The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 736 | 55,874 | SH | SOLE | 55,874 | 0 | 0 | ||
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 2,234 | 169,622 | SH | DFND | 1 | 169,622 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 659 | 5,257 | SH | SOLE | 5,257 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 2,025 | 16,161 | SH | DFND | 1 | 16,161 | 0 | 0 | |
CA INC | COM | 12673P105 | 1,203 | 36,363 | SH | SOLE | 36,363 | 0 | 0 | ||
CA INC | COM | 12673P105 | 3,732 | 112,820 | SH | DFND | 1 | 112,820 | 0 | 0 | |
CALPINE CORP | COM NEW | 131347304 | 1,050 | 83,069 | SH | SOLE | 83,069 | 0 | 0 | ||
CALPINE CORP | COM NEW | 131347304 | 3,451 | 273,041 | SH | DFND | 1 | 273,041 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 166 | 8,406 | SH | SOLE | 8,406 | 0 | 0 | ||
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 914 | 46,164 | SH | DFND | 1 | 46,164 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 742 | 5,695 | SH | SOLE | 5,695 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 2,255 | 17,305 | SH | DFND | 1 | 17,305 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 1,782 | 32,535 | SH | SOLE | 32,535 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 5,527 | 100,895 | SH | DFND | 1 | 100,895 | 0 | 0 | |
DYNEGY INC NEW DEL | COM | 26817R108 | 115 | 9,271 | SH | SOLE | 9,271 | 0 | 0 | ||
DYNEGY INC NEW DEL | COM | 26817R108 | 358 | 28,906 | SH | DFND | 1 | 28,906 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 6,165 | 140,658 | SH | SOLE | 140,658 | 0 | 0 | ||
ECHOSTAR CORP | CL A | 278768106 | 18,786 | 428,602 | SH | DFND | 1 | 428,602 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 145 | 4,569 | SH | SOLE | 4,569 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 687 | 21,620 | SH | DFND | 1 | 21,620 | 0 | 0 | |
HAEMONETICS CORP | COM | 405024100 | 997 | 27,521 | SH | SOLE | 27,521 | 0 | 0 | ||
HAEMONETICS CORP | COM | 405024100 | 2,797 | 77,236 | SH | DFND | 1 | 77,236 | 0 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 371 | 16,324 | SH | SOLE | 16,324 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 1,108 | 48,700 | SH | DFND | 1 | 48,700 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 231 | 17,205 | SH | SOLE | 17,205 | 0 | 0 | ||
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 769 | 57,357 | SH | DFND | 1 | 57,357 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 683 | 10,941 | SH | SOLE | 10,941 | 0 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 2,098 | 33,591 | SH | DFND | 1 | 33,591 | 0 | 0 | |
KRATON CORPORATION | COM | 50077C106 | 1,167 | 33,304 | SH | SOLE | 33,304 | 0 | 0 | ||
KRATON CORPORATION | COM | 50077C106 | 3,884 | 110,837 | SH | DFND | 1 | 110,837 | 0 | 0 | |
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 274 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 863 | 22,056 | SH | DFND | 1 | 22,056 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 523 | 39,385 | SH | SOLE | 39,385 | 0 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 1,760 | 132,615 | SH | DFND | 1 | 132,615 | 0 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 569 | 19,450 | SH | SOLE | 19,450 | 0 | 0 | ||
NETSCOUT SYS INC | COM | 64115T104 | 1,916 | 65,491 | SH | DFND | 1 | 65,491 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 2,960 | 211,761 | SH | SOLE | 211,761 | 0 | 0 | ||
NEWS CORP NEW | CL A | 65249B109 | 6,670 | 477,144 | SH | DFND | 1 | 477,144 | 0 | 0 | |
NEWS CORP NEW | CL B | 65249B208 | 1,044 | 73,431 | SH | SOLE | 73,431 | 0 | 0 | ||
NEWS CORP NEW | CL B | 65249B208 | 5,831 | 410,045 | SH | DFND | 1 | 410,045 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 573 | 99,030 | SH | SOLE | 99,030 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 1,880 | 324,759 | SH | DFND | 1 | 324,759 | 0 | 0 | |
WESTMORELAND COAL CO | COM | 960878106 | 100 | 11,232 | SH | SOLE | 11,232 | 0 | 0 | ||
WESTMORELAND COAL CO | COM | 960878106 | 407 | 45,949 | SH | DFND | 1 | 45,949 | 0 | 0 |