0001606268-19-000027.txt : 20190404
0001606268-19-000027.hdr.sgml : 20190404
20190404150947
ACCESSION NUMBER: 0001606268-19-000027
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151201
FILED AS OF DATE: 20190404
DATE AS OF CHANGE: 20190404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maxwell W Keith III
CENTRAL INDEX KEY: 0001582187
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 19731981
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NuDevco Partners, LLC
CENTRAL INDEX KEY: 0001582158
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 19731982
BUSINESS ADDRESS:
STREET 1: 2105 CITY WEST BOULEVARD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: 832-217-1848
MAIL ADDRESS:
STREET 1: 2105 CITY WEST BOULEVARD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NuDevco Partners Holdings, LLC
CENTRAL INDEX KEY: 0001582155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 19731983
BUSINESS ADDRESS:
STREET 1: 2105 CITY WEST BOULEVARD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: 832-217-1848
MAIL ADDRESS:
STREET 1: 2105 CITY WEST BOULEVARD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NuDevco Retail Holdings,LLC
CENTRAL INDEX KEY: 0001613688
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 19731984
BUSINESS ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: (832) 200-3792
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NuDevco Retail, LLC
CENTRAL INDEX KEY: 0001613669
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 19731985
BUSINESS ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: (832) 200-3792
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
4/A
1
wf-form4a_155440497288057.xml
FORM 4/A
X0306
4/A
2015-12-01
2015-12-02
0
0001606268
Spark Energy, Inc.
SPKE
0001582187
Maxwell W Keith III
12140 WICKCHESTER LANE, SUITE 100
HOUSTON
TX
77079
1
0
1
0
0001582158
NuDevco Partners, LLC
12140 WICKCHESTER LANE, SUITE 100
HOUSTON
TX
77079
0
0
1
0
0001582155
NuDevco Partners Holdings, LLC
12140 WICKCHESTER LANE, SUITE 100
HOUSTON
TX
77079
0
0
1
0
0001613688
NuDevco Retail Holdings,LLC
12140 WICKCHESTER LANE, SUITE 100
HOUSTON
TX
77079
0
0
1
0
0001613669
NuDevco Retail, LLC
12140 WICKCHESTER LANE, SUITE 100
HOUSTON
TX
77079
0
0
1
0
Class A Common Stock
2015-12-01
4
P
0
35000
17.57
A
77650
D
This Amendment is being filed to correctly reflect a purchase of 35,000 shares of Spark Energy, Inc.'s Class A common stock instead of 35,200 shares of Class A common stock, as reported on the original Form 4. The number of shares of Class A common stock reported as holdings has been updated from 80,350 shares of Class A common stock to 80,150 shares of Class A common stock to reflect the correct transaction amount. The purchase of Class A common stock reported herein by the reporting person may be matchable under Section 16(b) of the Securities and Exchange Act of 1934, as amended. The reporting person has agreed to disgorge any short swing profits associated with such matching transactions.
The price reported in Column 4, is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.155 to $18.0961, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
This Form 4 is filed jointly by W. Keith Maxwell III, NuDevco Partners, LLC ("NuDevco Partners"), NuDevco Partners Holdings, LLC ("NuDevco Holdings"), NuDevco Retail, LLC ("NuDevco Retail") and NuDevco Retail Holdings, LLC ("NuDevco Retail Holdings"). Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco Retail Holdings. NuDevco Retail Holdings is the sole member of NuDevco Retail. (Continued in footnote 2).
Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail may be deemed to indirectly own the securities of the Issuer directly held by one or more of such other reporting persons, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein.
Mr. Maxwell purchased the securities reported above directly.
/s/ W. Keith Maxwell III
2019-04-02
/s/ W. Keith Maxwell III, President and CEO of NuDevco Partners,LLC
2019-04-02
/s/ W. Keith Maxwell III, President and CEO of NuDevco Partners Holdings, LLC
2019-04-02
/s/ W. Keith Maxwell III, President and CEO of NuDevco Retail Holdings, LLC
2019-04-02
/s/ W. Keith Maxwell III, President and CEO of NuDevco Retail, LLC
2019-04-02