0001584346-16-000018.txt : 20160304 0001584346-16-000018.hdr.sgml : 20160304 20160304153203 ACCESSION NUMBER: 0001584346-16-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160302 FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-625-4900 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carano Mark A CENTRAL INDEX KEY: 0001584346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 161485084 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: #700 CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-02 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001584346 Carano Mark A 13024 BALLANTYNE CORPORATE PLACE SUITE 700 CHARLOTTE NC 28277 0 1 0 0 SVP & Treasurer Common Stock 2016-03-02 4 M 0 247 0 A 12188 D Common Stock 2016-03-02 4 F 0 247 18.98 D 11941 D Common Stock 2016-03-03 4 M 0 11 0 A 11952 D Common Stock 2016-03-03 4 F 0 11 19.24 D 11941 D Common Stock 248 I 401k Plan Restricted Stock Units 0 2016-03-02 4 M 0 247 0 D 2018-03-02 Common Stock 247 7908 D Restricted Stock Units 0 2016-03-03 4 M 0 11 0 D 2017-03-03 Common Stock 11 1658 D Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of March 2, 2016. The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2016, 2,718 RSUs vested and 247 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. RSUs vest in three equal annual installments beginning March 2, 2016. The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2016, 576 RSUs vested and 11 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. RSUs vest in two annual installments beginning March 3, 2016. Mark A. Carano, by Angela P. Winter, attorney-in-fact 2016-03-04