0001606268-15-000130.txt : 20150908 0001606268-15-000130.hdr.sgml : 20150907 20150908172323 ACCESSION NUMBER: 0001606268-15-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150904 FILED AS OF DATE: 20150908 DATE AS OF CHANGE: 20150908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NuDevco Retail, LLC CENTRAL INDEX KEY: 0001613669 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 151097554 BUSINESS ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (832) 200-3792 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NuDevco Retail Holdings,LLC CENTRAL INDEX KEY: 0001613688 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 151097555 BUSINESS ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (832) 200-3792 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NuDevco Partners Holdings, LLC CENTRAL INDEX KEY: 0001582155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 151097556 BUSINESS ADDRESS: STREET 1: 2105 CITY WEST BOULEVARD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 832-217-1848 MAIL ADDRESS: STREET 1: 2105 CITY WEST BOULEVARD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NuDevco Partners, LLC CENTRAL INDEX KEY: 0001582158 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 151097557 BUSINESS ADDRESS: STREET 1: 2105 CITY WEST BOULEVARD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 832-217-1848 MAIL ADDRESS: STREET 1: 2105 CITY WEST BOULEVARD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maxwell W Keith III CENTRAL INDEX KEY: 0001582187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 151097558 MAIL ADDRESS: STREET 1: 2105 CITY WEST BOULEVARD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 4 1 wf-form4_144174739311865.xml FORM 4 X0306 4 2015-09-04 0 0001606268 Spark Energy, Inc. SPKE 0001582187 Maxwell W Keith III 2105 CITYWEST BOULEVARD, SUITE 100 HOUSTON TX 77042 1 0 1 0 0001582158 NuDevco Partners, LLC 2105 CITYWEST BOULEVARD, SUITE 100 HOUSTON TX 77042 0 0 1 0 0001582155 NuDevco Partners Holdings, LLC 2105 CITYWEST BOULEVARD, SUITE 100 HOUSTON TX 77042 0 0 1 0 0001613688 NuDevco Retail Holdings,LLC 2105 CITYWEST BOULEVARD, SUITE 100 HOUSTON TX 77042 0 0 1 0 0001613669 NuDevco Retail, LLC 2105 CITYWEST BOULEVARD, SUITE 100 HOUSTON TX 77042 0 0 1 0 Class A Common Stock 2015-09-04 4 P 0 2204 15.353 A 27354 D Class A Common Stock 2015-09-04 4 P 0 196 15.35 A 27550 D Class A Common Stock 2015-09-04 4 P 0 100 15.3499 A 27650 D This Form 4 is filed jointly by W. Keith Maxwell III, NuDevco Partners, LLC ("NuDevco Partners"), NuDevco Partners Holdings, LLC ("NuDevco Holdings"), NuDevco Retail, LLC ("NuDevco Retail") and NuDevco Retail Holdings, LLC ("NuDevco Retail Holdings"). Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco Retail Holdings. NuDevco Retail Holdings is the sole member of NuDevco Retail. (Continued in footnote 2). Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail may be deemed to indirectly own the securities of the Issuer directly held by one or more of such other reporting persons, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein. Mr. Maxwell purchased the securities reported above directly. /s/ W. Keith Maxwell III, /s/ NuDevco Partners, LLC /s/ NuDevco Partners Holdings, LLC, /s/ NuDevco Retail Holdings, LLC, /s/ NuDevco Retail, LLC, by Gil Melman, Attorney-in-fact 2015-09-08