0000899243-17-006558.txt : 20170306 0000899243-17-006558.hdr.sgml : 20170306 20170306065036 ACCESSION NUMBER: 0000899243-17-006558 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170306 DATE AS OF CHANGE: 20170306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIERIS PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001583648 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 300784346 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 STATE STREET STREET 2: 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 857-246-8998 MAIL ADDRESS: STREET 1: 255 STATE STREET STREET 2: 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: Marika Inc. DATE OF NAME CHANGE: 20130805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matis Louis CENTRAL INDEX KEY: 0001650991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37471 FILM NUMBER: 17666450 MAIL ADDRESS: STREET 1: LISE-MEITNER-STRASSE 30 STREET 2: C/O PIERIS PHARMACEUTICALS, INC. CITY: FREISING-WEIHENSTEPHAN STATE: 2M ZIP: 85354 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-23 0 0001583648 PIERIS PHARMACEUTICALS, INC. PIRS 0001650991 Matis Louis C/O PIERIS PHARMACEUTICALS, INC. 255 STATE STREET, 9TH FLOOR BOSTON MA 02109 0 1 0 0 See Remarks Stock option (Right to buy) 1.99 2017-02-23 4 A 0 145000 0.00 A 2027-02-23 Common Stock 145000 145000 D The option vests as to 25% of the option shares on January 1, 2018 and vests as to an additional 6.25% of the option shares at the end of each successive three-month period thereafter. SVP, Chief Development Officer /s/ Marc D. Mantell, Attorney-in-fact 2017-03-06