0001586637-23-000016.txt : 20230614
0001586637-23-000016.hdr.sgml : 20230614
20230614171525
ACCESSION NUMBER: 0001586637-23-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230612
FILED AS OF DATE: 20230614
DATE AS OF CHANGE: 20230614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bernhardt David J.
CENTRAL INDEX KEY: 0001586637
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40531
FILM NUMBER: 231015013
MAIL ADDRESS:
STREET 1: C/O SENTINELONE, INC.
STREET 2: 555 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SentinelOne, Inc.
CENTRAL INDEX KEY: 0001583708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 990385461
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 444 CASTRO STREET
STREET 2: SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 855-868-3733
MAIL ADDRESS:
STREET 1: 444 CASTRO STREET
STREET 2: SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: Sentinel Labs, Inc.
DATE OF NAME CHANGE: 20210405
FORMER COMPANY:
FORMER CONFORMED NAME: SentinelOne, Inc.
DATE OF NAME CHANGE: 20210402
FORMER COMPANY:
FORMER CONFORMED NAME: Sentinel Labs, Inc.
DATE OF NAME CHANGE: 20130805
4
1
wf-form4_168677730883920.xml
FORM 4
X0407
4
2023-06-12
0
0001583708
SentinelOne, Inc.
S
0001586637
Bernhardt David J.
C/O SENTINELONE, INC.
444 CASTRO STREET, SUITE 400
MOUNTAIN VIEW
CA
94041
0
1
0
0
Chief Financial Officer
0
Class A Common Stock
2023-06-12
4
C
0
1538
3.02
A
383624
D
Class A Common Stock
2023-06-12
4
S
0
1538
15.6486
D
382086
D
Class A Common Stock
2023-06-13
4
C
0
1538
3.02
A
383624
D
Class A Common Stock
2023-06-13
4
S
0
1538
16.0139
D
382086
D
Stock Option (right to buy)
3.02
2023-06-12
4
M
0
1538
0
D
2030-10-01
Class B Common Stock
1538.0
2036864
D
Class B Common Stock
2023-06-12
4
M
0
1538
0
A
Class A Common Stock
1538.0
1538
D
Class B Common Stock
2023-06-12
4
C
0
1538
0
D
Class A Common Stock
1538.0
0
D
Stock Option (right to buy)
3.02
2023-06-13
4
M
0
1538
0
D
2030-10-01
Class B Common Stock
1538.0
2035326
D
Class B Common Stock
2023-06-13
4
M
0
1538
0
A
Class A Common Stock
1538.0
1538
D
Class B Common Stock
2023-06-13
4
C
0
1538
0
D
Class A Common Stock
1538.0
0
D
Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.56 to $15.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.94 to $16.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
25% of the award vested on September 8, 2021, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.
Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO,
(continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of the reporting person.
/s/ Keenan Conder, Attorney-in-Fact
2023-06-14