0001606268-15-000080.txt : 20150520
0001606268-15-000080.hdr.sgml : 20150520
20150520102533
ACCESSION NUMBER: 0001606268-15-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150519
FILED AS OF DATE: 20150520
DATE AS OF CHANGE: 20150520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NuDevco Partners Holdings, LLC
CENTRAL INDEX KEY: 0001582155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 15878465
BUSINESS ADDRESS:
STREET 1: 2105 CITY WEST BOULEVARD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: 832-217-1848
MAIL ADDRESS:
STREET 1: 2105 CITY WEST BOULEVARD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NuDevco Partners, LLC
CENTRAL INDEX KEY: 0001582158
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 15878466
BUSINESS ADDRESS:
STREET 1: 2105 CITY WEST BOULEVARD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: 832-217-1848
MAIL ADDRESS:
STREET 1: 2105 CITY WEST BOULEVARD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maxwell W Keith III
CENTRAL INDEX KEY: 0001582187
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 15878467
MAIL ADDRESS:
STREET 1: 2105 CITY WEST BOULEVARD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NuDevco Retail, LLC
CENTRAL INDEX KEY: 0001613669
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 15878468
BUSINESS ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: (832) 200-3792
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NuDevco Retail Holdings,LLC
CENTRAL INDEX KEY: 0001613688
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 15878469
BUSINESS ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: (832) 200-3792
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
4
1
wf-form4_143213192355567.xml
FORM 4
X0306
4
2015-05-19
0
0001606268
Spark Energy, Inc.
SPKE
0001582187
Maxwell W Keith III
2105 CITYWEST BOULEVARD, SUITE 100
HOUSTON
TX
77042
1
0
1
0
0001582158
NuDevco Partners, LLC
2105 CITYWEST BOULEVARD, SUITE 100
HOUSTON
TX
77042
0
0
1
0
0001582155
NuDevco Partners Holdings, LLC
2105 CITYWEST BOULEVARD, SUITE 100
HOUSTON
TX
77042
0
0
1
0
0001613688
NuDevco Retail Holdings,LLC
2105 CITYWEST BOULEVARD, SUITE 100
HOUSTON
TX
77042
0
0
1
0
0001613669
NuDevco Retail, LLC
2105 CITYWEST BOULEVARD, SUITE 100
HOUSTON
TX
77042
0
0
1
0
Class A Common Stock
2015-05-19
4
P
0
4967
13.50
A
11967
D
Class A Common Stock
2015-05-19
4
P
0
33
13.40
A
12000
D
This Form 4 is filed jointly by W. Keith Maxwell III, NuDevco Partners, LLC ("NuDevco Partners"), NuDevco Partners Holdings, LLC ("NuDevco Holdings"), NuDevco Retail, LLC ("NuDevco Retail") and NuDevco Retail Holdings, LLC ("NuDevco Retail Holdings"). Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco Retail Holdings. NuDevco Retail Holdings is the sole member of NuDevco Retail. (Continued in footnote 2).
Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail may be deemed to indirectly own the securities of the Issuer directly held by one or more of such other reporting persons, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein.
Mr. Maxwell purchased the securities reported above directly.
/s/ W. Keith Maxwell III,
/s/ NuDevco Partners, LLC
/s/ NuDevco Partners Holdings, LLC,
/s/ NuDevco Retail Holdings, LLC,
/s/ NuDevco Retail, LLC,
by Gil Melman, Attorney-in-fact
2015-05-20