0001214659-24-009694.txt : 20240521 0001214659-24-009694.hdr.sgml : 20240521 20240521162809 ACCESSION NUMBER: 0001214659-24-009694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240518 FILED AS OF DATE: 20240521 DATE AS OF CHANGE: 20240521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maxwell W Keith III CENTRAL INDEX KEY: 0001582187 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 24969804 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Via Renewables, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: Spark Energy, Inc. DATE OF NAME CHANGE: 20140423 4 1 marketforms-65993.xml PRIMARY DOCUMENT X0508 4 2024-05-18 0001606268 Via Renewables, Inc. VIA 0001582187 Maxwell W Keith III 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 true true false false Chief Executive Officer 0 Class A Common Stock 2024-05-18 4 M false 9318 0 A 758066 D Class A Common Stock 2024-05-18 4 F false 3716 10.96 D 754350 D Class A Common Stock 2024-05-18 4 M false 59454 0 A 813804 D Class A Common Stock 2024-05-18 4 F false 23680 10.96 D 790124 D Restricted Stock Unit 2024-05-18 4 M false 9318 0 D Class A Common Stock 9318 9317 D Restricted Stock Unit 2024-05-18 4 M false 59454 0 D Class A Common Stock 59454 0 D The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 9,318 restricted stock units (the "Restricted Stock Units") on May 18, 2024. Payment for tax liability through the withholding of shares of Class A Common Stock in an amount equal to the requisite withholding obligation. The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 59,454 restricted stock units (the "Restricted Stock Units") on May 18, 2024. Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units. These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant. These Restricted Stock Units vested in full on May 18, 2024. /s/ W. Keith Maxwell III, by Barbara Clay, attorney-in-fact 2024-05-21