0000899243-16-022948.txt : 20160615 0000899243-16-022948.hdr.sgml : 20160615 20160615170020 ACCESSION NUMBER: 0000899243-16-022948 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160613 FILED AS OF DATE: 20160615 DATE AS OF CHANGE: 20160615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIERIS PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001583648 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 300784346 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 STATE STREET STREET 2: 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 857-246-8998 MAIL ADDRESS: STREET 1: 255 STATE STREET STREET 2: 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: Marika Inc. DATE OF NAME CHANGE: 20130805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matis Louis CENTRAL INDEX KEY: 0001650991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37471 FILM NUMBER: 161715824 MAIL ADDRESS: STREET 1: LISE-MEITNER-STRASSE 30 STREET 2: C/O PIERIS PHARMACEUTICALS, INC. CITY: FREISING-WEIHENSTEPHAN STATE: 2M ZIP: 85354 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-13 0 0001583648 PIERIS PHARMACEUTICALS, INC. PIRS 0001650991 Matis Louis C/O PIERIS PHARMACEUTICALS, INC. 255 STATE STREET, 9TH FLOOR BOSTON MA 02109 0 1 0 0 SVP, Chief Development Officer Common Stock 2016-06-13 4 P 0 2085 1.68 A 2085 D Common Stock 2016-06-14 4 P 0 7915 1.71 A 10000 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.67 to $1.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges sent forth in this footnote. /s/ Marc D. Mantell, Attorney-in-fact 2016-06-15