0001866450-23-000024.txt : 20231107 0001866450-23-000024.hdr.sgml : 20231107 20231107184551 ACCESSION NUMBER: 0001866450-23-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231103 FILED AS OF DATE: 20231107 DATE AS OF CHANGE: 20231107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Ric CENTRAL INDEX KEY: 0001866450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40531 FILM NUMBER: 231385472 MAIL ADDRESS: STREET 1: C/O SENTINELONE STREET 2: 444 CASTRO SREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SentinelOne, Inc. CENTRAL INDEX KEY: 0001583708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 990385461 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 444 CASTRO STREET STREET 2: SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 855-868-3733 MAIL ADDRESS: STREET 1: 444 CASTRO STREET STREET 2: SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: Sentinel Labs, Inc. DATE OF NAME CHANGE: 20210405 FORMER COMPANY: FORMER CONFORMED NAME: SentinelOne, Inc. DATE OF NAME CHANGE: 20210402 FORMER COMPANY: FORMER CONFORMED NAME: Sentinel Labs, Inc. DATE OF NAME CHANGE: 20130805 4 1 wk-form4_1699400742.xml FORM 4 X0508 4 2023-11-03 0 0001583708 SentinelOne, Inc. S 0001866450 Smith Ric C/O SENTINELONE, INC. 444 CASTRO STREET, SUITE 400 MOUNTAIN VIEW CA 94041 0 1 0 0 CPO & CTO 0 Class A Common Stock 2023-11-03 4 S 0 3082 15.22 D 494672 D Class A Common Stock 2023-11-06 4 S 0 3066 16.34 D 491606 D This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023. Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. This transaction represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction. /s/ Keenan Conder, Attorney-in-Fact 2023-11-07