0001209191-21-045142.txt : 20210702
0001209191-21-045142.hdr.sgml : 20210702
20210702180144
ACCESSION NUMBER: 0001209191-21-045142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210702
FILED AS OF DATE: 20210702
DATE AS OF CHANGE: 20210702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scheinman Daniel
CENTRAL INDEX KEY: 0001605698
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40531
FILM NUMBER: 211071831
MAIL ADDRESS:
STREET 1: C/O ARISTA NETWORKS, INC.
STREET 2: 5453 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SentinelOne, Inc.
CENTRAL INDEX KEY: 0001583708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 990385461
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 444 CASTRO STREET
STREET 2: SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 855-868-3733
MAIL ADDRESS:
STREET 1: 444 CASTRO STREET
STREET 2: SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: Sentinel Labs, Inc.
DATE OF NAME CHANGE: 20210405
FORMER COMPANY:
FORMER CONFORMED NAME: SentinelOne, Inc.
DATE OF NAME CHANGE: 20210402
FORMER COMPANY:
FORMER CONFORMED NAME: Sentinel Labs, Inc.
DATE OF NAME CHANGE: 20130805
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-07-02
0
0001583708
SentinelOne, Inc.
S
0001605698
Scheinman Daniel
C/O SENTINELONE, INC.
444 CASTRO STREET, SUITE 400
MOUNTAIN VIEW
CA
94041
1
0
0
0
Class A Common Stock
2021-07-02
4
P
0
10000
35.00
A
10000
D
Series A Preferred Stock
2021-07-02
4
C
0
358023
A
Class B Common Stock
358023
358023
I
By Trust
Series Seed Preferred Stock
2021-07-02
4
C
0
1065126
A
Class B Common Stock
1065126
1065126
I
By Trust
Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of Class A Common Stock.
The Shares of the Issuer's Series A and Series Seed Preferred Stock automatically converted into shares of the Issuer's Class B Common Stock on a 1:1 basis immediately upon the closing of the Issuer's initial public offering on July 2, 2021 and had no expiration date.
Represents the conversion of Series A and Series Seed Preferred Stock held of record by the Dan and Zoe Scheinman Family Trust, Dated 2/23/01 (the "Scheinman Trust") into Class B Common Stock.
Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding share of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including share of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,
(continued from footnote 2) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined into the Issuer's restated certificate of incorporation, of Mr. Weingarten.
These securities are held by the Scheinman Trust. The Reporting Person is the trustee and a beneficiary of the Scheinman Trust and has sole voting and dispositive power over the shares held by the Scheinman Trust.
/s/ David Bernhardt, as Attorney-in-Fact for Daniel Scheinman
2021-07-02