The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGGREGATE BOND | AGG | 464287226 | 13,481 | 139,927 | SH | SOLE | 139,927 | 0 | 0 | ||
FINTECH | ARKF | 00214Q708 | 117 | 7,574 | SH | SOLE | 7,574 | 0 | 0 | ||
GENOMICS | ARKG | 00214Q302 | 875 | 26,634 | SH | SOLE | 26,634 | 0 | 0 | ||
CRYPTO INDUSTRY INNOVATORS | BITQ | 301505624 | 39 | 6,043 | SH | SOLE | 6,043 | 0 | 0 | ||
SENIOR LOAN PORTFOLIO | BKLN | 46138G508 | 1,719 | 85,155 | SH | SOLE | 85,155 | 0 | 0 | ||
AGGREGATE BONDS | BND | 921937835 | 270 | 3,792 | SH | SOLE | 3,792 | 0 | 0 | ||
ROBOTICS & AI | BOTZ | 37954Y715 | 103 | 5,679 | SH | SOLE | 5,679 | 0 | 0 | ||
SHORT TERM BOND | BSV | 921937827 | 42 | 557 | SH | SOLE | 557 | 0 | 0 | ||
MAIN BUYWRITE | BUYW | 66538H179 | 70,456 | 6,021,857 | SH | SOLE | 6,021,857 | 0 | 0 | ||
China | CAF | 617468103 | 7 | 491 | SH | SOLE | 491 | 0 | 0 | ||
CLOUD COMPUTING | CLOU | 37954Y442 | 93 | 5,828 | SH | SOLE | 5,828 | 0 | 0 | ||
CA MUNICIPAL BONDS | CMF | 464288356 | 163 | 3,012 | SH | SOLE | 3,012 | 0 | 0 | ||
CHINA TECHNOLOGY | CQQQ | 46138E800 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
JAPAN SMALLCAP | DFJ | 97717W836 | 122 | 2,152 | SH | SOLE | 2,152 | 0 | 0 | ||
DOW JONES INDUSTRIAL AVG | DIA | 78467X109 | 8,102 | 28,200 | SH | SOLE | 28,200 | 0 | 0 | ||
LARGE-CAP BLEND ESG | DSI | 464288570 | 1,654 | 24,698 | SH | SOLE | 24,698 | 0 | 0 | ||
EMERGING MARKETS | EEM | 464287234 | 5,531 | 158,567 | SH | SOLE | 158,567 | 0 | 0 | ||
DEVELOPED MARKETS | EFA | 464287465 | 420 | 7,507 | SH | SOLE | 7,507 | 0 | 0 | ||
EMERGING INTL DEBT | EMB | 464288281 | 11 | 142 | SH | SOLE | 142 | 0 | 0 | ||
EMERGING MARKET DEBT | EMLC | 92189H300 | 84 | 3,692 | SH | SOLE | 3,692 | 0 | 0 | ||
EM INTERNET & E-COMMERCE | EMQQ | 301505889 | 107 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Emerging Mkts ex China | EMXC | 46434G764 | 190 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
INDIA | EPI | 97717W422 | 225 | 7,365 | SH | SOLE | 7,365 | 0 | 0 | ||
DEVELOPED INTL ESG | ESGD | 46435G516 | 556 | 9,899 | SH | SOLE | 9,899 | 0 | 0 | ||
EMERGING INTL ESG | ESGE | 46434G863 | 392 | 14,177 | SH | SOLE | 14,177 | 0 | 0 | ||
SMALL CAP ESG | ESML | 46435U663 | 435 | 14,195 | SH | SOLE | 14,195 | 0 | 0 | ||
VIDEO GAMING & eSPORTS | ESPO | 92189F114 | 102 | 2,502 | SH | SOLE | 2,502 | 0 | 0 | ||
ETHERIUM TRUST | ETHE | 389638107 | 129 | 14,096 | SH | SOLE | 14,096 | 0 | 0 | ||
EUROPE FINANCIALS | EUFN | 464289180 | 70 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CANADA | EWC | 464286509 | 3,189 | 103,684 | SH | SOLE | 103,684 | 0 | 0 | ||
SWEDEN | EWD | 464286756 | 1,729 | 63,463 | SH | SOLE | 63,463 | 0 | 0 | ||
JAPAN | EWJ | 46434G822 | 3,590 | 73,490 | SH | SOLE | 73,490 | 0 | 0 | ||
SPAIN | EWP | 464286764 | 3,188 | 160,844 | SH | SOLE | 160,844 | 0 | 0 | ||
FRANCE | EWQ | 464286707 | 1,830 | 68,286 | SH | SOLE | 68,286 | 0 | 0 | ||
SINGAPORE | EWS | 46434G780 | 1,401 | 81,886 | SH | SOLE | 81,886 | 0 | 0 | ||
TAIWAN | EWT | 46434G772 | 1,911 | 44,349 | SH | SOLE | 44,349 | 0 | 0 | ||
UNITED KINGDOM | EWU | 46435G334 | 930 | 35,469 | SH | SOLE | 35,469 | 0 | 0 | ||
UNITED KINGDOM SMALL CAP | EWUS | 46429B416 | 33 | 1,255 | SH | SOLE | 1,255 | 0 | 0 | ||
MEXICO | EWW | 464286822 | 442 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SOUTH KOREA | EWY | 464286772 | 1 | 12 | SH | SOLE | 12 | 0 | 0 | ||
BRAZIL | EWZ | 464286400 | 1,729 | 58,354 | SH | SOLE | 58,354 | 0 | 0 | ||
BRAZIL | FLBR | 35473P835 | 411 | 22,641 | SH | SOLE | 22,641 | 0 | 0 | ||
UNITED KINGDOM | FLGB | 35473P678 | 3,574 | 182,628 | SH | SOLE | 182,628 | 0 | 0 | ||
FRONTIER MARKETS | FM | 464286145 | 3 | 106 | SH | SOLE | 106 | 0 | 0 | ||
FMQQ The Next Frontr Intrnt & Ecmmrc ETF | FMQQ | 301505590 | 10 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
INDUSTRIALS | FXR | 33734X150 | 1,379 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BITCOIN | GBTC | 389637109 | 7 | 572 | SH | SOLE | 572 | 0 | 0 | ||
GOLD MINERS | GDX | 92189F106 | 193 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
GOLD MINERS | GDXJ | 92189F791 | 1,223 | 41,500 | SH | SOLE | 41,500 | 0 | 0 | ||
GOLD | GLD | 78463V107 | 234 | 1,516 | SH | SOLE | 1,516 | 0 | 0 | ||
SHORT TERM BONDS | GSY | 46090A887 | 181 | 3,673 | SH | SOLE | 3,673 | 0 | 0 | ||
ESG HIGH YIELD CORPORATE BONDS | HYXF | 46435G441 | 667 | 15,818 | SH | SOLE | 15,818 | 0 | 0 | ||
BROKER DEALERS | IAI | 464288794 | 2,954 | 34,600 | SH | SOLE | 34,600 | 0 | 0 | ||
iShares Gold Trust | IAU | 464285204 | 8 | 250 | SH | SOLE | 250 | 0 | 0 | ||
BIOTECHNOLOGY | IBB | 464287556 | 7,512 | 64,224 | SH | SOLE | 64,224 | 0 | 0 | ||
iShares Ultra Short-Term Bond ETF | ICSH | 46434V878 | 75 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
DEVELOPED MARKETS | IEFA | 46432F842 | 10,958 | 208,046 | SH | SOLE | 208,046 | 0 | 0 | ||
EMERGING MARKETS | IEMG | 46434G103 | 8,793 | 204,593 | SH | SOLE | 204,593 | 0 | 0 | ||
INVESTMENT GRADE COPORATE BONDS | IGSB | 464288646 | 5,360 | 108,773 | SH | SOLE | 108,773 | 0 | 0 | ||
SOFTWARE | IGV | 464287515 | 4,370 | 17,472 | SH | SOLE | 17,472 | 0 | 0 | ||
MIDCAP | IJH | 464287507 | 2,647 | 12,072 | SH | SOLE | 12,072 | 0 | 0 | ||
MID-CAP GROWTH | IJK | 464287606 | 34,982 | 555,088 | SH | SOLE | 555,088 | 0 | 0 | ||
INDIA | INDA | 46429B598 | 3,260 | 79,941 | SH | SOLE | 79,941 | 0 | 0 | ||
IPO | IPO | 759937204 | 120 | 4,234 | SH | SOLE | 4,234 | 0 | 0 | ||
AEROSPACE & DEFENSE | ITA | 464288760 | 9 | 100 | SH | SOLE | 100 | 0 | 0 | ||
HOME CONSTRUCTION | ITB | 464288752 | 10,241 | 196,797 | SH | SOLE | 196,797 | 0 | 0 | ||
S&P 500 VALUE | IVV | 464287200 | 416 | 1,159 | SH | SOLE | 1,159 | 0 | 0 | ||
LARGE-CAP GROWTH | IWF | 464287614 | 193 | 915 | SH | SOLE | 915 | 0 | 0 | ||
SMALL-CAP BLEND | IWM | 464287655 | 17,298 | 104,888 | SH | SOLE | 104,888 | 0 | 0 | ||
iShares Russell Mid-Cap | IWR | 464287499 | 12 | 200 | SH | SOLE | 200 | 0 | 0 | ||
SHORT TERM BONDS | JPST | 46641Q837 | 907 | 18,077 | SH | SOLE | 18,077 | 0 | 0 | ||
FINANCIALS | KBE | 78464A797 | 1,353 | 30,551 | SH | SOLE | 30,551 | 0 | 0 | ||
REGIONAL BANKS | KRE | 78464A698 | 434 | 7,365 | SH | SOLE | 7,365 | 0 | 0 | ||
STAR MARKET 50 INDEX | KSTR | 500767694 | 4 | 309 | SH | SOLE | 309 | 0 | 0 | ||
CHINA HEALTH CARE | KURE | 500767835 | 0 | 11 | SH | SOLE | 11 | 0 | 0 | ||
CHINA INTERNET | KWEB | 500767306 | 8,958 | 363,559 | SH | SOLE | 363,559 | 0 | 0 | ||
MORTGAGE BACKED SECURITIES | MBB | 464288588 | 624 | 6,815 | SH | SOLE | 6,815 | 0 | 0 | ||
SHORT TERM BONDS | MINT | 72201R833 | 1,557 | 15,753 | SH | SOLE | 15,753 | 0 | 0 | ||
iShares National Muni Bond ETF | MUB | 464288414 | 256 | 2,491 | SH | SOLE | 2,491 | 0 | 0 | ||
Nuveen Ca Dividend Adv M | NAC | 67066Y105 | 262 | 23,865 | SH | SOLE | 23,865 | 0 | 0 | ||
SHORT TERM BONDS | NEAR | 46431W507 | 374 | 7,595 | SH | SOLE | 7,595 | 0 | 0 | ||
OIL SERVICES | OIH | 92189H607 | 2,302 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
ORION OFFICE REIT INC COM | ONL | 68629Y103 | 2 | 260 | SH | SOLE | 260 | 0 | 0 | ||
ONLINE RETAIL | ONLN | 74347B169 | 69 | 2,327 | SH | SOLE | 2,327 | 0 | 0 | ||
FOOD & BEVERAGE | PBJ | 46137V753 | 578 | 13,750 | SH | SOLE | 13,750 | 0 | 0 | ||
S&P 500 BUY-WRITE | PBP | 46137V399 | 1,119 | 59,177 | SH | SOLE | 59,177 | 0 | 0 | ||
LEISURE & ENTERTAINMENT | PEJ | 46137V720 | 15,454 | 445,998 | SH | SOLE | 445,998 | 0 | 0 | ||
PREFERRED STOCK | PFF | 464288687 | 2,693 | 85,029 | SH | SOLE | 85,029 | 0 | 0 | ||
SMALL CAP TECH | PSCT | 46138E115 | 18,877 | 169,973 | SH | SOLE | 169,973 | 0 | 0 | ||
CA MUNICIPAL BONDS | PWZ | 46138E206 | 171 | 7,400 | SH | SOLE | 7,400 | 0 | 0 | ||
NASDAQ | QQQ | 46090E103 | 51,063 | 191,063 | SH | SOLE | 191,063 | 0 | 0 | ||
NASDAQ 100 | QQQM | 46138G649 | 457 | 4,157 | SH | SOLE | 4,157 | 0 | 0 | ||
S&P 500 EQUAL WEIGHT | RSP | 46137V357 | 22,868 | 179,664 | SH | SOLE | 179,664 | 0 | 0 | ||
RUSSIA | RSX | 92189F403 | 40 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
US BROAD MARKET | SCHB | 808524102 | 328 | 7,804 | SH | SOLE | 7,804 | 0 | 0 | ||
Schwab Short-Term US Treasury ETF | SCHO | 808524862 | 73 | 1,520 | SH | SOLE | 1,520 | 0 | 0 | ||
US LARGE-CAP VALUE | SCHV | 808524409 | 18,901 | 323,035 | SH | SOLE | 323,035 | 0 | 0 | ||
US SECTOR ROTATION | SECT | 66538H591 | 4,425 | 124,512 | SH | SOLE | 124,512 | 0 | 0 | ||
US TREASURIES | SHY | 464287457 | 24,180 | 297,745 | SH | SOLE | 297,745 | 0 | 0 | ||
SEMICONDUCTORS | SMH | 92189F676 | 29,256 | 158,040 | SH | SOLE | 158,040 | 0 | 0 | ||
SEMICONDUCTORS | SOXX | 464287523 | 360 | 1,129 | SH | SOLE | 1,129 | 0 | 0 | ||
SeaSpine Holdings Corp | SPNE | 81255T108 | 85 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
LARGE CAP CORE | SPY | 78462F103 | 97,844 | 273,934 | SH | SOLE | 273,934 | 0 | 0 | ||
ESG 1-5 YEAR CORPORATE | SUSB | 46435G243 | 2,593 | 110,389 | SH | SOLE | 110,389 | 0 | 0 | ||
SOLAR | TAN | 46138G706 | 727 | 9,875 | SH | SOLE | 9,875 | 0 | 0 | ||
FLOATING RATE BOND | TFLO | 46434V860 | 954 | 18,889 | SH | SOLE | 18,889 | 0 | 0 | ||
Us Treasuries | TLT | 464287432 | 3,074 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
THEMATIC INNOVATION | TMAT | 66538H278 | 25,018 | 1,995,524 | SH | SOLE | 1,995,524 | 0 | 0 | ||
Vanguard Small-Cap Growth ETF | VBK | 922908595 | 2,060 | 10,559 | SH | SOLE | 10,559 | 0 | 0 | ||
SHORT-TERM CORPORATE BONDS | VCSH | 92206C409 | 368 | 4,954 | SH | SOLE | 4,954 | 0 | 0 | ||
ENERGY | VDE | 92204A306 | 29,463 | 290,051 | SH | SOLE | 290,051 | 0 | 0 | ||
DEVELOPED MARKETS | VEA | 921943858 | 675 | 18,551 | SH | SOLE | 18,551 | 0 | 0 | ||
ALL WORLD EX-US | VEU | 922042775 | 18,664 | 420,737 | SH | SOLE | 420,737 | 0 | 0 | ||
FINANCIALS | VFH | 92204A405 | 6,614 | 88,849 | SH | SOLE | 88,849 | 0 | 0 | ||
Invesco Muni Invst. Grade Trust | VGM | 46131M106 | 47 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SHORT TERM TREASURY | VGSH | 92206C102 | 74 | 1,285 | SH | SOLE | 1,285 | 0 | 0 | ||
INFORMATION TECHNOLOGY | VGT | 92204A702 | 1,007 | 3,275 | SH | SOLE | 3,275 | 0 | 0 | ||
HEALTH CARE | VHT | 92204A504 | 18,646 | 83,352 | SH | SOLE | 83,352 | 0 | 0 | ||
US DIVIDEND GROWTH | VIG | 921908844 | 35 | 261 | SH | SOLE | 261 | 0 | 0 | ||
MID-CAP | VO | 922908629 | 86 | 459 | SH | SOLE | 459 | 0 | 0 | ||
MID-CAP VALUE | VOE | 922908512 | 3 | 26 | SH | SOLE | 26 | 0 | 0 | ||
LARGE CAP | VOO | 922908363 | 356 | 1,084 | SH | SOLE | 1,084 | 0 | 0 | ||
MID-CAP GROWTH | VOT | 922908538 | 36 | 213 | SH | SOLE | 213 | 0 | 0 | ||
GLOBAL EQUITY | VT | 922042742 | 276 | 3,497 | SH | SOLE | 3,497 | 0 | 0 | ||
US TOTAL MARKET | VTI | 922908769 | 205 | 1,142 | SH | SOLE | 1,142 | 0 | 0 | ||
RUSSELL 2000 | VTWO | 92206C664 | 388 | 5,821 | SH | SOLE | 5,821 | 0 | 0 | ||
EMERGING MARKETS | VWO | 922042858 | 1,933 | 52,961 | SH | SOLE | 52,961 | 0 | 0 | ||
ALL WORLD EX-US | VXUS | 921909768 | 4,124 | 90,097 | SH | SOLE | 90,097 | 0 | 0 | ||
US HIGH DIVDEND YIELD | VYM | 921946406 | 262 | 2,757 | SH | SOLE | 2,757 | 0 | 0 | ||
BIOTECHNOLOGY | XBI | 78464A870 | 29,200 | 368,135 | SH | SOLE | 368,135 | 0 | 0 | ||
EM ex-China | XCEM | 19762B202 | 229 | 9,745 | SH | SOLE | 9,745 | 0 | 0 | ||
MATERIALS | XLB | 81369Y100 | 15 | 225 | SH | SOLE | 225 | 0 | 0 | ||
ENERGY | XLE | 81369Y506 | 1,225 | 17,012 | SH | SOLE | 17,012 | 0 | 0 | ||
FINANCIALS | XLF | 81369Y605 | 38,366 | 1,263,709 | SH | SOLE | 1,263,709 | 0 | 0 | ||
INDUSTRIALS | XLI | 81369Y704 | 4,244 | 51,231 | SH | SOLE | 51,231 | 0 | 0 | ||
TECHNOLOGY | XLK | 81369Y803 | 24,691 | 207,873 | SH | SOLE | 207,873 | 0 | 0 | ||
CONSUMER STAPLES | XLP | 81369Y308 | 18,004 | 269,800 | SH | SOLE | 269,800 | 0 | 0 | ||
HEALTH CARE | XLV | 81369Y209 | 26,941 | 222,451 | SH | SOLE | 222,451 | 0 | 0 | ||
METAL MINERS | XME | 78464A755 | 824 | 19,400 | SH | SOLE | 19,400 | 0 | 0 | ||
SPDR S&P Retail ETF | XRT | 78464A714 | 26 | 460 | SH | SOLE | 460 | 0 | 0 | ||
CRYPTO INDEX | BITW | 091749101 | 28 | 2,700 | SH | SOLE | 2,700 | 0 | 0 |