0001940272-24-000006.txt : 20240812
0001940272-24-000006.hdr.sgml : 20240812
20240812184813
ACCESSION NUMBER: 0001940272-24-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240809
FILED AS OF DATE: 20240812
DATE AS OF CHANGE: 20240812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADAR1 Partners, LP
CENTRAL INDEX KEY: 0001758866
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37471
FILM NUMBER: 241198285
BUSINESS ADDRESS:
STREET 1: 3503 WILD CHERRY DRIVE
STREET 2: BUILDING 9
CITY: AUSTIN
STATE: TX
ZIP: 78738
BUSINESS PHONE: 512-531-9088
MAIL ADDRESS:
STREET 1: 3503 WILD CHERRY DRIVE
STREET 2: BUILDING 9
CITY: AUSTIN
STATE: TX
ZIP: 78738
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADAR1 Capital Management, LLC
CENTRAL INDEX KEY: 0001940272
ORGANIZATION NAME:
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37471
FILM NUMBER: 241198286
BUSINESS ADDRESS:
STREET 1: 3503 WILD CHERRY DRIVE
STREET 2: BUILDING 9
CITY: AUSTIN
STATE: TX
ZIP: 78738
BUSINESS PHONE: 512-254-3790
MAIL ADDRESS:
STREET 1: 3503 WILD CHERRY DRIVE
STREET 2: BUILDING 9
CITY: AUSTIN
STATE: TX
ZIP: 78738
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIERIS PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0001583648
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 300784346
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 FRANKLIN STREET
STREET 2: 26TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 857-246-8998
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
STREET 2: 26TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: Marika Inc.
DATE OF NAME CHANGE: 20130805
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2024-08-09
0
0001583648
PIERIS PHARMACEUTICALS, INC.
PIRS
0001940272
ADAR1 Capital Management, LLC
3503 WILD CHERRY DRIVE
BUILDING 9
AUSTIN
TX
78738
0
0
1
0
0001758866
ADAR1 Partners, LP
3503 WILD CHERRY DRIVE
BUILDING 9
AUSTIN
TX
78738
0
0
1
0
0
Common Stock
2024-08-09
4
P
0
3000
14.8929
A
127331
I
By: ADAR1 Partners
Common Stock
2024-08-12
4
P
0
2243
15.8824
A
129574
I
By: ADAR1 Partners
Common Stock
2024-08-12
4
P
0
757
15.8824
A
15067
I
By: Spearhead Insurance Solutions IDF, LLC - Series ADAR1
ADAR1 Capital Management, LLC ("ADAR1 Capital"), an entity owned and controlled by Dr. Daniel Schneeberger, owns voting and investment control with respect to the shares held by ADAR1 Partners, LP ("ADAR1 Partners"). Because of the relationship between ADAR1 Partners and ADAR1 Capital, ADAR1 Capital may be deemed to beneficially own the shares held directly by ADAR1 Partners.
ADAR1 Capital Management, LLC ("ADAR1 Capital"), an entity owned and controlled by Dr. Daniel Schneeberger, owns voting and investment control with respect to the shares held by Spearhead Insurance Solutions IDF, LLC - Series ADAR1 ("Spearhead"). Because of the relationship between Spearhead and ADAR1 Capital, ADAR1 Capital may be deemed to beneficially own the shares held directly by Spearhead.
For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
ADAR1 Capital Management, LLC, By /s/ Daniel Schneeberger, Manager
2024-08-12
ADAR1 Partners, LP, By ADAR1 Capital Management GP, LLC, its general partner, By /s/ Daniel Schneeberger, Manager
2024-08-12