0001606268-21-000044.txt : 20210520 0001606268-21-000044.hdr.sgml : 20210520 20210520170146 ACCESSION NUMBER: 0001606268-21-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210518 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bush Amanda CENTRAL INDEX KEY: 0001582143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 21945275 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LN STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_162154445432027.xml FORM 4 X0306 4 2021-05-18 0 0001606268 Spark Energy, Inc. SPKE 0001582143 Bush Amanda 12140 WICKCHESTER LN SUITE 100 HOUSTON TX 77079 1 0 0 0 Class A Common Stock 2021-05-18 4 M 0 8791 0 A 14075 D Class A Common Stock 2021-05-18 4 D 0 8791 10.70 D 5284 D Restricted Stock Unit 2021-05-18 4 M 0 8791 0 D Class A Common Stock 8791.0 0 D Restricted Stock Unit 2021-05-18 4 A 0 7829 0 A Class A Common Stock 7829.0 7829 D The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting 8,791 restricted stock units (the "Restricted Stock Units") on May 18, 2021. The 8,791 Restricted Stock Units were cash settled based on the closing price on the date of vesting. Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units. On May 18, 2020, the reporting person received a grant of 8,126 Restricted Stock Units and tandem dividend equivalent rights that vested in full on May 18, 2021. These Restricted Stock Units vest one year from the grant date on May 18, 2022. /s/ Amanda Bush, by Dominique R. Colvard, Attorney-in-Fact 2021-05-20