0001584346-18-000004.txt : 20180306
0001584346-18-000004.hdr.sgml : 20180306
20180306163130
ACCESSION NUMBER: 0001584346-18-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180302
FILED AS OF DATE: 20180306
DATE AS OF CHANGE: 20180306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carano Mark A
CENTRAL INDEX KEY: 0001584346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36876
FILM NUMBER: 18670290
MAIL ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: #700
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc.
CENTRAL INDEX KEY: 0001630805
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433]
IRS NUMBER: 472783641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 700
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
BUSINESS PHONE: 704-625-4900
MAIL ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 700
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-03-02
0001630805
Babcock & Wilcox Enterprises, Inc.
BW
0001584346
Carano Mark A
13024 BALLANTYNE CORPORATE PLACE
SUITE 700
CHARLOTTE
NC
28277
0
1
0
0
Senior Vice President
Common Stock
2018-03-02
4
M
0
361
0
A
13180
D
Common Stock
2018-03-02
4
F
0
361
5.53
D
12819
D
Common Stock
2018-03-03
4
M
0
8342
0
A
21161
D
Common Stock
2018-03-03
4
F
0
2498
5.53
D
18663
D
Common Stock
262
I
401k Plan
Restricted Stock Units
0
2018-03-02
4
M
0
273
0
D
2018-03-02
Common Stock
273
8144
D
Restricted Stock Units
0
2018-03-02
4
M
0
88
0
D
2018-03-02
Common Stock
88
7572
D
Restricted Stock Units
0
2018-03-03
4
M
0
8342
0
D
2020-03-03
Common Stock
8342
16684
D
Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of February 28, 2018.
The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2018, 8,417 RSUs vested and 273 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.
100% of the RSUs vest on March 2, 2018.
The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2018, 2,719 RSUs vested and 88 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.
RSUs vest in three equal annual installments beginning March 2, 2016.
RSUs vest in three equal annual installments beginning March 3, 2018.
Mark A. Carano, by Angela P. Winter, attorney-in-fact
2018-03-06