Operations Analyst

0001581655-24-000009.txt : 20240806 0001581655-24-000009.hdr.sgml : 20240806 20240806123817 ACCESSION NUMBER: 0001581655-24-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240806 DATE AS OF CHANGE: 20240806 EFFECTIVENESS DATE: 20240806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpine Global Management, LLC CENTRAL INDEX KEY: 0001581655 ORGANIZATION NAME: IRS NUMBER: 461675291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15932 FILM NUMBER: 241178138 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-961-3213 MAIL ADDRESS: STREET 1: 140 BROADWAY 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: Alpine Partners VI, LLC DATE OF NAME CHANGE: 20130716 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001581655 XXXXXXXX 03-31-2024 03-31-2024 true 1 NEW HOLDINGS Alpine Global Management, LLC

140 BROADWAY 38TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-15932 N Alec Chapman Operations Analyst 646-517-8087 Alec Chapman New York NY 08-06-2024 0 200 516272403 INFORMATION TABLE 2 13F_Pos_2024_Q1.xml ALPINE GLOBAL MANAGEMENT LLC 13F Q1 2024 CALLON PETE CO DEL COM 13123X508 17650421 493580 SH SOLE 493580 0 0 IMMUNOME INC COM 45257U108 3511890 142297 SH SOLE 142297 0 0 AMPLIFY ETF TR AMPLIFY MOBILE P 032108656 441018 8378 SH SOLE 8378 0 0 FLUTTER ENTMT PLC SHS G3643J108 1133790 5741 SH SOLE 5741 0 0 ARCHER AVIATION INC COM CL A 03945R102 5781510 1251409 SH SOLE 1251409 0 0 IMMUNOVANT INC COM 45258J102 60830166 1882704 SH SOLE 1882704 0 0 CION INVT CORP COM 17259U204 6966267 633297 SH SOLE 633297 0 0 RUNWAY GROWTH FINANCE CORP COM 78163D100 2932422 241949 SH SOLE 241949 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 1608000 75000 SH SOLE 75000 0 0 AMEDISYS INC COM 023436108 921600 10000 SH SOLE 10000 0 0 AXONICS INC COM 05465P101 1724250 25000 SH SOLE 25000 0 0 BATTALION OIL CORP COM 07134L107 141500 25000 SH SOLE 25000 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PIMCO DYNAMIC INCOME STRATEG COM SHS BEN INT 69346N107 3181500 150000 SH SOLE 150000 0 0 PIMCO MUN INCOME FD II COM 72200W106 935000 110000 SH SOLE 110000 0 0 SABA CAPITAL INCOME AND OPPORT COM 880198106 317060 83000 SH SOLE 83000 0 0 SABA CAPITAL INCOME AND OPRNT SHS NEW 78518H202 1822500 250000 SH SOLE 250000 0 0 SARATOGA INVT CORP COM NEW 80349A208 726137 31299 SH SOLE 31299 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 270799 21424 SH SOLE 21424 0 0 VIRTUS TOTAL RETURN FD INC COM 92835W107 3342000 600000 SH SOLE 600000 0 0 WESTERN ASSET INTER MUNI FD COM 958435109 626472 79100 SH SOLE 79100 0 0 WESTERN ASSET MANAGED MUNS F COM 95766M105 1103374 105586 SH SOLE 105586 0 0 WESTERN ASSET MUN HIGH INCOM COM 95766N103 135800 20000 SH SOLE 20000 0 0 REDFIN CORP NOTE 0.500% 4/0 75737FAE8 1176715 2150 SH SOLE 2150 0 0 AIRBNB INC NOTE 3/1 009066AB7 9258690 10000 SH SOLE 10000 0 0 APOLLO GLOBAL MGMT INC SER A MAND CNV 03769M304 1599750 25000 SH SOLE 25000 0 0 BRIGHTSPRING HEALTH SVCS INC UNIT 02/01/2027 10950A205 2217500 50000 SH SOLE 50000 0 0 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 6455556 5455 SH SOLE 5455 0 0 CRACKER BARREL OLD CTRY STOR NOTE 0.625% 6/1 22410JAB2 2789354 3175 SH SOLE 3175 0 0 DEXCOM INC NOTE 0.250%11/1 252131AK3 6942588 6315 SH SOLE 6315 0 0 DRAFTKINGS INC NEW NOTE 3/1 26142RAB0 3475456 4000 SH SOLE 4000 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 7188314 6500 SH SOLE 6500 0 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 7355732 7500 SH SOLE 7500 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 57164YAF4 3346522 3545 SH SOLE 3545 0 0 ARK ETF TR INNOVATION ETF 00214Q104 498146 9947 SH SOLE 9947 0 0 ABBVIE INC COM 00287Y109 278431 1529 SH SOLE 1529 0 0 ADVANCED MICRO DEVICES INC COM 007903107 276330 1531 SH SOLE 1531 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 246211 15068 SH SOLE 15068 0 0 GILEAD SCIENCES INC COM 375558103 253079 3455 SH SOLE 3455 0 0 INTEL CORP COM 458140100 246204 5574 SH SOLE 5574 0 0 ISHARES TR US HOME CONS ETF 464288752 249716 2157 SH SOLE 2157 0 0 MARATHON PETE CORP COM 56585A102 266786 1324 SH SOLE 1324 0 0 PROLOGIS INC. COM 74340W103 221895 1704 SH SOLE 1704 0 0 S AND P GLOBAL INC COM 78409V104 235274 553 SH SOLE 553 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 311446 783 SH SOLE 783 0 0 SPDR SER TR S AND P OILGAS EXP 78468R556 350452 2262 SH SOLE 2262 0 0 SERVICENOW INC COM 81762P102 297336 390 SH SOLE 390 0 0 VALERO ENERGY CORP COM 91913Y100 283175 1659 SH SOLE 1659 0 0 T-MOBILE US INC COM 872590104 261805 1604 SH SOLE 1604 0 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 3100937 4500 SH SOLE 4500 0 0 COSTCO WHSL CORP NEW COM 22160K105 349465 477 SH SOLE 477 0 0 VISA INC COM CL A 92826C839 334617 1199 SH SOLE 1199 0 0 ZOETIS INC CL A 98978V103 203560 1203 SH SOLE 1203 0 0 SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1 86745KAH7 1387398 3400 SH SOLE 3400 0 0 WOLFSPEED INC NOTE 0.250% 2/1 977852AB8 1157417 2000 SH SOLE 2000 0 0 WOLFSPEED INC NOTE 1.875%12/0 977852AD4 3953674 6981 SH SOLE 6981 0 0 NCL CORP LTD NOTE 5.375% 8/0 62886HAX9 9672390 7411 SH SOLE 7411 0 0 RIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 76954AAB9 4933192 6000 SH SOLE 6000 0 0 SHAKE SHACK INC NOTE 3/0 819047AB7 5939440 6500 SH SOLE 6500 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 7084469 7500 SH SOLE 7500 0 0 SNAP INC NOTE 0.125% 3/0 83304AAH9 4943648 6500 SH SOLE 6500 0 0 BLOCK INC NOTE 0.125% 3/0 852234AF0 6122383 6000 SH SOLE 6000 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 7349532 7400 SH SOLE 7400 0 0 WELLTOWER INC COM 95040Q104 2195840 23500 SH SOLE 23500 0 0 FORTINET INC COM 34959E109 278568 4078 SH SOLE 4078 0 0 ORACLE CORP COM 68389X105 201102 1601 SH SOLE 1601 0 0 PHILLIPS 66 COM 718546104 211362 1294 SH SOLE 1294 0 0 EMPIRE PETE CORP COM 292034303 303023 59300 SH SOLE 59300 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 40604388 5399519 SH SOLE 5399519 0 0 CORNERSTONE TOTAL RETURN FD COM 21924U300 19295624 2569324 SH SOLE 2569324 0 0 AGILITI INC COM 00848J104 26444704 2613113 SH SOLE 2613113 0 0 RIVERNORTH CAP AND INCM FD I COM 76882B108 1170119 73778 SH SOLE 73778 0 0 SUMMIT THERAPEUTICS INC COM 86627T108 144900 35000 SH SOLE 35000 0 0