0000899243-15-003512.txt : 20150818 0000899243-15-003512.hdr.sgml : 20150818 20150818200814 ACCESSION NUMBER: 0000899243-15-003512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150817 FILED AS OF DATE: 20150818 DATE AS OF CHANGE: 20150818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIERIS PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001583648 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 300784346 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LISE-MEITNER-STRASSE 30 CITY: FREISING-WEIHENSTEPHAN STATE: 2M ZIP: 85354 BUSINESS PHONE: 49 81 6114 11400 MAIL ADDRESS: STREET 1: LISE-MEITNER-STRASSE 30 CITY: FREISING-WEIHENSTEPHAN STATE: 2M ZIP: 85354 FORMER COMPANY: FORMER CONFORMED NAME: Marika Inc. DATE OF NAME CHANGE: 20130805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matis Louis CENTRAL INDEX KEY: 0001650991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37471 FILM NUMBER: 151062669 MAIL ADDRESS: STREET 1: LISE-MEITNER-STRASSE 30 STREET 2: C/O PIERIS PHARMACEUTICALS, INC. CITY: FREISING-WEIHENSTEPHAN STATE: 2M ZIP: 85354 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-17 0 0001583648 PIERIS PHARMACEUTICALS, INC. PIRS 0001650991 Matis Louis C/O PIERIS PHARMACEUTICALS, INC. LISE-MEITNER-STRASSE 30 FREISING-WEIHENSTEPHAN 2M 85354 GERMANY 0 1 0 0 SVP, Chief Development Officer Common Stock 3.36 2015-08-17 4 A 0 500000 0.00 A 2025-08-17 Common Stock 500000 500000 D The option vests as to 25% of the option shares on August 17, 2016 and vests as to an additional 6.25% of the option shares at the end of each successive three-month period thereafter until August 17, 2019. /s/ Marc D. Mantell, Attorney-in-fact 2015-08-18