0000899243-16-013647.txt : 20160217 0000899243-16-013647.hdr.sgml : 20160217 20160217211956 ACCESSION NUMBER: 0000899243-16-013647 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160212 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIERIS PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001583648 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 300784346 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 STATE STREET STREET 2: 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 603-553-5803 MAIL ADDRESS: STREET 1: 255 STATE STREET STREET 2: 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: Marika Inc. DATE OF NAME CHANGE: 20130805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yoder Stephen S. CENTRAL INDEX KEY: 0001645577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37471 FILM NUMBER: 161435863 MAIL ADDRESS: STREET 1: LISE-MEITNER-STRASSE 30 STREET 2: C/O PIERIS PHARMACEUTICALS, INC. CITY: FREISING-WEIHENSTEPHAN STATE: 2M ZIP: 85354 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-12 0 0001583648 PIERIS PHARMACEUTICALS, INC. PIRS 0001645577 Yoder Stephen S. C/O PIERIS PHARMACEUTICALS, INC. 255 STATE STREET, 9TH FLOOR BOSTON MA 02109 1 1 0 0 President and CEO Stock Option (right to buy) 1.52 2016-02-12 4 A 0 492000 0.00 A 2026-02-12 Common Stock 492000 492000 D The option vests as to 25% of the option shares on February 12, 2017 and vests as to an additional 6.25% of the option shares at the end of each successive three-month period thereafter until February 12, 2020. /s/ Marc D. Mantell, Attorney-in-fact 2016-02-17