0001583092-23-000008.txt : 20231114 0001583092-23-000008.hdr.sgml : 20231114 20231113195207 ACCESSION NUMBER: 0001583092-23-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Main Management LLC CENTRAL INDEX KEY: 0001583092 IRS NUMBER: 731636097 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15578 FILM NUMBER: 231401033 BUSINESS ADDRESS: STREET 1: 601 CALIFORNIA STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-217-5800 MAIL ADDRESS: STREET 1: 601 CALIFORNIA STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001583092 XXXXXXXX 09-30-2023 09-30-2023 Main Management LLC

601 CALIFORNIA STREET SUITE 200 SAN FRANCISCO CA 94108

13F HOLDINGS REPORT 028-15578 000120361 801-61113 N HAFEEZ ESMAIL 4152175805 HAFEEZ ESMAIL SAN FRANCISCO CA 11-13-2023 0 134 986459 false INFORMATION TABLE 2 13F.xml 20-YEAR US TREASURIES TLT 464287432 3009 33929 SH SOLE 33929 0 0 AEROSPACE & DEFENSE ITA 464288760 11 100 SH SOLE 100 0 0 AGGREGATE BOND AGG 464287226 2369 25188 SH SOLE 25188 0 0 AGGREGATE BONDS BND 921937835 9382 134446 SH SOLE 134446 0 0 AI & ROBOTICS ROBT 33738R720 106 2622 SH SOLE 2622 0 0 ALL WORLD EX-US VEU 922042775 9043 174342 SH SOLE 174342 0 0 ALL WORLD EX-US VXUS 921909768 8964 167495 SH SOLE 167495 0 0 ARK INNOVATION ARKK 00214Q104 52 1300 SH SOLE 1300 0 0 ARTIFICIAL INTELLIGENCE & TECH AIQ 37954Y632 322 11960 SH SOLE 11960 0 0 BIOTECHNOLOGY XBI 78464A870 16065 220005 SH SOLE 220005 0 0 BIOTECHNOLOGY IBB 464287556 606 4952 SH SOLE 4952 0 0 BITCOIN GBTC 389637109 21 1100 SH SOLE 1100 0 0 BRAZIL EWZ 464286400 38 1240 SH SOLE 1240 0 0 BROKER DEALERS IAI 464288794 3150 34600 SH SOLE 34600 0 0 CA MUNICIPAL BONDS PWZ 46138E206 141 5997 SH SOLE 5997 0 0 CA MUNICIPAL BONDS CMF 464288356 136 2473 SH SOLE 2473 0 0 CANADA EWC 464286509 27 813 SH SOLE 813 0 0 CHINA A-SHARES ASHR 233051879 42 1618 SH SOLE 1618 0 0 CHINA HEALTH CARE KURE 500767835 0 11 SH SOLE 11 0 0 CHINA INTERNET KWEB 500767306 395 14433 SH SOLE 14433 0 0 CHINA TECHNOLOGY CQQQ 46138E800 13 347 SH SOLE 347 0 0 Clean Energy Fuels Corp CLNE 184499101 77 20000 SH SOLE 20000 0 0 CLOUD COMPUTING SKYY 33734X192 68 895 SH SOLE 895 0 0 CLOUD COMPUTING CLOU 37954Y442 40 2125 SH SOLE 2125 0 0 COMMUNICATIONS SERVICES XLC 81369Y852 42688 651023 SH SOLE 651023 0 0 CONSUMER DISCRETIONARY XLY 81369Y407 17503 108729 SH SOLE 108729 0 0 CRYPTO INDUSTRY INNOVATORS BITQ 301505624 39 5852 SH SOLE 5852 0 0 DEVELOPED MARKETS EFA 464287465 14842 215355 SH SOLE 215355 0 0 DEVELOPED MARKETS VEA 921943858 773 17681 SH SOLE 17681 0 0 DEVELOPED MARKETS IEFA 46432F842 12743 198029 SH SOLE 198029 0 0 Dow Jones Dividend DVY 464287168 366 3404 SH SOLE 3404 0 0 EAFE SMALL-CAP SCZ 464288273 12 221 SH SOLE 221 0 0 EM ex-China XCEM 19762B202 80 2914 SH SOLE 2914 0 0 EMERGING INTL DEBT EMB 464288281 12 142 SH SOLE 142 0 0 EMERGING MARKETS IEMG 46434G103 3016 63381 SH SOLE 63381 0 0 EMERGING MARKETS VWO 922042858 8066 205721 SH SOLE 205721 0 0 EMERGING MARKETS EEM 464287234 5618 148032 SH SOLE 148032 0 0 ENERGY XLE 81369Y506 1739 19237 SH SOLE 19237 0 0 ENERGY VDE 92204A306 35903 283281 SH SOLE 283281 0 0 ETHERIUM TRUST ETHE 389638107 126 11366 SH SOLE 11366 0 0 FINANCIALS KBE 78464A797 1126 30551 SH SOLE 30551 0 0 FINANCIALS XLF 81369Y605 7235 218131 SH SOLE 218131 0 0 FINANCIALS VFH 92204A405 3161 39353 SH SOLE 39353 0 0 FINTECH ARKF 00214Q708 90 4642 SH SOLE 4642 0 0 FLOATING RATE BOND TFLO 46434V860 3767 74245 SH SOLE 74245 0 0 FMQQ The Next Frontr Intrnt & Ecmmrc ETF FMQQ 301505590 10 1000 SH SOLE 1000 0 0 FRANCE EWQ 464286707 60 1677 SH SOLE 1677 0 0 GENOMICS ARKG 00214Q302 89 3179 SH SOLE 3179 0 0 GERMANY EWG 464286806 33 1258 SH SOLE 1258 0 0 GLOBAL EQUITY VT 922042742 352 3774 SH SOLE 3774 0 0 GOLD GLD 78463V107 260 1516 SH SOLE 1516 0 0 GOLD MINERS GDX 92189F106 1752 65094 SH SOLE 65094 0 0 GOLD MINERS GDXJ 92189F791 52 1625 SH SOLE 1625 0 0 HEALTH CARE XLV 81369Y209 51774 402161 SH SOLE 402161 0 0 HEALTH CARE VHT 92204A504 19226 81776 SH SOLE 81776 0 0 HOME CONSTRUCTION ITB 464288752 1617 20600 SH SOLE 20600 0 0 INDIA FLIN 35473P769 30 933 SH SOLE 933 0 0 INDIA INTERNET AND ECOMMERCE ETF INQQ 301505558 6 478 SH SOLE 478 0 0 INDUSTRIALS FXR 33734X150 1723 30000 SH SOLE 30000 0 0 INDUSTRIALS XLI 81369Y704 49807 491292 SH SOLE 491292 0 0 INFORMATION TECHNOLOGY VGT 92204A702 1455 3506 SH SOLE 3506 0 0 INTERNATIONAL COUNTRY ROTATION INTL 66538H237 63469 3164908 SH SOLE 3164908 0 0 Invesco NASDAQ Next Gen 100 ETF QQQJ 46138G631 62 2500 SH SOLE 2500 0 0 INVESTMENT GRADE COPORATE BONDS IGSB 464288646 5263 105613 SH SOLE 105613 0 0 IPO IPO 759937204 81 2548 SH SOLE 2548 0 0 iShares Gold Trust IAU 464285204 9 250 SH SOLE 250 0 0 iShares National Muni Bond ETF MUB 464288414 75 735 SH SOLE 735 0 0 iShares Russell 2000 Growth ETF IWO 464287648 122 544 SH SOLE 544 0 0 iShares Russell Mid-Cap IWR 464287499 184 2650 SH SOLE 2650 0 0 ISRAEL EIS 464286632 41 753 SH SOLE 753 0 0 JAPAN FLJP 35473P744 75 2830 SH SOLE 2830 0 0 JAPAN SMALLCAP DFJ 97717W836 87 1265 SH SOLE 1265 0 0 JAPAN SMALL-CAP SCJ 464286582 23 344 SH SOLE 344 0 0 KraneShares MSCI Em Mkts ex CHN ETF KEMX 500767769 184 7177 SH SOLE 7177 0 0 LARGE CAP VOO 922908363 468 1193 SH SOLE 1193 0 0 LARGE CAP CORE SPY 78462F103 116761 273138 SH SOLE 273138 0 0 LARGE CAP VALUE IWD 464287598 49 323 SH SOLE 323 0 0 LARGE-CAP GROWTH IWF 464287614 565 2126 SH SOLE 2126 0 0 LARGE-CAP VALUE VLUE 46432F388 3 37 SH SOLE 37 0 0 LEISURE & ENTERTAINMENT PEJ 46137V720 30 790 SH SOLE 790 0 0 LONG TERM TREASURIES SPTL 78464A664 5468 209087 SH SOLE 209087 0 0 MAIN BUYWRITE BUYW 66538H179 81593 6134793 SH SOLE 6134793 0 0 MATERIALS XLB 81369Y100 18 225 SH SOLE 225 0 0 MEDICAL DEVICES IHI 464288810 15 317 SH SOLE 317 0 0 METAL MINERS XME 78464A755 982 18700 SH SOLE 18700 0 0 MEXICO FLMX 35473P736 58 2015 SH SOLE 2015 0 0 MEXICO EWW 464286822 291 5000 SH SOLE 5000 0 0 MIDCAP IJH 464287507 241 965 SH SOLE 965 0 0 MID-CAP VO 922908629 168 807 SH SOLE 807 0 0 MID-CAP GROWTH IJK 464287606 60302 834750 SH SOLE 834750 0 0 NASDAQ QQQ 46090E103 64854 181019 SH SOLE 181019 0 0 NASDAQ 100 QQQM 46138G649 12899 87507 SH SOLE 87507 0 0 Nuveen AMT-Free Quality Muni Inc NEA 670657105 10 1000 SH SOLE 1000 0 0 Nuveen Ca Dividend Adv M NAC 67066Y105 14 1500 SH SOLE 1500 0 0 OIL SERVICES OIH 92189H607 4396 12741 SH SOLE 12741 0 0 ONLINE RETAIL ONLN 74347B169 74 2407 SH SOLE 2407 0 0 PIMCO 25 Year Zero Coupon US Trs ETF ZROZ 72201R882 73 1000 SH SOLE 1000 0 0 POLAND EPOL 46429B606 24 1430 SH SOLE 1430 0 0 QUANTUM COMPUTING QTUM 26922A420 50 1048 SH SOLE 1048 0 0 REGIONAL BANKS KRE 78464A698 18364 439653 SH SOLE 439653 0 0 S&P 100 OEF 464287101 8 40 SH SOLE 40 0 0 S&P 500 EQUAL WEIGHT RSP 46137V357 23848 168314 SH SOLE 168314 0 0 S&P 500 VALUE IVV 464287200 191 444 SH SOLE 444 0 0 S&P SMALL-CAP IJR 464287804 16 173 SH SOLE 173 0 0 SEMICONDUCTORS SOXX 464287523 961 2029 SH SOLE 2029 0 0 SEMICONDUCTORS SMH 92189F676 45963 317031 SH SOLE 317031 0 0 SHORT TERM BONDS NEAR 46431W507 379 7595 SH SOLE 7595 0 0 SHORT TERM BONDS MINT 72201R833 215 2150 SH SOLE 2150 0 0 SHORT TERM BONDS JPST 46641Q837 451 8987 SH SOLE 8987 0 0 SHORT TERM BONDS GSY 46090A887 182 3652 SH SOLE 3652 0 0 SHORT TERM TREASURY VGSH 92206C102 55 956 SH SOLE 956 0 0 SHORT-TERM CORPORATE BONDS VCSH 92206C409 372 4954 SH SOLE 4954 0 0 SILVER SLV 46428Q109 41 2000 SH SOLE 2000 0 0 SMALL-CAP BLEND IWM 464287655 207 1169 SH SOLE 1169 0 0 SMALL-CAP INDIA SMIN 46429B614 18 288 SH SOLE 288 0 0 SOFTWARE IGV 464287515 23238 68095 SH SOLE 68095 0 0 SOLAR TAN 46138G706 63 1225 SH SOLE 1225 0 0 SOUTH KOREA FLKR 35473P710 22 1094 SH SOLE 1094 0 0 SPDR S&P Retail ETF XRT 78464A714 28 460 SH SOLE 460 0 0 STAR MARKET 50 INDEX KSTR 500767694 4 309 SH SOLE 309 0 0 SWEDEN EWD 464286756 31 929 SH SOLE 929 0 0 TAIWAN EWT 46434G772 30 671 SH SOLE 671 0 0 TECHNOLOGY XLK 81369Y803 33992 207356 SH SOLE 207356 0 0 THEMATIC INNOVATION TMAT 66538H278 38528 2836051 SH SOLE 2836051 0 0 UNITED KINGDOM FLGB 35473P678 32 1351 SH SOLE 1351 0 0 US BROAD MARKET SCHB 808524102 186 3740 SH SOLE 3740 0 0 US DIVIDEND GROWTH VIG 921908844 129 833 SH SOLE 833 0 0 US HIGH DIVDEND YIELD VYM 921946406 358 3464 SH SOLE 3464 0 0 US SECTOR ROTATION SECT 66538H591 16730 397483 SH SOLE 397483 0 0 US TOTAL MARKET VTI 922908769 97 458 SH SOLE 458 0 0 US TREASURIES SHY 464287457 19832 244925 SH SOLE 244925 0 0 US TREASURIES BIL 78468R663 1455 15848 SH SOLE 15848 0 0 Vanguard Value ETF VTV 922908744 5 38 SH SOLE 38 0 0 VIDEO GAMING & eSPORTS ESPO 92189F114 119 2305 SH SOLE 2305 0 0