0001581655-24-000008.txt : 20240806
0001581655-24-000008.hdr.sgml : 20240806
20240806123312
ACCESSION NUMBER: 0001581655-24-000008
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240806
DATE AS OF CHANGE: 20240806
EFFECTIVENESS DATE: 20240806
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alpine Global Management, LLC
CENTRAL INDEX KEY: 0001581655
ORGANIZATION NAME:
IRS NUMBER: 461675291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15932
FILM NUMBER: 241178119
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 646-961-3213
MAIL ADDRESS:
STREET 1: 140 BROADWAY 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: Alpine Partners VI, LLC
DATE OF NAME CHANGE: 20130716
13F-HR/A
1
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12-31-2023
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NEW HOLDINGS
Alpine Global Management, LLC
140 BROADWAY 38TH FLOOR
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-15932
N
Alec Chapman
Operations Analyst
5852004562
Alpine Global Managment
New York
NY
08-06-2024
0
190
366120465
INFORMATION TABLE
2
13F_Pos_2023_Q4.xml
ALPINE GLOBAL MANAGEMENT LLC 13F Q4 2023 AMENDMENT SUBMISSION
DISH NETWORK CORPORATION
CL A
25470M109
4500600
780000
SH
SOLE
780000
0
0
RPT REALTY
SH BEN INT
74971D101
8981000
700000
SH
SOLE
700000
0
0
IMMUNOME INC
COM
45257U108
2057963
192333
SH
SOLE
192333
0
0
ALBERTSONS COS INC
COMMON STOCK
013091103
1150000
50000
SH
SOLE
50000
0
0
HESS CORP
COM
42809H107
2189935
15191
SH
SOLE
15191
0
0
HOLLYSYS AUTOMATION TCHNGY L
SHS
G45667105
1976250
75000
SH
SOLE
75000
0
0
LL FLOORING HOLDINGS INC
COM
55003T107
585000
150000
SH
SOLE
150000
0
0
NEOGAMES S A
SHS
L6673X107
1431500
50000
SH
SOLE
50000
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
1183448
126572
SH
SOLE
126572
0
0
UNITED STATES STL CORP NEW
COM
912909108
3648750
75000
SH
SOLE
75000
0
0
ALLURION TECHNOLOGIES INC
COM SHS
02008G102
84285
22536
SH
SOLE
22536
0
0
ROBINHOOD MKTS INC
COM CL A
770700102
27149335
2131031
SH
SOLE
2131031
0
0
ARTELO BIOSCIENCES INC
*W EXP 06/20/202
04301G128
563
14099
SH
SOLE
14099
0
0
BLUE RIDGE BANKSHARES INC VA
COM
095825105
233007
76900
SH
SOLE
76900
0
0
ENERGEM CORP
*W EXP 11/15/202
G30449121
109
10300
SH
SOLE
10300
0
0
LIBERTY MEDIA CORP DEL
COM LBTY SRM S A
531229813
8192768
285065
SH
SOLE
285065
0
0
AURORA INNOVATION INC
*W EXP 11/03/202
051774115
6450
12500
SH
SOLE
12500
0
0
GENEDX HOLDINGS CORP
*W EXP 07/22/202
81663L119
238
20000
SH
SOLE
20000
0
0
MITEK SYS INC
NOTE 0.750% 2/0
606710AA9
185500
200
SH
SOLE
200
0
0
PAR TECHNOLOGY CORP
NOTE 1.500%10/1
698884AE3
883000
1000
SH
SOLE
1000
0
0
REDFIN CORP
NOTE 0.500% 4/0
75737FAE8
641900
1000
SH
SOLE
1000
0
0
ALPHA METALLURGICAL RESOUR I
COM
020764106
202335
597
SH
SOLE
597
0
0
ALPHABET INC
CAP STK CL A
02079K305
251163
1798
SH
SOLE
1798
0
0
ALPHABET INC
CAP STK CL C
02079K107
216891
1539
SH
SOLE
1539
0
0
AT AND T INC
COM
00206R102
251767
15004
SH
SOLE
15004
0
0
BANK AMERICA CORP
COM
060505104
270909
8046
SH
SOLE
8046
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1575724
4418
SH
SOLE
4418
0
0
BOOKING HOLDINGS INC
COM
09857L108
297966
84
SH
SOLE
84
0
0
CBRE GROUP INC
CL A
12504L109
200516
2154
SH
SOLE
2154
0
0
SCHWAB CHARLES CORP
COM
808513105
271554
3947
SH
SOLE
3947
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
2787804
1219
SH
SOLE
1219
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1463771
19380
SH
SOLE
19380
0
0
CRH PLC
ORD
G25508105
3458000
50000
SH
SOLE
50000
0
0
CSX CORP
COM
126408103
229758
6627
SH
SOLE
6627
0
0
CUMMINS INC
COM
231021106
1419213
5924
SH
SOLE
5924
0
0
DEERE AND CO
COM
244199105
317897
795
SH
SOLE
795
0
0
DEVON ENERGY CORP NEW
COM
25179M103
536533
11844
SH
SOLE
11844
0
0
DUPONT DE NEMOURS INC
COM
26614N102
2897722
37667
SH
SOLE
37667
0
0
EBAY INC.
COM
278642103
223334
5120
SH
SOLE
5120
0
0
ECOLAB INC
COM
278865100
858856
4330
SH
SOLE
4330
0
0
ELEVANCE HEALTH INC
COM
036752103
1774480
3763
SH
SOLE
3763
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
233662
16932
SH
SOLE
16932
0
0
ENPHASE ENERGY INC
COM
29355A107
241023
1824
SH
SOLE
1824
0
0
ETSY INC
COM
29786A106
3291684
40613
SH
SOLE
40613
0
0
FIRST BANCORP P R
COM NEW
318672706
182825
11114
SH
SOLE
11114
0
0
FORTINET INC
COM
34959E109
200114
3419
SH
SOLE
3419
0
0
GILEAD SCIENCES INC
COM
375558103
258746
3194
SH
SOLE
3194
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
109500
10000
SH
SOLE
10000
0
0
HONEYWELL INTL INC
COM
438516106
263605
1257
SH
SOLE
1257
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B704
188842
21314
SH
SOLE
21314
0
0
ISHARES TR
CORE S AND P MCP ETF
464287507
381358
1376
SH
SOLE
1376
0
0
ISHARES TR
CORE S AND P SCP ETF
464287804
497950
4600
SH
SOLE
4600
0
0
ISHARES TR
EXPANDED TECH
464287515
1823757
4496
SH
SOLE
4496
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
2872441
27498
SH
SOLE
27498
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
803037
8785
SH
SOLE
8785
0
0
JBG SMITH PPTYS
COM
46590V100
196278
11539
SH
SOLE
11539
0
0
JD.COM INC
SPON ADR CL A
47215P106
300167
10390
SH
SOLE
10390
0
0
JPMORGAN CHASE AND CO
COM
46625H100
311453
1831
SH
SOLE
1831
0
0
KAIVAL BRNDS INNOVATNS GRP I
COM NEW
483104204
20100
100000
SH
SOLE
100000
0
0
KINDER MORGAN INC DEL
COM
49456B101
177794
10079
SH
SOLE
10079
0
0
LINDE PLC
SHS
G54950103
1277719
3111
SH
SOLE
3111
0
0
LIVENT CORP
COM
53814L108
733620
40802
SH
SOLE
40802
0
0
LUCID GROUP INC
COM
549498103
400859
95216
SH
SOLE
95216
0
0
MARATHON OIL CORP
COM
565849106
266219
11019
SH
SOLE
11019
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
311352
730
SH
SOLE
730
0
0
METLIFE INC
COM
59156R108
251096
3797
SH
SOLE
3797
0
0
MICROSOFT CORP
COM
594918104
1602682
4262
SH
SOLE
4262
0
0
MORGAN STANLEY
COM NEW
617446448
233032
2499
SH
SOLE
2499
0
0
NORTHROP GRUMMAN CORP
COM
666807102
247178
528
SH
SOLE
528
0
0
OCCIDENTAL PETE CORP
COM
674599105
261828
4385
SH
SOLE
4385
0
0
PAYPAL HLDGS INC
COM
70450Y103
251413
4094
SH
SOLE
4094
0
0
PHILLIPS 66
COM
718546104
221412
1663
SH
SOLE
1663
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
181739
11996
SH
SOLE
11996
0
0
PPG INDS INC
COM
693506107
682845
4566
SH
SOLE
4566
0
0
PURECYCLE TECHNOLOGIES INC
COM
74623V103
41699
10296
SH
SOLE
10296
0
0
RTX CORPORATION
COM
75513E101
259656
3086
SH
SOLE
3086
0
0
SPDR SER TR
COMP SOFTWARE
78464A599
753304
5011
SH
SOLE
5011
0
0
STATE STR CORP
COM
857477103
259956
3356
SH
SOLE
3356
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
223600
2150
SH
SOLE
2150
0
0
HOME DEPOT INC
COM
437076102
1823546
5262
SH
SOLE
5262
0
0
TRI POINTE HOMES INC
COM
87265H109
201249
5685
SH
SOLE
5685
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
407022
6427
SH
SOLE
6427
0
0
VALERO ENERGY CORP
COM
91913Y100
253110
1947
SH
SOLE
1947
0
0
VANECK ETF TRUST
SEMICONDUCTR ETF
92189F676
974201
5571
SH
SOLE
5571
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
250856
6654
SH
SOLE
6654
0
0
VISA INC
COM CL A
92826C839
256184
984
SH
SOLE
984
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
249642
1035
SH
SOLE
1035
0
0
ZEROFOX HLDGS INC
COM
98955G103
92757
106617
SH
SOLE
106617
0
0
COUPANG INC
CL A
22266T109
207232
12800
SH
SOLE
12800
0
0
ENERGY FUELS INC
COM NEW
292671708
359500
50000
SH
SOLE
50000
0
0
GRAB HOLDINGS LIMITED
*W EXP 12/01/202
G4124C117
3952
17800
SH
SOLE
17800
0
0
GUARDFORCE AI CO LTD
SHS NEW
G4236L138
66400
20000
SH
SOLE
20000
0
0
IONQ INC
COM
46222L108
173472
14001
SH
SOLE
14001
0
0
LEAFLY HOLDINGS INC
*W EXP 02/04/202
52178J113
781
49750
SH
SOLE
49750
0
0
LIVEONE INC
COM
53814X102
139000
100000
SH
SOLE
100000
0
0
LUMIRADX LTD
SHS
G5709L109
48117
747157
SH
SOLE
747157
0
0
THE ONCOLOGY INSTITUTE INC
*W EXP 11/15/202
68236X118
3253
25024
SH
SOLE
25024
0
0
SNAIL INC
CLASS A COM
83301J100
72956
59800
SH
SOLE
59800
0
0
UR-ENERGY INC
COM
91688R108
46200
30000
SH
SOLE
30000
0
0
URANIUM ENERGY CORP
COM
916896103
832000
130000
SH
SOLE
130000
0
0
VBI VACCINES INC CDA
COM NEW
91822J202
14688
25000
SH
SOLE
25000
0
0
VERU INC
COM
92536C103
422641
587001
SH
SOLE
587001
0
0
VILLAGE FARMS INTL INC
COM
92707Y108
136980
180000
SH
SOLE
180000
0
0
XERIS BIOPHARMA HOLDINGS INC
COM
98422E103
634500
270000
SH
SOLE
270000
0
0
ZALATORIS II ACQUISITION COR
*W EXP 99/99/999
G9831X122
5089
99580
SH
SOLE
99580
0
0
ENPHYS ACQUISITION CORP
CL A ORD SHS
G3167L109
1067000
100000
SH
SOLE
100000
0
0
FINTECH ECOSYSTEM DEVE
CLASS A COM
318136108
269870
25000
SH
SOLE
25000
0
0
FLEX LTD
ORD
Y2573F102
1218400
40000
SH
SOLE
40000
0
0
GREEN PLAINS PARTNERS LP
COM REP PTR IN
393221106
923867
72574
SH
SOLE
72574
0
0
OXUS ACQUISITION CORP
SHS CL A
G6859L105
521391
46100
SH
SOLE
46100
0
0
TEXTAINER GROUP HOLDINGS LTD
SHS
G8766E109
984000
20000
SH
SOLE
20000
0
0
TRISTAR ACQUISITION I CORP
CL A ORD SHS
G9074V106
1078500
100000
SH
SOLE
100000
0
0
ATMUS FILTRATION TECHNOLOGIE
COM
04956D107
1057050
45000
SH
SOLE
45000
0
0
MULTIPLAN CORPORATION
COM
62548M100
36984
25683
SH
SOLE
25683
0
0
PROKIDNEY CORP
CLASS A ORD SHS
G7S53R104
19911
11186
SH
SOLE
11186
0
0
GROUPON INC
COM NEW
399473206
1869568
145605
SH
SOLE
145605
0
0
IMMUNOVANT INC
COM
45258J102
58913412
1398372
SH
SOLE
1398372
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
324787
2935
SH
SOLE
2935
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
224164
2517
SH
SOLE
2517
0
0
ISHARES TR
LATN AMER 40 ETF
464287390
233032
8019
SH
SOLE
8019
0
0
LUMINAR TECHNOLOGIES INC
COM CL A
550424105
57728
17130
SH
SOLE
17130
0
0
PLUG POWER INC
COM NEW
72919P202
67500
15000
SH
SOLE
15000
0
0
PNM RES INC
COM
69349H107
1225536
29460
SH
SOLE
29460
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
135574
24785
SH
SOLE
24785
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
110643
16892
SH
SOLE
16892
0
0
STEM INC
COM
85859N102
51414
13251
SH
SOLE
13251
0
0
UWM HOLDINGS CORPORATION
COM CL A
91823B109
75819
10604
SH
SOLE
10604
0
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
1590000
3000
SH
SOLE
3000
0
0
JETBLUE AIRWAYS CORP
NOTE 0.500% 4/0
477143AP6
1439980
2000
SH
SOLE
2000
0
0
NIKOLA CORP
NOTE 8.250%12/1
654110AG0
306117
258
SH
SOLE
258
0
0
SNAP INC
NOTE 5/0
83304AAF3
2403900
3000
SH
SOLE
3000
0
0
BLOCK INC
NOTE 0.250%11/0
852234AK9
1004389
1223
SH
SOLE
1223
0
0
WOLFSPEED INC
NOTE 1.875%12/0
977852AD4
5452000
8000
SH
SOLE
8000
0
0
AIRBNB INC
NOTE 3/1
009066AB7
6655819
7411
SH
SOLE
7411
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
5697842
48144
SH
SOLE
48144
0
0
APOLLO GLOBAL MGMT INC
SER A MAND CNV
03769M304
2819500
50000
SH
SOLE
50000
0
0
CRACKER BARREL OLD CTRY STOR
NOTE 0.625% 6/1
22410JAB2
4887878
5675
SH
SOLE
5675
0
0
DATADOG INC
CL A COM
23804L103
728280
6000
SH
SOLE
6000
0
0
DRAFTKINGS INC NEW
NOTE 3/1
26142RAB0
4007500
5000
SH
SOLE
5000
0
0
INTEGER HLDGS CORP
COM
45826H109
871904
8800
SH
SOLE
8800
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.000% 2/1
538034AU3
7689389
7310
SH
SOLE
7310
0
0
PATRICK INDS INC
NOTE 1.750%12/0
703343AG8
2270000
2000
SH
SOLE
2000
0
0
POST HLDGS INC
COM
737446104
3249414
36900
SH
SOLE
36900
0
0
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
5886206
6242
SH
SOLE
6242
0
0
BLOCK INC
NOTE 0.125% 3/0
852234AF0
2930700
3000
SH
SOLE
3000
0
0
VISHAY INTERTECHNOLOGY INC
NOTE 2.250% 6/1
928298AP3
5139940
5300
SH
SOLE
5300
0
0
WELLTOWER INC
COM
95040Q104
5202809
57700
SH
SOLE
57700
0
0
AIR LEASE CORP
CL A
00912X302
608130
14500
SH
SOLE
14500
0
0
BARINGS BDC INC
COM
06759L103
986700
115000
SH
SOLE
115000
0
0
BLACKROCK CAP ALLOCATION TER
COM
09260U109
2018250
135000
SH
SOLE
135000
0
0
BLACKROCK CAP INVT CORP
COM
092533108
2360700
610000
SH
SOLE
610000
0
0
BLACKROCK ESG CAP ALLC TERM
SHS BEN INT
09262F100
563373
34927
SH
SOLE
34927
0
0
BLACKROCK SCIENCE AND TECHNOLO
SHS BEN INT
09260K101
1361865
81500
SH
SOLE
81500
0
0
BLACKSTONE STRATEGIC CRED 20
COM SHS BEN IN
09257R101
2043894
180556
SH
SOLE
180556
0
0
BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
252714
33967
SH
SOLE
33967
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
1921500
150000
SH
SOLE
150000
0
0
CION INVT CORP
COM
17259U204
2940600
260000
SH
SOLE
260000
0
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P209
2210436
63300
SH
SOLE
63300
0
0
CLEARBRIDGE MLP AND MIDSTRM
COM
184692200
2702066
67400
SH
SOLE
67400
0
0
EATON VANCE LTD DURATION INC
COM
27828H105
1245400
130000
SH
SOLE
130000
0
0
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
491000
50000
SH
SOLE
50000
0
0
FEDERATED HERMES PREM MUNI I
COM
31423P108
1290819
117454
SH
SOLE
117454
0
0
FIRST TR SPECIALTY FIN AND FIN
COM BEN INTR
33733G109
319859
89346
SH
SOLE
89346
0
0
FLAHERTY AND CRUMRINE PFD SECS
COM
338478100
319700
23000
SH
SOLE
23000
0
0
FS CREDIT OPPORTUNITIES CORP
COMMON STOCK
30290Y101
1304100
230000
SH
SOLE
230000
0
0
FS KKR CAP CORP
COM
302635206
4413370
221000
SH
SOLE
221000
0
0
INVESCO ADVANTAGE MUN INCOME
SH BEN INT
46132E103
494046
58467
SH
SOLE
58467
0
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
684232
71200
SH
SOLE
71200
0
0
INVESCO QUALITY MUN INCOME T
COM
46133G107
633480
66612
SH
SOLE
66612
0
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
131376
11200
SH
SOLE
11200
0
0
MAINSTAY CBRE GBL INFRA MEG
COM
56064Q107
1038400
80000
SH
SOLE
80000
0
0
NEUBERGER BERMAN NEXT GENERA
COMMON STOCK
64133Q108
1436639
131440
SH
SOLE
131440
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
2245800
190000
SH
SOLE
190000
0
0
NUVEEN CORE PLUS IMPACT FUND
COM BEN INT
67080D103
1108800
110000
SH
SOLE
110000
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
3164700
385000
SH
SOLE
385000
0
0
NUVEEN MULTI ASSET INCOME FU
COM
670750108
1537500
125000
SH
SOLE
125000
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
1417395
119915
SH
SOLE
119915
0
0
NUVEEN MUN CR OPPORTUNITIES
COM
670663103
1410406
141465
SH
SOLE
141465
0
0
NUVEEN REAL ASSET INCOME AND G
COM
67074Y105
351600
30000
SH
SOLE
30000
0
0
NXG NEXTGEN INFRASTR INCM FD
COM
231647207
347617
9781
SH
SOLE
9781
0
0
PIMCO DYNAMIC INCOME STRATEG
COM SHS BEN INT
69346N107
2107924
102926
SH
SOLE
102926
0
0
PIMCO MUN INCOME FD II
COM
72200W106
715933
86257
SH
SOLE
86257
0
0
RUNWAY GROWTH FINANCE CORP
COM
78163D100
3155000
250000
SH
SOLE
250000
0
0
SABA CAPITAL INCOME AND OPRNT
SHS NEW
78518H202
1426350
185000
SH
SOLE
185000
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
254089
21424
SH
SOLE
21424
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
257193
67861
SH
SOLE
67861
0
0
VIRTUS TOTAL RETURN FD INC
COM
92835W107
2177673
395222
SH
SOLE
395222
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
38720677
5385351
SH
SOLE
5385351
0
0
CORNERSTONE TOTAL RETURN FD
COM
21924U300
18092475
2562673
SH
SOLE
2562673
0
0
SUMMIT THERAPEUTICS INC
COM
86627T108
78300
30000
SH
SOLE
30000
0
0