0001209191-22-046836.txt : 20220819
0001209191-22-046836.hdr.sgml : 20220819
20220819162659
ACCESSION NUMBER: 0001209191-22-046836
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220818
FILED AS OF DATE: 20220819
DATE AS OF CHANGE: 20220819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warner Nicholas
CENTRAL INDEX KEY: 0001866377
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40531
FILM NUMBER: 221181159
MAIL ADDRESS:
STREET 1: C/O SENTINELONE, INC.
STREET 2: 444 CASTRO SREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SentinelOne, Inc.
CENTRAL INDEX KEY: 0001583708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 990385461
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 444 CASTRO STREET
STREET 2: SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 855-868-3733
MAIL ADDRESS:
STREET 1: 444 CASTRO STREET
STREET 2: SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: Sentinel Labs, Inc.
DATE OF NAME CHANGE: 20210405
FORMER COMPANY:
FORMER CONFORMED NAME: SentinelOne, Inc.
DATE OF NAME CHANGE: 20210402
FORMER COMPANY:
FORMER CONFORMED NAME: Sentinel Labs, Inc.
DATE OF NAME CHANGE: 20130805
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-08-18
0
0001583708
SentinelOne, Inc.
S
0001866377
Warner Nicholas
C/O SENTINELONE, INC.
444 CASTRO STREET, SUITE 400
MOUNTAIN VIEW
CA
94041
0
1
0
0
President, Security
Class A Common Stock
2022-08-18
4
C
0
39063
1.1967
A
228573
D
Employee Stock Option (right to buy)
1.1967
2022-08-18
4
M
0
39063
0.00
D
2029-03-08
Class B Common Stock
39063
312500
D
Class B Common Stock
2022-08-18
4
M
0
39063
0.00
A
Class A Common Stock
39063
39063
D
Class B Common Stock
2022-08-18
4
C
0
39063
0.00
D
Class A Common Stock
39063
0
D
Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 1, 2019, subject to the Reporting Person's continued service to the Issuer on each vesting date.
Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earliest of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,
(continued from footnote 3) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after Mr. Weingarten's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation.
/s/ Keenan Conder, Attorney-in-Fact
2022-08-19