Chief Compliance Officer

0001085146-18-002624.txt : 20181113 0001085146-18-002624.hdr.sgml : 20181113 20181113161325 ACCESSION NUMBER: 0001085146-18-002624 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: New England Private Wealth Advisors LLC CENTRAL INDEX KEY: 0001582813 IRS NUMBER: 202021915 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15579 FILM NUMBER: 181178102 BUSINESS ADDRESS: STREET 1: 36 WASHINGTON STREET STREET 2: SUITE 280 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 781-416-1700 MAIL ADDRESS: STREET 1: 36 WASHINGTON STREET STREET 2: SUITE 280 CITY: WELLESLEY STATE: MA ZIP: 02481 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001582813 XXXXXXXX 09-30-2018 09-30-2018 false New England Private Wealth Advisors LLC

36 WASHINGTON STREET SUITE 280 WELLESLEY MA 02481

13F HOLDINGS REPORT 028-15579 N Melissa.Boccaci Chief Compliance Officer 781-416-1707 /s/ Melissa.Boccaci Wellesley MA 11-10-2018 0 156 374126 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 732 9977 SH SOLE 0 0 9977 ABBVIE INC COM 00287Y109 662 7006 SH SOLE 0 0 7006 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 222 1350 SH SOLE 0 0 1350 ALPHABET INC CAP STK CL C 02079K107 670 561 SH SOLE 0 0 561 ALTRIA GROUP INC COM 02209S103 200 3322 SH SOLE 0 0 3322 AMAZON COM INC COM 023135106 1119 559 SH SOLE 0 0 559 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 66 11500 SH SOLE 0 0 11500 AMERICAN TOWER CORP NEW COM 03027X100 238 1640 SH SOLE 0 0 1640 AMTECH SYS INC COM PAR $0.01N 032332504 1524 285320 SH SOLE 0 0 285320 APPLE INC COM 037833100 5265 23330 SH SOLE 0 0 23330 AT&T INC COM 00206R102 738 21962 SH SOLE 0 0 21962 AVID TECHNOLOGY INC COM 05367P100 601 101226 SH SOLE 0 0 101226 BANK AMER CORP COM 060505104 1075 36436 SH SOLE 0 0 36436 BANK AMER CORP 7.25%CNV PFD L 060505682 259 200 SH SOLE 0 0 200 BERKSHIRE HATHAWAY INC DEL CL A 084670108 320 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2510 11715 SH SOLE 0 0 11715 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 228 6000 SH SOLE 0 0 6000 BOEING CO COM 097023105 1276 3432 SH SOLE 0 0 3432 BOSTON PROPERTIES INC COM 101121101 397 3230 SH SOLE 0 0 3230 BRISTOL MYERS SQUIBB CO COM 110122108 257 4140 SH SOLE 0 0 4140 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 777 19500 SH SOLE 0 0 19500 CAPITAL SOUTHWEST CORP COM 140501107 209 11000 SH SOLE 0 0 11000 CARBONITE INC COM 141337105 249 7000 SH SOLE 0 0 7000 CHEVRON CORP NEW COM 166764100 911 7448 SH SOLE 0 0 7448 CISCO SYS INC COM 17275R102 475 9740 SH SOLE 0 0 9740 COMCAST CORP NEW CL A 20030N101 222 6257 SH SOLE 0 0 6257 DISNEY WALT CO COM DISNEY 254687106 538 4593 SH SOLE 0 0 4593 DOWDUPONT INC COM 26078J100 494 7689 SH SOLE 0 0 7689 DUKE ENERGY CORP NEW COM NEW 26441C204 724 9081 SH SOLE 0 0 9081 DXC TECHNOLOGY CO COM 23355L106 66 10026 SH SOLE 0 0 10026 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 279 16000 SH SOLE 0 0 16000 ENTERPRISE PRODS PARTNERS L COM 293792107 663 23117 SH SOLE 0 0 23117 EXXON MOBIL CORP COM 30231G102 1254 14737 SH SOLE 0 0 14737 FACEBOOK INC CL A 30303M102 442 2692 SH SOLE 0 0 2692 FEDEX CORP COM 31428X106 324 1345 SH SOLE 0 0 1345 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 1131 48251 SH SOLE 0 0 48251 FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV 33738R506 260 8232 SH SOLE 0 0 8232 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 452 8874 SH SOLE 0 0 8874 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 5624 88491 SH SOLE 0 0 88491 FIRST TR VALUE LINE DIVID IN SHS 33734H106 48792 1542009 SH SOLE 0 0 1542009 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 182 10000 SH SOLE 0 0 10000 GENERAL ELECTRIC CO COM 369604103 341 29995 SH SOLE 0 0 29995 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 3258 142391 SH SOLE 0 0 142391 HASBRO INC COM 418056107 404 3836 SH SOLE 0 0 3836 HENRY JACK & ASSOC INC COM 426281101 480 3000 SH SOLE 0 0 3000 HOME DEPOT INC COM 437076102 851 4113 SH SOLE 0 0 4113 HONEYWELL INTL INC COM 438516106 445 2678 SH SOLE 0 0 2678 INDEPENDENT BANK CORP MASS COM 453836108 262 3168 SH SOLE 0 0 3168 INTEL CORP COM 458140100 245 5192 SH SOLE 0 0 5192 INTERNATIONAL BUSINESS MACHS COM 459200101 234 1549 SH SOLE 0 0 1549 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 8963 54208 SH SOLE 0 0 54208 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 20511 170555 SH SOLE 0 0 170555 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 16762 156916 SH SOLE 0 0 156916 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 1892 13285 SH SOLE 0 0 13285 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 2343 19733 SH SOLE 0 0 19733 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 192 10536 SH SOLE 0 0 10536 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 749 15520 SH SOLE 0 0 15520 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 15639 315689 SH SOLE 0 0 315689 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 9214 222467 SH SOLE 0 0 222467 ISHARES INC MSCI FRNTR100ETF 464286145 2940 103411 SH SOLE 0 0 103411 ISHARES INC MIN VOL EMRG MKT 464286533 2311 38974 SH SOLE 0 0 38974 ISHARES TR CORE S&P TTL STK 464287150 240 3615 SH SOLE 0 0 3615 ISHARES TR CORE S&P500 ETF 464287200 1420 4856 SH SOLE 0 0 4856 ISHARES TR CORE US AGGBD ET 464287226 1520 14414 SH SOLE 0 0 14414 ISHARES TR MSCI EMG MKT ETF 464287234 2129 49601 SH SOLE 0 0 49601 ISHARES TR S&P 500 GRWT ETF 464287309 1069 6042 SH SOLE 0 0 6042 ISHARES TR S&P 500 VAL ETF 464287408 663 5722 SH SOLE 0 0 5722 ISHARES TR MSCI EAFE ETF 464287465 5942 87397 SH SOLE 0 0 87397 ISHARES TR RUS MD CP GR ETF 464287481 307 2269 SH SOLE 0 0 2269 ISHARES TR RUS MID CAP ETF 464287499 2573 11667 SH SOLE 0 0 11667 ISHARES TR CORE S&P MCP ETF 464287507 4339 21557 SH SOLE 0 0 21557 ISHARES TR NASDAQ BIOTECH 464287556 1857 15228 SH SOLE 0 0 15228 ISHARES TR RUS 1000 VAL ETF 464287598 1654 13065 SH SOLE 0 0 13065 ISHARES TR RUS 1000 GRW ETF 464287614 2237 14340 SH SOLE 0 0 14340 ISHARES TR RUS 1000 ETF 464287622 8269 51133 SH SOLE 0 0 51133 ISHARES TR RUS 2000 GRW ETF 464287648 239 1116 SH SOLE 0 0 1116 ISHARES TR RUSSELL 2000 ETF 464287655 5289 31381 SH SOLE 0 0 31381 ISHARES TR CORE S&P SCP ETF 464287804 446 5100 SH SOLE 0 0 5100 ISHARES TR JPMORGAN USD EMG 464288281 4263 39545 SH SOLE 0 0 39545 ISHARES TR SH TR CRPORT ETF 464288646 5651 109027 SH SOLE 0 0 109027 ISHARES TR S&P US PFD STK 464288687 2050 55189 SH SOLE 0 0 55189 ISHARES TR US AER DEF ETF 464288760 1366 6314 SH SOLE 0 0 6314 ISHARES TR MIN VOL EAFE ETF 46429B689 1382 18977 SH SOLE 0 0 18977 ISHARES TR USA MOMENTUM FCT 46432F396 2151 18070 SH SOLE 0 0 18070 ISHARES TR EXPONENTIAL TECH 46434V381 13700 353783 SH SOLE 0 0 353783 JOHNSON & JOHNSON COM 478160104 814 5882 SH SOLE 0 0 5882 JPMORGAN CHASE & CO COM 46625H100 4097 36306 SH SOLE 0 0 36306 KOPIN CORP COM 500600101 36 15000 SH SOLE 0 0 15000 LOCKHEED MARTIN CORP COM 539830109 574 1658 SH SOLE 0 0 1658 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 547 8083 SH SOLE 0 0 8083 MCDONALDS CORP COM 580135101 227 1359 SH SOLE 0 0 1359 MERCK & CO INC COM 58933Y105 650 9197 SH SOLE 0 0 9197 MICROSOFT CORP COM 594918104 995 8707 SH SOLE 0 0 8707 NEOGEN CORP COM 640491106 1717 24000 SH SOLE 0 0 24000 NETFLIX INC COM 64110L106 298 796 SH SOLE 0 0 796 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 541 30373 SH SOLE 0 0 30373 NEXTERA ENERGY INC COM 65339F101 424 2528 SH SOLE 0 0 2528 NORTHROP GRUMMAN CORP COM 666807102 207 651 SH SOLE 0 0 651 NUVEEN AMT FREE QLTY MUN INC COM 670657105 185 14642 SH SOLE 0 0 14642 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 187 13001 SH SOLE 0 0 13001 NUVEEN QUALITY MUNCP INCOME COM 67066V101 205 16062 SH SOLE 0 0 16062 NVIDIA CORP COM 67066G104 218 776 SH SOLE 0 0 776 PC-TEL INC COM 69325Q105 61 13000 SH SOLE 0 0 13000 PEPSICO INC COM 713448108 381 3406 SH SOLE 0 0 3406 PFIZER INC COM 717081103 724 16394 SH SOLE 0 0 16394 PHILIP MORRIS INTL INC COM 718172109 250 3059 SH SOLE 0 0 3059 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 5550 54617 SH SOLE 0 0 54617 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 200 8000 SH SOLE 0 0 8000 PROCTER AND GAMBLE CO COM 742718109 772 9292 SH SOLE 0 0 9292 QUALCOMM INC COM 747525103 811 11246 SH SOLE 0 0 11246 RAYTHEON CO COM NEW 755111507 784 3789 SH SOLE 0 0 3789 RIBBON COMMUNICATIONS INC COM 762544104 74 10966 SH SOLE 0 0 10966 ROCKWELL AUTOMATION INC COM 773903109 210 1120 SH SOLE 0 0 1120 SAREPTA THERAPEUTICS INC COM 803607100 229 1416 SH SOLE 0 0 1416 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 671 20011 SH SOLE 0 0 20011 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 440 4624 SH SOLE 0 0 4624 SELECT SECTOR SPDR TR ENERGY 81369Y506 1888 24900 SH SOLE 0 0 24900 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 252 3338 SH SOLE 0 0 3338 SPDR GOLD TRUST GOLD SHS 78463V107 622 5517 SH SOLE 0 0 5517 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 1449 30460 SH SOLE 0 0 30460 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 570 14912 SH SOLE 0 0 14912 SPDR S&P 500 ETF TR TR UNIT 78462F103 22310 76747 SH SOLE 0 0 76747 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1539 4187 SH SOLE 0 0 4187 SPDR SER TR BLOMBERG BRC INV 78468R200 1069 34732 SH SOLE 0 0 34732 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 3741 69368 SH SOLE 0 0 69368 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 2518 83441 SH SOLE 0 0 83441 SPDR SERIES TRUST S&P DIVID ETF 78464A763 346 3539 SH SOLE 0 0 3539 SPDR SERIES TRUST S&P BIOTECH 78464A870 499 5206 SH SOLE 0 0 5206 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 236 10220 SH SOLE 0 0 10220 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 260 12692 SH SOLE 0 0 12692 TESLA INC COM 88160R101 206 780 SH SOLE 0 0 780 UGI CORP NEW COM 902681105 337 6071 SH SOLE 0 0 6071 UNITED PARCEL SERVICE INC CL B 911312106 519 4457 SH SOLE 0 0 4457 VALERO ENERGY CORP NEW COM 91913Y100 281 2467 SH SOLE 0 0 2467 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2469 31637 SH SOLE 0 0 31637 VANGUARD GROUP DIV APP ETF 921908844 10383 93814 SH SOLE 0 0 93814 VANGUARD INDEX FDS LARGE CAP ETF 922908637 274 2054 SH SOLE 0 0 2054 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 20316 165701 SH SOLE 0 0 165701 VANGUARD INDEX FDS VALUE ETF 922908744 531 4799 SH SOLE 0 0 4799 VANGUARD INDEX FDS SMALL CP ETF 922908751 5759 35418 SH SOLE 0 0 35418 VANGUARD INDEX FDS TOTAL STK MKT 922908769 14291 95482 SH SOLE 0 0 95482 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 362 6452 SH SOLE 0 0 6452 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3851 50791 SH SOLE 0 0 50791 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2157 41429 SH SOLE 0 0 41429 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1237 30177 SH SOLE 0 0 30177 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 225 4659 SH SOLE 0 0 4659 VANGUARD STAR FD VG TL INTL STK F 921909768 508 9428 SH SOLE 0 0 9428 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 200 2875 SH SOLE 0 0 2875 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 5888 32630 SH SOLE 0 0 32630 VERIZON COMMUNICATIONS INC COM 92343V104 829 15514 SH SOLE 0 0 15514 VISA INC COM CL A 92826C839 378 2522 SH SOLE 0 0 2522 W P CAREY INC COM 92936U109 266 4152 SH SOLE 0 0 4152 WAVE LIFE SCIENCES LTD SHS Y95308105 200 4000 SH SOLE 0 0 4000 WELLS FARGO CO NEW COM 949746101 313 5952 SH SOLE 0 0 5952 WEYERHAEUSER CO COM 962166104 427 13245 SH SOLE 0 0 13245 YUM BRANDS INC COM 988498101 322 3539 SH SOLE 0 0 3539