0001209191-21-058292.txt : 20210930
0001209191-21-058292.hdr.sgml : 20210930
20210930184855
ACCESSION NUMBER: 0001209191-21-058292
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210928
FILED AS OF DATE: 20210930
DATE AS OF CHANGE: 20210930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warner Nicholas
CENTRAL INDEX KEY: 0001866377
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40531
FILM NUMBER: 211296276
MAIL ADDRESS:
STREET 1: C/O SENTINELONE, INC.
STREET 2: 444 CASTRO SREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SentinelOne, Inc.
CENTRAL INDEX KEY: 0001583708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 990385461
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 444 CASTRO STREET
STREET 2: SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 855-868-3733
MAIL ADDRESS:
STREET 1: 444 CASTRO STREET
STREET 2: SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: Sentinel Labs, Inc.
DATE OF NAME CHANGE: 20210405
FORMER COMPANY:
FORMER CONFORMED NAME: SentinelOne, Inc.
DATE OF NAME CHANGE: 20210402
FORMER COMPANY:
FORMER CONFORMED NAME: Sentinel Labs, Inc.
DATE OF NAME CHANGE: 20130805
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-28
0
0001583708
SentinelOne, Inc.
S
0001866377
Warner Nicholas
C/O SENTINELONE, INC.
444 CASTRO STREET, SUITE 400
MOUNTAIN VIEW
CA
94041
0
1
0
0
Chief Operating Officer
Class A Common Stock
2021-09-28
4
C
0
352644
A
352644
D
Class A Common Stock
2021-09-28
4
C
0
26851
0.6467
A
379495
D
Class A Common Stock
2021-09-28
4
S
0
157053
54.6332
D
222442
D
Class A Common Stock
2021-09-28
4
S
0
199046
55.3322
D
23396
D
Class A Common Stock
2021-09-28
4
S
0
23396
56.1933
D
0
D
Class B Common Stock
2021-09-28
4
C
0
352644
0.00
D
Class A Common Stock
352644
154639
D
Stock Option (Right to Buy)
0.6467
2021-09-28
4
M
0
26851
0.00
D
2027-08-01
Class B Common Stock
26851
1021543
D
Class B Common Stock
2021-09-28
4
M
0
26851
0.00
A
Class A Common Stock
26851
26851
D
Class B Common Stock
2021-09-28
4
C
0
26851
0.00
D
Class A Common Stock
26851
0
D
Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,
(continued from footnote 1) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of Mr. Weingarten.
Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.94 to $54.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.94 to $55.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.94 to $56.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The stock option is fully vested.
/s/ David Bernhardt, Attorney-in-Fact
2021-09-30