0001940272-24-000006.txt : 20240812 0001940272-24-000006.hdr.sgml : 20240812 20240812184813 ACCESSION NUMBER: 0001940272-24-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240809 FILED AS OF DATE: 20240812 DATE AS OF CHANGE: 20240812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAR1 Partners, LP CENTRAL INDEX KEY: 0001758866 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37471 FILM NUMBER: 241198285 BUSINESS ADDRESS: STREET 1: 3503 WILD CHERRY DRIVE STREET 2: BUILDING 9 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-531-9088 MAIL ADDRESS: STREET 1: 3503 WILD CHERRY DRIVE STREET 2: BUILDING 9 CITY: AUSTIN STATE: TX ZIP: 78738 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAR1 Capital Management, LLC CENTRAL INDEX KEY: 0001940272 ORGANIZATION NAME: STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37471 FILM NUMBER: 241198286 BUSINESS ADDRESS: STREET 1: 3503 WILD CHERRY DRIVE STREET 2: BUILDING 9 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-254-3790 MAIL ADDRESS: STREET 1: 3503 WILD CHERRY DRIVE STREET 2: BUILDING 9 CITY: AUSTIN STATE: TX ZIP: 78738 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIERIS PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001583648 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 300784346 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET STREET 2: 26TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 857-246-8998 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET STREET 2: 26TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: Marika Inc. DATE OF NAME CHANGE: 20130805 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-08-09 0 0001583648 PIERIS PHARMACEUTICALS, INC. PIRS 0001940272 ADAR1 Capital Management, LLC 3503 WILD CHERRY DRIVE BUILDING 9 AUSTIN TX 78738 0 0 1 0 0001758866 ADAR1 Partners, LP 3503 WILD CHERRY DRIVE BUILDING 9 AUSTIN TX 78738 0 0 1 0 0 Common Stock 2024-08-09 4 P 0 3000 14.8929 A 127331 I By: ADAR1 Partners Common Stock 2024-08-12 4 P 0 2243 15.8824 A 129574 I By: ADAR1 Partners Common Stock 2024-08-12 4 P 0 757 15.8824 A 15067 I By: Spearhead Insurance Solutions IDF, LLC - Series ADAR1 ADAR1 Capital Management, LLC ("ADAR1 Capital"), an entity owned and controlled by Dr. Daniel Schneeberger, owns voting and investment control with respect to the shares held by ADAR1 Partners, LP ("ADAR1 Partners"). Because of the relationship between ADAR1 Partners and ADAR1 Capital, ADAR1 Capital may be deemed to beneficially own the shares held directly by ADAR1 Partners. ADAR1 Capital Management, LLC ("ADAR1 Capital"), an entity owned and controlled by Dr. Daniel Schneeberger, owns voting and investment control with respect to the shares held by Spearhead Insurance Solutions IDF, LLC - Series ADAR1 ("Spearhead"). Because of the relationship between Spearhead and ADAR1 Capital, ADAR1 Capital may be deemed to beneficially own the shares held directly by Spearhead. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. ADAR1 Capital Management, LLC, By /s/ Daniel Schneeberger, Manager 2024-08-12 ADAR1 Partners, LP, By ADAR1 Capital Management GP, LLC, its general partner, By /s/ Daniel Schneeberger, Manager 2024-08-12