB BIOTHERAPEUTICS INC
*W EXP 10/22/202
78397T111
3932
108485
SH
SOLE
108485
0
0
SCYNEXIS INC
COM NEW
811292200
295375
200935
SH
SOLE
200935
0
0
SELINA HOSPITALITY PLC
*W EXP 10/27/202
G8059B119
159
20686
SH
SOLE
20686
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
8567116
887784
SH
SOLE
887784
0
0
SHAPEWAYS HOLDINGS INC
*W EXP 09/29/202
81947T110
851
223884
SH
SOLE
223884
0
0
SMX SEC MATTERS PLC
*W EXP 03/07/202
G8267K117
1152
89999
SH
SOLE
89999
0
0
SOUTHLAND HLDGS INC
*W EXP 02/14/202
84445C118
26496
59836
SH
SOLE
59836
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
1963364
259019
SH
SOLE
259019
0
0
SP PLUS CORP
COM
78469C103
6408439
122720
SH
SOLE
122720
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
18830520
36000
SH
Put
SOLE
36000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
18830520
36000
SH
Call
SOLE
36000
0
0
SRIVARU HOLDING LIMITED
ORD SHS
G8403L102
16597
75440
SH
SOLE
75440
0
0
SRIVARU HOLDING LIMITED
*W EXP 12/08/202
G8403L110
3554
225000
SH
SOLE
225000
0
0
STONEBRIDGE ACQUISITION CORP
CLASS A ORD SHS
G85094103
1042195
92722
SH
SOLE
92722
0
0
STONEBRIDGE ACQUISITION CORP
*W EXP 99/99/999
G85094129
2175
43500
SH
SOLE
43500
0
0
SUMMIT FINL GROUP INC
COM
86606G101
983002
36193
SH
SOLE
36193
0
0
SUNCAR TECHNOLOGY GROUP INC
*W EXP 05/17/202
G85727116
25503
93215
SH
SOLE
93215
0
0
SYNTEC OPTICS HLDGS INC
*W EXP 99/99/999
87169M113
27653
208078
SH
SOLE
208078
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
565620
13359
SH
SOLE
13359
0
0
TECHNOLOGY & TELECOM ACQ COR
*W EXP 04/15/202
G87119114
5501
350363
SH
SOLE
350363
0
0
TEGNA INC
COM
87901J105
1886638
126281
SH
SOLE
126281
0
0
TENX KEANE ACQUISITION
ORD SHS
G8708L104
2488500
225000
SH
SOLE
225000
0
0
TENX KEANE ACQUISITION
RIGHT 06/30/2028
G8708L112
41131
225000
SH
SOLE
225000
0
0
TEVOGEN BIO HLDGS INC
*W EXP 02/14/202
88165K119
5404
65500
SH
SOLE
65500
0
0
THERAVANCE BIOPHARMA INC
COM
G8807B106
135644
15122
SH
SOLE
15122
0
0
TLGY ACQUISITION CORPORATION
CLASS A ORD SHS
G8656T109
1807999
160000
SH
SOLE
160000
0
0
TLGY ACQUISITION CORPORATION
*W EXP 99/99/999
G8656T125
5013
204999
SH
SOLE
204999
0
0
TMT ACQUISITION CORP
SHS
G89229119
1870750
175000
SH
SOLE
175000
0
0
TMT ACQUISITION CORP
RIGHT 03/27/2028
G89229135
35770
175000
SH
SOLE
175000
0
0
TRAILBLAZER MERGER CORP I
CL A
89278D109
2961446
279250
SH
SOLE
279250
0
0
TRAILBLAZER MERGER CORP I
RIGHT 04/21/2028
89278D125
20664
279250
SH
SOLE
279250
0
0
TRICON RESIDENTIAL INC
COM NPV
89612W102
4221858
378642
SH
SOLE
378642
0
0
TRISTAR ACQUISITION I CORP
CL A ORD SHS
G9074V106
1096000
100000
SH
SOLE
100000
0
0
TRISTAR ACQUISITION I CORP
*W EXP 99/99/999
G9074V114
3475
50000
SH
SOLE
50000
0
0
TRUGOLF HLDGS INC
CLASS A COM
243733102
60645
47379
SH
SOLE
47379
0
0
TRUMP MEDIA & TECHNOLOGY GRO
COM
25400Q105
1703900
27500
SH
Put
SOLE
27500
0
0
TWELVE SEAS INVESTMENT CO II
*W EXP 03/02/202
90118T114
5570
64767
SH
SOLE
64767
0
0
UNITED STATES STL CORP NEW
COM
912909108
6066963
148773
SH
SOLE
148773
0
0
VERDE CLEAN FUELS INC
*W EXP 02/15/202
923372114
43328
182512
SH
SOLE
182512
0
0
VICARIOUS SURGICAL INC
*W EXP 09/17/202
92561V117
5155
58910
SH
SOLE
58910
0
0
VIRTUS TOTAL RETURN FD INC
COM
92835W107
9924237
1781730
SH
SOLE
1781730
0
0
VISION SENSING ACQUISITION C
*W EXP 99/99/999
92838J111
8856
268354
SH
SOLE
268354
0
0
WELSBACH TECH METALS ACQU CO
COM
950415109
4272449
390000
SH
SOLE
390000
0
0
WELSBACH TECH METALS ACQU CO
RIGHT 12/22/2026
950415117
31395
350000
SH
SOLE
350000
0
0
WESTERN ACQSTN VENTURES CORP
*W EXP 99/99/999
95758L115
12080
400000
SH
SOLE
400000
0
0
WESTERN ASSET HIGH INCOM FD
COM
95766J102
579853
129721
SH
SOLE
129721
0
0
WHOLE EARTH BRANDS INC
COM CL A
96684W100
186544
38622
SH
SOLE
38622
0
0
XERIS BIOPHARMA HOLDINGS INC
COM
98422E103
76329
34538
SH
SOLE
34538
0
0
ZOOMCAR HLDGS INC
*W EXP 05/31/202
45784G119
1424
49949
SH
SOLE
49949
0
0