Chief Compliance Officer

0001583751-23-000005.txt : 20230804 0001583751-23-000005.hdr.sgml : 20230804 20230804142444 ACCESSION NUMBER: 0001583751-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 EFFECTIVENESS DATE: 20230804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCI Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001583751 IRS NUMBER: 861002710 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15613 FILM NUMBER: 231143479 BUSINESS ADDRESS: STREET 1: 4011 E SUNRISE DR CITY: TUCSON STATE: AZ ZIP: 85718 BUSINESS PHONE: 520-733-1477 MAIL ADDRESS: STREET 1: 4011 E SUNRISE DR CITY: TUCSON STATE: AZ ZIP: 85718 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001583751 XXXXXXXX 06-30-2023 06-30-2023 false TCI Wealth Advisors, Inc.

4011 E Sunrise Dr Tucson AZ 85718

13F HOLDINGS REPORT 028-15613 000107373 801-37083 N Simone Gehner Chief Compliance Officer 520-733-1477 /s/ Simone Gehner Tucson AZ 08-04-2023 0 196 783000088 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1264300 12632 SH SOLE 0 0 12632 ABBOTT LABS COM 002824100 2137338 19605 SH SOLE 0 0 19605 ABBVIE INC COM 00287Y109 2217926 16462 SH SOLE 0 0 16462 ADOBE SYSTEMS INCORPORATED COM 00724F101 262099 536 SH SOLE 0 0 536 ADVANCED MICRO DEVICES INC COM 007903107 390194 3425 SH SOLE 0 0 3425 ALLIANT ENERGY CORP COM 018802108 201419 3838 SH SOLE 0 0 3838 ALPHABET INC CAP STK CL A 02079K305 2157945 18028 SH SOLE 0 0 18028 ALPHABET INC CAP STK CL C 02079K107 2708577 22390 SH SOLE 0 0 22390 ALTRIA GROUP INC COM 02209S103 377240 8328 SH SOLE 0 0 8328 AMAZON COM INC COM 023135106 5856668 44927 SH SOLE 0 0 44927 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 15853060 294612 SH SOLE 0 0 294612 AMERICAN CENTY ETF TR AVANTIS RESPON U 025072281 325166 6298 SH SOLE 0 0 6298 AMERICAN CENTY ETF TR AVANTIS RESPONSI 025072315 211880 4613 SH SOLE 0 0 4613 AMERICAN CENTY ETF TR AVANTIS RESPONSI 025072299 390542 7627 SH SOLE 0 0 7627 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 7443919 129685 SH SOLE 0 0 129685 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 31683690 550446 SH SOLE 0 0 550446 AMERICAN CENTY ETF TR US SML CP VALU 025072877 54557864 702975 SH SOLE 0 0 702975 AMERICAN EXPRESS CO COM 025816109 934932 5367 SH SOLE 0 0 5367 AMERISOURCEBERGEN CORP COM 03073E105 260936 1356 SH SOLE 0 0 1356 AMGEN INC COM 031162100 876957 3950 SH SOLE 0 0 3950 AON PLC SHS CL A G0403H108 228178 661 SH SOLE 0 0 661 APPLE INC COM 037833100 21305288 109838 SH SOLE 0 0 109838 APTARGROUP INC COM 038336103 316530 2732 SH SOLE 0 0 2732 AT&T INC COM 00206R102 689194 43210 SH SOLE 0 0 43210 BANK AMERICA CORP COM 060505104 705385 24586 SH SOLE 0 0 24586 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6142122 18012 SH SOLE 0 0 18012 BLACKSTONE INC COM 09260D107 307480 3307 SH SOLE 0 0 3307 BOEING CO COM 097023105 417506 1977 SH SOLE 0 0 1977 BOOKING HOLDINGS INC COM 09857L108 251131 93 SH SOLE 0 0 93 BRISTOL-MYERS SQUIBB CO COM 110122108 440641 6890 SH SOLE 0 0 6890 BROADCOM INC COM 11135F101 240747 278 SH SOLE 0 0 278 CALAVO GROWERS INC COM 128246105 333121 11479 SH SOLE 0 0 11479 CATERPILLAR INC COM 149123101 3726126 15144 SH SOLE 0 0 15144 CEMEX SAB DE CV SPON ADR NEW 151290889 157438 22237 SH SOLE 0 0 22237 CHEVRON CORP NEW COM 166764100 4539224 28848 SH SOLE 0 0 28848 CHURCHILL DOWNS INC COM 171484108 209312 1504 SH SOLE 0 0 1504 CINTAS CORP COM 172908105 278862 561 SH SOLE 0 0 561 CISCO SYS INC COM 17275R102 576575 11144 SH SOLE 0 0 11144 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 39182 28600 SH SOLE 0 0 28600 CLOROX CO DEL COM 189054109 3072176 19317 SH SOLE 0 0 19317 COCA COLA CO COM 191216100 327541 5439 SH SOLE 0 0 5439 COMCAST CORP NEW CL A 20030N101 461247 11101 SH SOLE 0 0 11101 CORTEVA INC COM 22052L104 206682 3607 SH SOLE 0 0 3607 COSTCO WHSL CORP NEW COM 22160K105 3190803 5927 SH SOLE 0 0 5927 CVS HEALTH CORP COM 126650100 1143555 16542 SH SOLE 0 0 16542 DANAHER CORPORATION COM 235851102 1887600 7865 SH SOLE 0 0 7865 DEERE & CO COM 244199105 600992 1483 SH SOLE 0 0 1483 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 6544146 278949 SH SOLE 0 0 278949 DIMENSIONAL ETF TRUST GLOBAL REAL EST 25434V658 1445840 59280 SH SOLE 0 0 59280 DIMENSIONAL ETF TRUST INTERNATIONAL 25434V690 243600 8000 SH SOLE 0 0 8000 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 36428910 1108947 SH SOLE 0 0 1108947 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 1254332 45913 SH SOLE 0 0 45913 DIMENSIONAL ETF TRUST INTL HIGH PROFIT 25434V765 8444033 344936 SH SOLE 0 0 344936 DIMENSIONAL ETF TRUST INTL SMALL CAP E 25434V773 12919354 566142 SH SOLE 0 0 566142 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 42110803 1551042 SH SOLE 0 0 1551042 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 108413154 2251104 SH SOLE 0 0 2251104 DIMENSIONAL ETF TRUST US HIGH PROFITAB 25434V831 6754851 254516 SH SOLE 0 0 254516 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 69959107 2027800 SH SOLE 0 0 2027800 DIMENSIONAL ETF TRUST US REAL ESTATE E 25434V823 204410 9499 SH SOLE 0 0 9499 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 108521561 1980320 SH SOLE 0 0 1980320 DIMENSIONAL ETF TRUST US SMALL CAP VAL 25434V815 397374 15462 SH SOLE 0 0 15462 DIMENSIONAL ETF TRUST US SUSTAINABILTY 25434V716 628640 21900 SH SOLE 0 0 21900 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 26074225 562066 SH SOLE 0 0 562066 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 15357194 658824 SH SOLE 0 0 658824 DISNEY WALT CO COM 254687106 463504 5192 SH SOLE 0 0 5192 DNP SELECT INCOME FD INC COM 23325P104 119198 11374 SH SOLE 0 0 11374 DOMINION ENERGY INC COM 25746U109 713304 13773 SH SOLE 0 0 13773 DTE ENERGY CO COM 233331107 238021 2163 SH SOLE 0 0 2163 ELEVANCE HEALTH INC COM 036752103 210150 473 SH SOLE 0 0 473 EXXON MOBIL CORP COM 30231G102 5855489 54597 SH SOLE 0 0 54597 FEDEX CORP COM 31428X106 463821 1871 SH SOLE 0 0 1871 FORD MTR CO DEL COM 345370860 189441 12521 SH SOLE 0 0 12521 FORTIVE CORP COM 34959J108 249732 3340 SH SOLE 0 0 3340 GENERAL ELECTRIC CO COM NEW 369604301 499330 4546 SH SOLE 0 0 4546 GENERAL MLS INC COM 370334104 200468 2614 SH SOLE 0 0 2614 GOLDMAN SACHS GROUP INC COM 38141G104 449299 1393 SH SOLE 0 0 1393 GRAINGER W W INC COM 384802104 512584 650 SH SOLE 0 0 650 HERSHEY CO COM 427866108 201977 809 SH SOLE 0 0 809 HF SINCLAIR CORP COM 403949100 210337 4715 SH SOLE 0 0 4715 HOME DEPOT INC COM 437076102 2377249 7653 SH SOLE 0 0 7653 HONEYWELL INTL INC COM 438516106 3321868 16009 SH SOLE 0 0 16009 ILLINOIS TOOL WKS INC COM 452308109 1299081 5193 SH SOLE 0 0 5193 INTEL CORP COM 458140100 619826 18535 SH SOLE 0 0 18535 INTERNATIONAL BUSINESS MACHS COM 459200101 929409 6946 SH SOLE 0 0 6946 INTUIT COM 461202103 335396 732 SH SOLE 0 0 732 INTUITIVE SURGICAL INC COM NEW 46120E602 329289 963 SH SOLE 0 0 963 INVESCO QQQ TR UNIT SER 1 46090E103 1121262 3035 SH SOLE 0 0 3035 ISHARES TR 0-5 YR TIPS ETF 46429B747 1415298 14501 SH SOLE 0 0 14501 ISHARES TR CORE S&P SCP ETF 464287804 287286 2883 SH SOLE 0 0 2883 ISHARES TR CORE S&P500 ETF 464287200 6150720 13800 SH SOLE 0 0 13800 ISHARES TR CORE US AGGBD ET 464287226 5938931 60632 SH SOLE 0 0 60632 ISHARES TR INTL SEL DIV ETF 464288448 261852 9945 SH SOLE 0 0 9945 ISHARES TR MSCI EAFE ETF 464287465 1208167 16664 SH SOLE 0 0 16664 ISHARES TR MSCI USA QLT FCT 46432F339 3860250 28622 SH SOLE 0 0 28622 ISHARES TR PFD AND INCM SEC 464288687 231635 7489 SH SOLE 0 0 7489 ISHARES TR RUS 1000 GRW ETF 464287614 708864 2576 SH SOLE 0 0 2576 ISHARES TR RUS 1000 VAL ETF 464287598 1422128 9011 SH SOLE 0 0 9011 ISHARES TR RUS MID CAP ETF 464287499 387644 5308 SH SOLE 0 0 5308 ISHARES TR RUSSELL 2000 ETF 464287655 318172 1699 SH SOLE 0 0 1699 ISHARES TR SELECT DIVID ETF 464287168 1350461 11919 SH SOLE 0 0 11919 ISHARES TR TRS FLT RT BD 46434V860 1393172 27495 SH SOLE 0 0 27495 ISHARES TR US INFRASTRUC 46435U713 524298 13416 SH SOLE 0 0 13416 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 1016874 20452 SH SOLE 0 0 20452 JOHNSON & JOHNSON COM 478160104 6576045 39730 SH SOLE 0 0 39730 JPMORGAN CHASE & CO COM 46625H100 2226546 15309 SH SOLE 0 0 15309 KIMBERLY-CLARK CORP COM 494368103 2774230 20094 SH SOLE 0 0 20094 LENNOX INTL INC COM 526107107 264443 811 SH SOLE 0 0 811 LILLY ELI & CO COM 532457108 3495643 7454 SH SOLE 0 0 7454 LOCKHEED MARTIN CORP COM 539830109 693333 1506 SH SOLE 0 0 1506 LOWES COS INC COM 548661107 389559 1726 SH SOLE 0 0 1726 MARATHON PETE CORP COM 56585A102 439233 3767 SH SOLE 0 0 3767 MASTERCARD INCORPORATED CL A 57636Q104 1126651 2865 SH SOLE 0 0 2865 MCDONALDS CORP COM 580135101 5743695 19248 SH SOLE 0 0 19248 MCKESSON CORP COM 58155Q103 644190 1508 SH SOLE 0 0 1508 MEDTRONIC PLC SHS G5960L103 513300 5826 SH SOLE 0 0 5826 MERCK & CO INC COM 58933Y105 964165 8356 SH SOLE 0 0 8356 META PLATFORMS INC CL A 30303M102 698510 2434 SH SOLE 0 0 2434 MICROSOFT CORP COM 594918104 11057382 32470 SH SOLE 0 0 32470 MISTER CAR WASH INC COM 60646V105 506741 52512 SH SOLE 0 0 52512 MONDELEZ INTL INC CL A 609207105 248462 3406 SH SOLE 0 0 3406 NEXTERA ENERGY INC COM 65339F101 216071 2912 SH SOLE 0 0 2912 NORFOLK SOUTHN CORP COM 655844108 218311 963 SH SOLE 0 0 963 NUCOR CORP COM 670346105 350262 2136 SH SOLE 0 0 2136 NVIDIA CORPORATION COM 67066G104 1668907 3945 SH SOLE 0 0 3945 OCCIDENTAL PETE CORP COM 674599105 342824 5830 SH SOLE 0 0 5830 ORACLE CORP COM 68389X105 457068 3838 SH SOLE 0 0 3838 PEPSICO INC COM 713448108 2297879 12406 SH SOLE 0 0 12406 PFIZER INC COM 717081103 619028 16876 SH SOLE 0 0 16876 PHILIP MORRIS INTL INC COM 718172109 466114 4775 SH SOLE 0 0 4775 PHILLIPS 66 COM 718546104 209646 2198 SH SOLE 0 0 2198 PINNACLE WEST CAP CORP COM 723484101 1233061 15137 SH SOLE 0 0 15137 PPG INDS INC COM 693506107 575108 3878 SH SOLE 0 0 3878 PRICE T ROWE GROUP INC COM 74144T108 303575 2710 SH SOLE 0 0 2710 PROCTER AND GAMBLE CO COM 742718109 1937725 12770 SH SOLE 0 0 12770 QUALCOMM INC COM 747525103 733082 6158 SH SOLE 0 0 6158 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1032107 10536 SH SOLE 0 0 10536 RING ENERGY INC COM 76680V108 20237 11834 SH SOLE 0 0 11834 SALESFORCE INC COM 79466L302 302947 1434 SH SOLE 0 0 1434 SCHWAB CHARLES CORP COM 808513105 935022 16497 SH SOLE 0 0 16497 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 283422 3903 SH SOLE 0 0 3903 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 478036 6378 SH SOLE 0 0 6378 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 442305 8446 SH SOLE 0 0 8446 SERVICENOW INC COM 81762P102 745173 1326 SH SOLE 0 0 1326 SM ENERGY CO COM 78454L100 1235816 39071 SH SOLE 0 0 39071 SOUTHERN CO COM 842587107 338552 4819 SH SOLE 0 0 4819 SPDR GOLD TR GOLD SHS 78463V107 227473 1276 SH SOLE 0 0 1276 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 321091 10524 SH SOLE 0 0 10524 SPDR S&P 500 ETF TR TR UNIT 78462F103 4471167 10087 SH SOLE 0 0 10087 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 621147 1297 SH SOLE 0 0 1297 SPROTT PHYSICAL GOLD TR UNIT 85207H104 168731 11309 SH SOLE 0 0 11309 STARBUCKS CORP COM 855244109 462193 4666 SH SOLE 0 0 4666 STRYKER CORPORATION COM 863667101 273971 898 SH SOLE 0 0 898 SYSCO CORP COM 871829107 257845 3475 SH SOLE 0 0 3475 TEGNA INC COM 87901J105 167776 10331 SH SOLE 0 0 10331 TESLA INC COM 88160R101 1436658 5488 SH SOLE 0 0 5488 TEXAS INSTRS INC COM 882508104 1023471 5685 SH SOLE 0 0 5685 THERMO FISHER SCIENTIFIC INC COM 883556102 590100 1131 SH SOLE 0 0 1131 TJX COS INC NEW COM 872540109 343061 4046 SH SOLE 0 0 4046 TRAVELERS COMPANIES INC COM 89417E109 414180 2385 SH SOLE 0 0 2385 UNION PAC CORP COM 907818108 1199032 5860 SH SOLE 0 0 5860 UNITED PARCEL SERVICE INC CL B 911312106 268538 1498 SH SOLE 0 0 1498 UNITEDHEALTH GROUP INC COM 91324P102 813243 1692 SH SOLE 0 0 1692 UPSTART HLDGS INC COM 91680M107 921857 25743 SH SOLE 0 0 25743 VALERO ENERGY CORP COM 91913Y100 282342 2407 SH SOLE 0 0 2407 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 742715 9828 SH SOLE 0 0 9828 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1233819 16974 SH SOLE 0 0 16974 VANGUARD INDEX FDS GROWTH ETF 922908736 498394 1761 SH SOLE 0 0 1761 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1630843 19517 SH SOLE 0 0 19517 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1828765 4490 SH SOLE 0 0 4490 VANGUARD INDEX FDS SM CP VAL ETF 922908611 542527 3280 SH SOLE 0 0 3280 VANGUARD INDEX FDS SMALL CP ETF 922908751 1506489 7574 SH SOLE 0 0 7574 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1253755 5457 SH SOLE 0 0 5457 VANGUARD INDEX FDS TOTAL STK MKT 922908769 14043667 63754 SH SOLE 0 0 63754 VANGUARD INDEX FDS VALUE ETF 922908744 787906 5545 SH SOLE 0 0 5545 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 489076 12022 SH SOLE 0 0 12022 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 776143 7025 SH SOLE 0 0 7025 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 508890 5247 SH SOLE 0 0 5247 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 556343 10225 SH SOLE 0 0 10225 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 810607 4991 SH SOLE 0 0 4991 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 420742 9111 SH SOLE 0 0 9111 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 331730 3127 SH SOLE 0 0 3127 VANGUARD WORLD FDS ENERGY ETF 92204A306 1880183 16655 SH SOLE 0 0 16655 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 342833 4220 SH SOLE 0 0 4220 VANGUARD WORLD FDS INF TECH ETF 92204A702 246620 558 SH SOLE 0 0 558 VERIZON COMMUNICATIONS INC COM 92343V104 946470 25450 SH SOLE 0 0 25450 VISA INC COM CL A 92826C839 1119481 4714 SH SOLE 0 0 4714 WALGREENS BOOTS ALLIANCE INC COM 931427108 209288 7346 SH SOLE 0 0 7346 WALMART INC COM 931142103 933720 5940 SH SOLE 0 0 5940 WARNER BROS DISCOVERY INC COM SER A 934423104 130805 10431 SH SOLE 0 0 10431 WISDOMTREE TR EMG MKTS SMCAP 97717W281 212272 4562 SH SOLE 0 0 4562 WISDOMTREE TR INTL SMCAP DIV 97717W760 222738 3746 SH SOLE 0 0 3746 WOODWARD INC COM 980745103 2250729 18928 SH SOLE 0 0 18928 XCEL ENERGY INC COM 98389B100 266212 4282 SH SOLE 0 0 4282 YUM BRANDS INC COM 988498101 216138 1560 SH SOLE 0 0 1560 ZIONS BANCORPORATION N A COM 989701107 345528 12864 SH SOLE 0 0 12864 ZSCALER INC COM 98980G102 651767 4455 SH SOLE 0 0 4455