0001606268-19-000027.txt : 20190404 0001606268-19-000027.hdr.sgml : 20190404 20190404150947 ACCESSION NUMBER: 0001606268-19-000027 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20190404 DATE AS OF CHANGE: 20190404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maxwell W Keith III CENTRAL INDEX KEY: 0001582187 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 19731981 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NuDevco Partners, LLC CENTRAL INDEX KEY: 0001582158 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 19731982 BUSINESS ADDRESS: STREET 1: 2105 CITY WEST BOULEVARD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 832-217-1848 MAIL ADDRESS: STREET 1: 2105 CITY WEST BOULEVARD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NuDevco Partners Holdings, LLC CENTRAL INDEX KEY: 0001582155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 19731983 BUSINESS ADDRESS: STREET 1: 2105 CITY WEST BOULEVARD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 832-217-1848 MAIL ADDRESS: STREET 1: 2105 CITY WEST BOULEVARD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NuDevco Retail Holdings,LLC CENTRAL INDEX KEY: 0001613688 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 19731984 BUSINESS ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (832) 200-3792 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NuDevco Retail, LLC CENTRAL INDEX KEY: 0001613669 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 19731985 BUSINESS ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (832) 200-3792 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4/A 1 wf-form4a_155440497288057.xml FORM 4/A X0306 4/A 2015-12-01 2015-12-02 0 0001606268 Spark Energy, Inc. SPKE 0001582187 Maxwell W Keith III 12140 WICKCHESTER LANE, SUITE 100 HOUSTON TX 77079 1 0 1 0 0001582158 NuDevco Partners, LLC 12140 WICKCHESTER LANE, SUITE 100 HOUSTON TX 77079 0 0 1 0 0001582155 NuDevco Partners Holdings, LLC 12140 WICKCHESTER LANE, SUITE 100 HOUSTON TX 77079 0 0 1 0 0001613688 NuDevco Retail Holdings,LLC 12140 WICKCHESTER LANE, SUITE 100 HOUSTON TX 77079 0 0 1 0 0001613669 NuDevco Retail, LLC 12140 WICKCHESTER LANE, SUITE 100 HOUSTON TX 77079 0 0 1 0 Class A Common Stock 2015-12-01 4 P 0 35000 17.57 A 77650 D This Amendment is being filed to correctly reflect a purchase of 35,000 shares of Spark Energy, Inc.'s Class A common stock instead of 35,200 shares of Class A common stock, as reported on the original Form 4. The number of shares of Class A common stock reported as holdings has been updated from 80,350 shares of Class A common stock to 80,150 shares of Class A common stock to reflect the correct transaction amount. The purchase of Class A common stock reported herein by the reporting person may be matchable under Section 16(b) of the Securities and Exchange Act of 1934, as amended. The reporting person has agreed to disgorge any short swing profits associated with such matching transactions. The price reported in Column 4, is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.155 to $18.0961, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. This Form 4 is filed jointly by W. Keith Maxwell III, NuDevco Partners, LLC ("NuDevco Partners"), NuDevco Partners Holdings, LLC ("NuDevco Holdings"), NuDevco Retail, LLC ("NuDevco Retail") and NuDevco Retail Holdings, LLC ("NuDevco Retail Holdings"). Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco Retail Holdings. NuDevco Retail Holdings is the sole member of NuDevco Retail. (Continued in footnote 2). Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail may be deemed to indirectly own the securities of the Issuer directly held by one or more of such other reporting persons, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein. Mr. Maxwell purchased the securities reported above directly. /s/ W. Keith Maxwell III 2019-04-02 /s/ W. Keith Maxwell III, President and CEO of NuDevco Partners,LLC 2019-04-02 /s/ W. Keith Maxwell III, President and CEO of NuDevco Partners Holdings, LLC 2019-04-02 /s/ W. Keith Maxwell III, President and CEO of NuDevco Retail Holdings, LLC 2019-04-02 /s/ W. Keith Maxwell III, President and CEO of NuDevco Retail, LLC 2019-04-02