0001581655-24-000007.txt : 20240806
0001581655-24-000007.hdr.sgml : 20240806
20240806122939
ACCESSION NUMBER: 0001581655-24-000007
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20240806
DATE AS OF CHANGE: 20240806
EFFECTIVENESS DATE: 20240806
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alpine Global Management, LLC
CENTRAL INDEX KEY: 0001581655
ORGANIZATION NAME:
IRS NUMBER: 461675291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15932
FILM NUMBER: 241178108
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 646-961-3213
MAIL ADDRESS:
STREET 1: 140 BROADWAY 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: Alpine Partners VI, LLC
DATE OF NAME CHANGE: 20130716
13F-HR/A
1
primary_doc.xml
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09-30-2023
09-30-2023
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1
NEW HOLDINGS
Alpine Global Management, LLC
140 BROADWAY 38TH FLOOR
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-15932
N
Alec Chapman
operations Analyst
646-517-8087
Alpine Global Managment
New York
NY
08-06-2024
0
158
433603505
INFORMATION TABLE
2
13F_Pos_2023_Q3.xml
ALPINE GLOBAL MANAGEMENT LLC 13F Q3 2023 AMENDMENT SUBMISSION
IMMUNOME INC
COM
45257U108
3055858
365971
SH
SOLE
365971
0
0
CRH PLC
ORD
G25508105
5511311
100700
SH
SOLE
100700
0
0
IMMUNOVANT INC
COM
45258J102
48082477
1252474
SH
SOLE
1252474
0
0
FS CREDIT OPPORTUNITIES CORP
COMMON STOCK
30290Y101
6373920
1176000
SH
SOLE
1176000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
11235600
120000
SH
SOLE
120000
0
0
ALBERTSONS COS INC
COMMON STOCK
013091103
1137500
50000
SH
SOLE
50000
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
1315250
25000
SH
SOLE
25000
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
10348471
89450
SH
SOLE
89450
0
0
SEAGEN INC
COM
81181C104
8167775
38500
SH
SOLE
38500
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
1221689
157841
SH
SOLE
157841
0
0
SPIRIT AIRLS INC
COM
848577102
412500
25000
SH
SOLE
25000
0
0
ALLURION TECHNOLOGIES INC
COM SHS
02008G102
96905
22536
SH
SOLE
22536
0
0
ROBINHOOD MKTS INC
COM CL A
770700102
20887138
2129168
SH
SOLE
2129168
0
0
AGNICO EAGLE MINES LTD
COM
008474108
262974
5786
SH
SOLE
5786
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
329857
27534
SH
SOLE
27534
0
0
BARRICK GOLD CORP
COM
067901108
312883
21504
SH
SOLE
21504
0
0
CENTRAIS ELETRICAS BRASILEIR
SPONSORED ADR
15234Q207
249271
34100
SH
SOLE
34100
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
195471
16128
SH
SOLE
16128
0
0
COMPANHIA PARANAENSE ENERG C
SPON ADS
20441B605
148213
16900
SH
SOLE
16900
0
0
CONSTELLATION ENERGY CORP
COM
21037T109
1767096
16200
SH
SOLE
16200
0
0
ENEL CHILE S.A.
SPONSORED ADR
29278D105
237392
80200
SH
SOLE
80200
0
0
FRANCO NEV CORP
COM
351858105
292744
2193
SH
SOLE
2193
0
0
GRUPO AEROPORTUARIO DEL CENT
SPON ADR
400501102
375277
4318
SH
SOLE
4318
0
0
GRUPO AEROPUERTO DEL PACIFIC
SPON ADR B
400506101
651891
3966
SH
SOLE
3966
0
0
GRUPO AEROPORTUARIO DEL SURE
SPON ADR SER B
40051E202
1303000
5303
SH
SOLE
5303
0
0
NEWMONT CORP
COM
651639106
347404
9402
SH
SOLE
9402
0
0
NEXTERA ENERGY INC
COM
65339F101
458320
8000
SH
SOLE
8000
0
0
PG AND E CORP
COM
69331C108
253467
15714
SH
SOLE
15714
0
0
SCORPIO TANKERS INC
SHS
Y7542C130
211068
3900
SH
SOLE
3900
0
0
ULTRAPAR PARTICIPACOES SA
SP ADR REP COM
90400P101
336172
91600
SH
SOLE
91600
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
214023
5278
SH
SOLE
5278
0
0
ARTELO BIOSCIENCES INC
*W EXP 06/20/202
04301G128
565
14099
SH
SOLE
14099
0
0
ENERGEM CORP
*W EXP 11/15/202
G30449121
489
10300
SH
SOLE
10300
0
0
LIBERTY MEDIA CORP DEL
COM LBTY SRM S A
531229813
5982404
235065
SH
SOLE
235065
0
0
AURORA INNOVATION INC
*W EXP 11/03/202
051774115
4000
12500
SH
SOLE
12500
0
0
GENEDX HOLDINGS CORP
*W EXP 07/22/202
81663L119
598
20000
SH
SOLE
20000
0
0
MITEK SYS INC
NOTE 0.750% 2/0
606710AA9
174000
200
SH
SOLE
200
0
0
PAR TECHNOLOGY CORP
NOTE 1.500%10/1
698884AE3
827000
1000
SH
SOLE
1000
0
0
REDFIN CORP
NOTE 0.500% 4/0
75737FAE8
580000
1000
SH
SOLE
1000
0
0
89BIO INC
COM
282559103
158831
10287
SH
SOLE
10287
0
0
BRASKEM S A
SP ADR PFD A
105532105
82100
10000
SH
SOLE
10000
0
0
BROOKFIELD INFRASTRUCTURE CO
COM SB VTG SHS A
11275Q107
496492
14049
SH
SOLE
14049
0
0
DESTINATION XL GROUP INC
COM
25065K104
148364
33117
SH
SOLE
33117
0
0
EMEREN GROUP LTD
SPONSORED ADS
75971T301
61526
19976
SH
SOLE
19976
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
532487
5891
SH
SOLE
5891
0
0
ENERGY VAULT HOLDINGS INC
COM
29280W109
38171
14969
SH
SOLE
14969
0
0
EVERSOURCE ENERGY
COM
30040W108
342911
5897
SH
SOLE
5897
0
0
EXTREME NETWORKS
COM
30226D106
264010
10905
SH
SOLE
10905
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
3209297
96753
SH
SOLE
96753
0
0
FTC SOLAR INC
COM
30320C103
23972
18728
SH
SOLE
18728
0
0
SELECT SECTOR SPDR TR
INDL
81369Y704
349964
3452
SH
SOLE
3452
0
0
ISHARES TR
CORE S AND P SCP ETF
464287804
546548
5794
SH
SOLE
5794
0
0
NAVITAS SEMICONDUCTOR CORP
COM
63942X106
118602
17065
SH
SOLE
17065
0
0
PROVIDENT FINL SVCS INC
COM
74386T105
304745
19931
SH
SOLE
19931
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
1070786
31429
SH
SOLE
31429
0
0
SES AI CORPORATION
CL A COM
78397Q109
45475
20033
SH
SOLE
20033
0
0
SPDR S AND P MIDCAP 400 ETF TR
UTSER1 S AND PDCRP
78467Y107
1527461
3345
SH
SOLE
3345
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
909320
5547
SH
SOLE
5547
0
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
307917
4696
SH
SOLE
4696
0
0
THE LION ELECTRIC COMPANY
COMMON STOCK
536221104
33927
17763
SH
SOLE
17763
0
0
TRITIUM DCFC LIMITED
ORDINARY SHARES
Q9225T108
12670
41844
SH
SOLE
41844
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
284985
4836
SH
SOLE
4836
0
0
VERALTO CORP
COM SHS
92338C103
1691200
20000
SH
SOLE
20000
0
0
YEXT INC
COM
98585N106
82005
12955
SH
SOLE
12955
0
0
ZEROFOX HLDGS INC
COM
98955G103
93738
106617
SH
SOLE
106617
0
0
COUPANG INC
CL A
22266T109
170000
10000
SH
SOLE
10000
0
0
ENERGY FUELS INC
COM NEW
292671708
657600
80000
SH
SOLE
80000
0
0
GRAB HOLDINGS LIMITED
*W EXP 12/01/202
G4124C117
6141
17800
SH
SOLE
17800
0
0
GUARDFORCE AI CO LTD
SHS NEW
G4236L138
92200
20000
SH
SOLE
20000
0
0
IONQ INC
COM
46222L108
297600
20000
SH
SOLE
20000
0
0
LEAFLY HOLDINGS INC
*W EXP 02/04/202
52178J113
1741
49750
SH
SOLE
49750
0
0
LIVEONE INC
COM
53814X102
71715
75000
SH
SOLE
75000
0
0
LUCID GROUP INC
COM
549498103
321425
57500
SH
SOLE
57500
0
0
LUMIRADX LTD
SHS
G5709L109
218930
923366
SH
SOLE
923366
0
0
THE ONCOLOGY INSTITUTE INC
*W EXP 11/15/202
68236X118
2127
25024
SH
SOLE
25024
0
0
SNAIL INC
CLASS A COM
83301J100
69600
60000
SH
SOLE
60000
0
0
UR-ENERGY INC
COM
91688R108
96250
62500
SH
SOLE
62500
0
0
URANIUM ENERGY CORP
COM
916896103
643750
125000
SH
SOLE
125000
0
0
VBI VACCINES INC CDA
COM NEW
91822J202
16655
25000
SH
SOLE
25000
0
0
VILLAGE FARMS INTL INC
COM
92707Y108
127600
160000
SH
SOLE
160000
0
0
XERIS BIOPHARMA HOLDINGS INC
COM
98422E103
558000
300000
SH
SOLE
300000
0
0
ZALATORIS II ACQUISITION COR
*W EXP 99/99/999
G9831X122
5975
99580
SH
SOLE
99580
0
0
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
215460
9000
SH
SOLE
9000
0
0
CHASE CORP
COM
16150R104
1908450
15000
SH
SOLE
15000
0
0
DANAHER CORPORATION
COM
235851102
1488600
6000
SH
SOLE
6000
0
0
EQRX INC
COM
26886C107
1666427
750643
SH
SOLE
750643
0
0
GREEN PLAINS PARTNERS LP
COM REP PTR IN
393221106
1079901
72574
SH
SOLE
72574
0
0
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
2111849
96168
SH
SOLE
96168
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
307638
8158
SH
SOLE
8158
0
0
UNITED STATES STL CORP NEW
COM
912909108
730800
22500
SH
SOLE
22500
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
827996
44660
SH
SOLE
44660
0
0
LL FLOORING HOLDINGS INC
COM
55003T107
87134
27487
SH
SOLE
27487
0
0
UTZ BRANDS INC
COM CL A
918090101
698360
52000
SH
SOLE
52000
0
0
DEVON ENERGY CORP NEW
COM
25179M103
372060
7800
SH
SOLE
7800
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
272500
50000
SH
SOLE
50000
0
0
SABRE CORP
COM
78573M104
179600
40000
SH
SOLE
40000
0
0
AIRBNB INC
NOTE 3/1
009066AB7
6453920
7334
SH
SOLE
7334
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
2791348
26200
SH
SOLE
26200
0
0
CRACKER BARREL OLD CTRY STOR
NOTE 0.625% 6/1
22410JAB2
6192225
7500
SH
SOLE
7500
0
0
ETSY INC
COM
29786A106
1808240
28000
SH
SOLE
28000
0
0
FIVE9 INC
NOTE 0.500% 6/0
338307AD3
933000
1000
SH
SOLE
1000
0
0
FLUOR CORP NEW
COM
343412102
458750
12500
SH
SOLE
12500
0
0
FORD MTR CO DEL
COM
345370860
3147228
253400
SH
SOLE
253400
0
0
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
3039000
3000
SH
SOLE
3000
0
0
INTEGER HLDGS CORP
COM
45826H109
556853
7100
SH
SOLE
7100
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.000% 2/1
538034AU3
509230
500
SH
SOLE
500
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
297000
10000
SH
SOLE
10000
0
0
NORTHERN OIL AND GAS INC
COM
665531307
603450
15000
SH
SOLE
15000
0
0
POST HLDGS INC
COM
737446104
3438174
40100
SH
SOLE
40100
0
0
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
5957003
6682
SH
SOLE
6682
0
0
BLOCK INC
NOTE 0.125% 3/0
852234AF0
928000
1000
SH
SOLE
1000
0
0
UBER TECHNOLOGIES INC
NOTE 12/1
90353TAJ9
6996900
7500
SH
SOLE
7500
0
0
VISHAY INTERTECHNOLOGY INC
NOTE 2.250% 6/1
928298AP3
5323320
5300
SH
SOLE
5300
0
0
AIR LEASE CORP
CL A
00912X302
394100
10000
SH
SOLE
10000
0
0
BARINGS BDC INC
COM
06759L103
913275
102500
SH
SOLE
102500
0
0
BLACKROCK CAP ALLOCATION TER
COM
09260U109
1084634
74854
SH
SOLE
74854
0
0
BLACKROCK CAP INVT CORP
COM
092533108
1902392
512774
SH
SOLE
512774
0
0
BLACKROCK ESG CAP ALLC TERM
SHS BEN INT
09262F100
933441
63113
SH
SOLE
63113
0
0
BLACKROCK HEALTH SCIENCES TE
COM SHS
09260E105
1074323
74554
SH
SOLE
74554
0
0
BLACKROCK INNOVATION AND GRW
SHS BEN INT
09260Q108
1009882
145098
SH
SOLE
145098
0
0
BLACKROCK MUNICIPAL INCOME
COM
09253X102
291051
28675
SH
SOLE
28675
0
0
BLACKROCK MUNI INCOME TR II
COM
09249N101
700362
76626
SH
SOLE
76626
0
0
BLACKROCK MUNIHOLDINGS QUALI
COM
09254C107
537108
61174
SH
SOLE
61174
0
0
BLACKROCK MUNIVEST FD INC
COM
09253R105
214469
35391
SH
SOLE
35391
0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
200279
22278
SH
SOLE
22278
0
0
BLACKSTONE STRATEGIC CRED 20
COM SHS BEN IN
09257R101
1072877
97623
SH
SOLE
97623
0
0
BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
1971900
315000
SH
SOLE
315000
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
1871371
152765
SH
SOLE
152765
0
0
CION INVT CORP
COM
17259U204
1911574
180849
SH
SOLE
180849
0
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P209
1404310
44300
SH
SOLE
44300
0
0
CLEARBRIDGE MLP AND MIDSTRM
COM
184692200
1169636
33200
SH
SOLE
33200
0
0
DWS MUN INCOME TR
COM
233368109
193101
25078
SH
SOLE
25078
0
0
EATON VANCE LTD DURATION INC
COM
27828H105
1152600
127500
SH
SOLE
127500
0
0
FEDERATED HERMES PREM MUNI I
COM
31423P108
750229
78312
SH
SOLE
78312
0
0
FIRST TR SPECIALTY FIN AND FIN
COM BEN INTR
33733G109
301096
89346
SH
SOLE
89346
0
0
FS KKR CAP CORP
COM
302635206
2397258
121750
SH
SOLE
121750
0
0
MIDCAP FINANCIAL INVSTMNT CO
COM NEW
03761U502
137500
10000
SH
SOLE
10000
0
0
NEUBERGER BERMAN NEXT GENERA
COMMON STOCK
64133Q108
575382
55219
SH
SOLE
55219
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
2791400
340000
SH
SOLE
340000
0
0
NUVEEN MULTI ASSET INCOME FU
COM
670750108
794591
71456
SH
SOLE
71456
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
578071
57009
SH
SOLE
57009
0
0
NUVEEN REAL ASSET INCOME AND G
COM
67074Y105
412863
38876
SH
SOLE
38876
0
0
RUNWAY GROWTH FINANCE CORP
COM
78163D100
1765314
137700
SH
SOLE
137700
0
0
SABA CAPITAL INCOME AND OPRNT
SHS NEW
78518H202
804749
104785
SH
SOLE
104785
0
0
SARATOGA INVT CORP
COM NEW
80349A208
1336400
52000
SH
SOLE
52000
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
223016
20404
SH
SOLE
20404
0
0
VIRTUS TOTAL RETURN FD INC
COM
92835W107
1623466
338222
SH
SOLE
338222
0
0
WESTERN ASSET MUN PARTNERS F
COM
95766P108
387641
36639
SH
SOLE
36639
0
0
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
250500
75000
SH
SOLE
75000
0
0
VMWARE INC
CL A COM
928563402
49944000
300000
SH
SOLE
300000
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
43322460
5381672
SH
SOLE
5381672
0
0
CORNERSTONE TOTAL RETURN FD
COM
21924U300
20466247
2561482
SH
SOLE
2561482
0
0
CHINDATA GROUP HLDGS LTD
ADS
16955F107
56025000
6750000
SH
SOLE
6750000
0
0
SUMMIT THERAPEUTICS INC
COM
86627T108
56100
30000
SH
SOLE
30000
0
0
KNOW LABS INC
COM NEW
499238103
12500
50000
SH
SOLE
50000
0
0
OPERA LTD
SPONSORED ADS
68373M107
1652227
146604
SH
SOLE
146604
0
0
ARCHER AVIATION INC
COM CL A
03945R102
15874075
3137169
SH
SOLE
3137169
0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
281533
12950
SH
SOLE
12950
0
0