0001582732-16-000009.txt : 20160414 0001582732-16-000009.hdr.sgml : 20160414 20160414143251 ACCESSION NUMBER: 0001582732-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160414 DATE AS OF CHANGE: 20160414 EFFECTIVENESS DATE: 20160414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Investment Advisors, LLC CENTRAL INDEX KEY: 0001582732 IRS NUMBER: 273464003 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15763 FILM NUMBER: 161571407 BUSINESS ADDRESS: STREET 1: 200 SANDY SPRINGS PLACE STREET 2: SUITE 300 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 404-531-0018 MAIL ADDRESS: STREET 1: 200 SANDY SPRINGS PLACE STREET 2: SUITE 300 CITY: ATLANTA STATE: GA ZIP: 30328 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001582732 XXXXXXXX 03-31-2016 03-31-2016 Capital Investment Advisors, LLC

200 SANDY SPRINGS PLACE SUITE 300 ATLANTA GA 30328

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Rate COM 72369J102 2571 229740 SH SOLE 229740 0 0 Pioneer High Income Fund COM 72369H106 113 11223 SH SOLE 11223 0 0 Pioneer Muni High Incm COM 723762100 760 54823 SH SOLE 54823 0 0 Pioneer Municipal High Income COM SHS 723763108 1196 85530 SH SOLE 85530 0 0 Plains All Amern Ppln Lp UNIT LTD PARTN 726503105 761 36294 SH SOLE 36294 0 0 Plains Gp Hldgs Lp Npv A SHS A REP LTPN 72651A108 163 18723 SH SOLE 18723 0 0 Powershs Exch Trad Fd Tr AGG PFD PORT 73936T565 12014 805205 SH SOLE 805205 0 0 Powershs Exch Trad Fd Tr FINL PFD PTFL 73935X229 1231 65487 SH SOLE 65487 0 0 Powershs Exch Trad Fd Tr HI YLD EQ DVDN 73935X302 168 11739 SH SOLE 11739 0 0 Powershs Exch Trad Fd Tr INTL DIV ACHV 73935X716 3533 254892 SH SOLE 254892 0 0 Principal Financial Grp COM 74251V102 511 12944 SH SOLE 12944 0 0 Procter & Gamble Co COM 742718109 9501 115429 SH SOLE 115429 0 0 Proshares Ultrapro Etf ULTRPRO DOW30 74347X823 288 4305 SH SOLE 4305 0 0 Prospect Capital COM 74348T102 216 29673 SH SOLE 29673 0 0 Pru Glbl Sh Duration Hi Yld COM 74433A109 1899 127613 SH SOLE 127613 0 0 Prudential Short Duration High COM 74442F107 3462 224784 SH SOLE 224784 0 0 Pub Svc Ent Group Inc COM 744573106 504 10688 SH SOLE 10688 0 0 Putnam Managed Muni Incm COM 746823103 1050 137270 SH SOLE 137270 0 0 Putnam Muni Oppty TRUST SH BEN INT 746922103 1278 100598 SH SOLE 100598 0 0 Putnam Premier Inc Tr SH BEN INT 746853100 377 79508 SH SOLE 79508 0 0 Qualcomm Inc COM 747525103 1839 35967 SH SOLE 35967 0 0 Quest Diagnostic Inc COM 74834L100 505 7071 SH SOLE 7071 0 0 Regions Financial Corp COM 7591EP100 99 12642 SH SOLE 12642 0 0 Republic Services Inc COM 760759100 1086 22783 SH SOLE 22783 0 0 Retail Pptys Amer Inc Cl A CL A 76131V202 242 15288 SH SOLE 15288 0 0 Reynolds American Inc COM 761713106 1523 30272 SH SOLE 30272 0 0 S P D R TRUST Unit SR TR UNIT 78462F103 835 4065 SH SOLE 4065 0 0 Sabine Royalty Trust UNIT BEN INT 785688102 1024 34583 SH SOLE 34583 0 0 San Juan Basin Royalty Tr UNIT BEN INT 789241105 226 43936 SH SOLE 43936 0 0 Scana Corp Holding Co COM 80589M102 265 3773 SH SOLE 3773 0 0 Sch US Div Equity Etf US DIVIDEND EQ 808524797 802 20000 SH SOLE 20000 0 0 Schlumberger Ltd COM 806857108 1022 13862 SH SOLE 13862 0 0 Sector Spdr Consumer Fd SBI CONS DISCR 81369Y407 14384 181848 SH SOLE 181848 0 0 Sector Spdr Engy Select SBI INT-ENERGY 81369Y506 2952 47695 SH SOLE 47695 0 0 Sector Spdr Fincl Select SBI INT-FINL 81369Y605 17954 797964 SH SOLE 797964 0 0 Sector Spdr Materials Fd SBI MATERIALS 81369Y100 346 7713 SH SOLE 7713 0 0 Sector Spdr Tech Select TECHNOLOGY 81369Y803 18429 415436 SH SOLE 415436 0 0 Sector Spdr Tr Con Stpls SBI CONS STPLS 81369Y308 6622 124805 SH SOLE 124805 0 0 Sector Spdr Tr Healthcare SBI HEALTHCARE 81369Y209 6836 100849 SH SOLE 100849 0 0 Sector Spdr Tr Shs Ben Int In SBI INT-INDS 81369Y704 4575 82474 SH SOLE 82474 0 0 Sector Spdr Util Select SBI INT-UTILS 81369Y886 13264 267304 SH SOLE 267304 0 0 Senior Housing Pptys Tr SH BEN INT 81721M109 1173 65589 SH SOLE 65589 0 0 Short Term Corporate Bond ETF BARC SHT TR CP 78464A474 228 7441 SH SOLE 7441 0 0 Southern Company COM 842587107 15768 304814 SH SOLE 304814 0 0 SPDR Barclays High Yield Bond BRC HGH YLD BD 78464A417 1365 39846 SH SOLE 39846 0 0 SPDR DJ Wilshire Total Market RUSSELL 3000 ETF 78464A805 245 1603 SH SOLE 1603 0 0 SPDR Gold Trust GOLD SHS 78463V107 699 5946 SH SOLE 5946 0 0 Spdr Lehman Intermediate BRCLYS INTER ETF 78464A672 10024 164168 SH SOLE 164168 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 61706 772004 SH SOLE 772004 0 0 SPDR S&P Oil & Gas Equip Svcs OILGAS EQUIP 78464A748 604 34906 SH SOLE 34906 0 0 Spdr Short Maturity HY SHT TRM HGH YLD 78468R408 2932 113536 SH SOLE 113536 0 0 Spectra Energy Corp COM 847560109 573 18710 SH SOLE 18710 0 0 Spectra Energy Partners COM 84756N109 235 4891 SH SOLE 4891 0 0 Spider Euro 50 Index EURO STOXX 50 78463X202 4782 143915 SH SOLE 143915 0 0 Spyglass Resources Corpf COM UNIT LP 852193101 0 11913 SH SOLE 11913 0 0 Starbucks Corp COM 855244109 295 4940 SH SOLE 4940 0 0 Starwood Ppty TRUST Inc COM 85571B105 189 10000 SH SOLE 10000 0 0 Streettracks Index Shs MSCI ACWI EXUS 78463X848 4738 153786 SH SOLE 153786 0 0 Streettracks Index Shs S&P CHINA ETF 78463X400 211 3020 SH SOLE 3020 0 0 Suntrust Banks Inc COM 867914103 600 16634 SH SOLE 16634 0 0 T C Pipelines UT COM LTD PRT 87233Q108 433 8971 SH SOLE 8971 0 0 Target Corporation COM 87612E106 2741 33316 SH SOLE 33316 0 0 Tekla Healthcare Opportunit Fd SHS 879105104 188 11800 SH SOLE 11800 0 0 Templetn Emrg Mkts Incm COM 880192109 112 10928 SH SOLE 10928 0 0 Teva Pharmaceutical ADR 881624209 933 17443 SH SOLE 17443 0 0 The Charles Schwab Corp COM 808513105 286 10225 SH SOLE 10225 0 0 Total Systems Services COM 891906109 792 16649 SH SOLE 16649 0 0 Transocean REG SHS H8817H100 73 7985 SH SOLE 7985 0 0 Two Harbors Investment COM 90187B101 191 24100 SH SOLE 24100 0 0 UBS Alerian MLP Infrastructure ALERIAN INFRST 902641646 11288 469371 SH SOLE 469371 0 0 Union Pacific Corp COM 907818100 605 7609 SH SOLE 7609 0 0 United Parcel Service B CL B 911312106 971 9204 SH SOLE 9204 0 0 United Technology COM 913017109 3040 30370 SH SOLE 30370 0 0 Unitedhealth Group Inc COM 91324P102 854 6629 SH SOLE 6629 0 0 Valero Energy Corp New COM 91913Y100 700 10910 SH SOLE 10910 0 0 Van Kampen Dynamic Fund COM 46132R104 662 61571 SH SOLE 61571 0 0 Vanguard Bond Index Fund INTERMED TERM 921937819 9587 111133 SH SOLE 111133 0 0 Vanguard Div Apprciation DIV APPF ETF 921908844 2172 26731 SH SOLE 26731 0 0 Vanguard Intl Eq Indx Fd FTSE EMR MKT ETF 922042858 8664 250545 SH SOLE 250545 0 0 Vanguard Meg Cap 300etf MEGA CAP INDEX 921910873 912 13012 SH SOLE 13012 0 0 Vanguard REIT ETF REIT ETF 922908553 19186 228947 SH SOLE 228947 0 0 Vanguard Short Term Bond Index SHORT TRM BOND 921937827 10475 129917 SH SOLE 129917 0 0 Vanguard Total Bond Mkt Index TOTAL BND MKT 921937835 8766 105862 SH SOLE 105862 0 0 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 298 2847 SH SOLE 2847 0 0 Verizon COM 92343V104 8387 155079 SH SOLE 155079 0 0 Visa Inc COM CL A 92826C839 1522 19898 SH SOLE 19898 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 314 62336 SH SOLE 62336 0 0 Walgreens Boots Allianc COM 931427108 481 5713 SH SOLE 5713 0 0 Wal-Mart Stores Inc COM 931142103 1398 20412 SH SOLE 20412 0 0 Warren Resources Inc COM 93564A100 7 40000 SH SOLE 40000 0 0 Waste Management COM 94106L109 311 5264 SH SOLE 5264 0 0 Wells Fargo COM 949746101 3296 68149 SH SOLE 68149 0 0 Wells Fargo Adv Income Opptys COM SHS 94987B105 409 53999 SH SOLE 53999 0 0 Wells Fargo Adv Multi-Sec Inco COM SHS 94987D101 2058 168452 SH SOLE 168452 0 0 Wells Fargo Advantage Global D COM 94987C103 67 11305 SH SOLE 11305 0 0 Welltower Inc COM 42217K106 2776 40029 SH SOLE 40029 0 0 Welltower Inc PFD PER CON I 42217K601 224 3615 SH SOLE 3615 0 0 Western Asset Emerging Markets COM 95766A101 173 11905 SH SOLE 11905 0 0 Western Asset Global Income Fu COM 95766B109 2654 293547 SH SOLE 293547 0 0 Western Asset High Income Fund COM 95766J102 2127 321716 SH SOLE 321716 0 0 Western Asset Muni Fd COM 95766N103 573 70347 SH SOLE 70347 0 0 Western Asset Premier Fd SHS BEN INT 957664105 1414 112683 SH SOLE 112683 0 0 Whitestone Reit COM 966084204 142 11300 SH SOLE 11300 0 0 Williams Companies COM 969457100 863 53698 SH SOLE 53698 0 0 Williams Partners COM UNIT L P 96950F104 266 13009 SH SOLE 13009 0 0 Wisdomtree Emerging Etf EM LCL DEBT FD 97717X867 620 16834 SH SOLE 16834 0 0 Wisdomtree Jpn Hdgd Eqty JAPN HEDGE EQT 97717W851 5565 127306 SH SOLE 127306 0 0 Wisdomtree Tr Europe Hedged Eq EUROPE HEDGED EQ 97717X701 12041 231922 SH SOLE 231922 0 0 Wpx Energy COM 98212B103 86 12302 SH SOLE 12302 0 0 Yum! Brands COM 988498101 314 3833 SH SOLE 3833 0 0 Hercules Capital Inc NOTE 6.000% 4/1 427096508 118 9857 SH SOLE 9857 0 0