Operations Analyst

0001581655-24-000006.txt : 20240806 0001581655-24-000006.hdr.sgml : 20240806 20240806122216 ACCESSION NUMBER: 0001581655-24-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20240806 DATE AS OF CHANGE: 20240806 EFFECTIVENESS DATE: 20240806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpine Global Management, LLC CENTRAL INDEX KEY: 0001581655 ORGANIZATION NAME: IRS NUMBER: 461675291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15932 FILM NUMBER: 241178082 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-961-3213 MAIL ADDRESS: STREET 1: 140 BROADWAY 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: Alpine Partners VI, LLC DATE OF NAME CHANGE: 20130716 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001581655 XXXXXXXX 06-30-2023 06-30-2023 true 1 NEW HOLDINGS Alpine Global Management, LLC

140 BROADWAY 38TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-15932 N Alec Chapman Operations Analyst 6465178087 Alec Chapman New York NY 08-06-2024 0 203 363323379 INFORMATION TABLE 2 13F_Pos_2023_Q2.xml ALPINE GLOBAL MANAGEMENT LLC 13F Q2 2023 AMENDMENT SUBMISSION IMMUNOME INC COM 45257U108 2894831 365971 SH SOLE 365971 0 0 IMMUNOVANT INC COM 45258J102 27308150 1439544 SH SOLE 1439544 0 0 CARA THERAPEUTICS INC COM 140755109 96260 34014 SH SOLE 34014 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 353008 4349 SH SOLE 4349 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 375529 11140 SH SOLE 11140 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4082908 30761 SH SOLE 30761 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 311765 2905 SH SOLE 2905 0 0 ISHARES TR U.S. REAL ES ETF 464287739 424479 4905 SH SOLE 4905 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 687075 8291 SH SOLE 8291 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 555830 3197 SH SOLE 3197 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 257326 3954 SH SOLE 3954 0 0 ACTIVISION BLIZZARD INC COM 00507V109 4235822 50247 SH SOLE 50247 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 2743500 50000 SH SOLE 50000 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 2182000 100000 SH SOLE 100000 0 0 ARLINGTON ASSET INVST CORP CL A NEW 041356205 92600 20000 SH SOLE 20000 0 0 FORGEROCK INC CL A 34631B101 421481 20520 SH SOLE 20520 0 0 FRANCHISE GROUP INC COM 35180X105 2148000 75000 SH SOLE 75000 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 23750739 230926 SH SOLE 230926 0 0 KENSINGTON CAPITAL ACQUISITI SHS CL A G5251K103 2640000 250000 SH SOLE 250000 0 0 SEAGEN INC COM 81181C104 3849200 20000 SH SOLE 20000 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 2007000 225000 SH SOLE 225000 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 3593000 50000 SH SOLE 50000 0 0 SPIRIT AIRLS INC COM 848577102 1716000 100000 SH SOLE 100000 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 2814000 75000 SH SOLE 75000 0 0 COMPUTE HEALTH ACQUISITIN CO UNIT 99/99/9999 204833206 170877 15866 SH SOLE 15866 0 0 ROBINHOOD MKTS INC COM CL A 770700102 21555493 2159869 SH SOLE 2159869 0 0 ARTELO BIOSCIENCES INC *W EXP 06/20/202 04301G128 699 14099 SH SOLE 14099 0 0 ECARX HOLDINGS INC *W EXP 12/20/202 G29201111 1061 14302 SH SOLE 14302 0 0 ENERGEM CORP *W EXP 11/15/202 G30449121 618 10300 SH SOLE 10300 0 0 FIRST LT ACQUISITION GROUP I *W EXP 03/14/202 320703119 1748 15400 SH SOLE 15400 0 0 MINORITY EQUALITY OPPORTUNIT *W EXP 08/26/202 60436Q118 1793 22355 SH SOLE 22355 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 6966875 212340 SH SOLE 212340 0 0 AURORA INNOVATION INC *W EXP 11/03/202 051774115 5750 12500 SH SOLE 12500 0 0 BERKSHIRE GREY INC *W EXP 07/21/202 084656115 5022 15000 SH SOLE 15000 0 0 CORMEDIX INC COM 21900C308 79300 20000 SH SOLE 20000 0 0 GENEDX HOLDINGS CORP *W EXP 07/22/202 81663L119 142 20000 SH SOLE 20000 0 0 MITEK SYS INC NOTE 0.750% 2/0 606710AA9 173476 200 SH SOLE 200 0 0 PAR TECHNOLOGY CORP NOTE 1.500%10/1 698884AE3 790500 1000 SH SOLE 1000 0 0 REDFIN CORP NOTE 0.500% 4/0 75737FAE8 684300 1000 SH SOLE 1000 0 0 ABSCI CORPORATION COM 00091E109 73626 48438 SH SOLE 48438 0 0 AGREE RLTY CORP COM 008492100 286539 4382 SH SOLE 4382 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 328871 3610 SH SOLE 3610 0 0 ASSERTIO HOLDINGS INC COM NEW 04546C205 128210 23655 SH SOLE 23655 0 0 CELSIUS HLDGS INC COM NEW 15118V207 404752 2713 SH SOLE 2713 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 678285 9145 SH SOLE 9145 0 0 CROCS INC COM 227046109 275590 2451 SH SOLE 2451 0 0 EMCOR GROUP INC COM 29084Q100 395429 2140 SH SOLE 2140 0 0 EMERSON ELEC CO COM 291011104 2507871 27745 SH SOLE 27745 0 0 FARADAY FUTRE INTLGT ELCTR I COM 307359109 2008 10038 SH SOLE 10038 0 0 GENERAL ELECTRIC CO COM NEW 369604301 2301907 20955 SH SOLE 20955 0 0 HALLADOR ENERGY COMPANY COM 40609P105 159736 18639 SH SOLE 18639 0 0 HOULIHAN LOKEY INC CL A 441593100 236927 2410 SH SOLE 2410 0 0 HUBBELL INC COM 443510607 719154 2169 SH SOLE 2169 0 0 ILLINOIS TOOL WKS INC COM 452308109 2791786 11160 SH SOLE 11160 0 0 INSPIRE MED SYS INC COM 457730109 365220 1125 SH SOLE 1125 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 323583 5209 SH SOLE 5209 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1990191 20596 SH SOLE 20596 0 0 KARUNA THERAPEUTICS INC COM 48576A100 261304 1205 SH SOLE 1205 0 0 KINSALE CAP GROUP INC COM 49714P108 318818 852 SH SOLE 852 0 0 LATCH INC COM 51818V106 19688 14164 SH SOLE 14164 0 0 LL FLOORING HOLDINGS INC COM 55003T107 201512 52614 SH SOLE 52614 0 0 MEDPACE HLDGS INC COM 58506Q109 249537 1039 SH SOLE 1039 0 0 MOODYS CORP COM 615369105 3109660 8943 SH SOLE 8943 0 0 MURPHY USA INC COM 626755102 248888 800 SH SOLE 800 0 0 OCCIDENTAL PETE CORP COM 674599105 725592 12340 SH SOLE 12340 0 0 PROVIDENT FINL SVCS INC COM 74386T105 1761779 107820 SH SOLE 107820 0 0 RBC BEARINGS INC COM 75524B104 302283 1390 SH SOLE 1390 0 0 RLI CORP COM 749607107 243190 1782 SH SOLE 1782 0 0 ROPER TECHNOLOGIES INC COM 776696106 3065581 6376 SH SOLE 6376 0 0 ROSS STORES INC COM 778296103 3429048 30581 SH SOLE 30581 0 0 SAIA INC COM 78709Y105 411919 1203 SH SOLE 1203 0 0 SAVERS VALUE VLG INC COM 80517M109 445560 18800 SH SOLE 18800 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 538114 7410 SH SOLE 7410 0 0 SHOCKWAVE MED INC COM 82489T104 395578 1386 SH SOLE 1386 0 0 SPDR GOLD TR GOLD SHS 78463V107 449240 2520 SH SOLE 2520 0 0 SPDR SER TR S AND P INS ETF 78464A789 3119880 76318 SH SOLE 76318 0 0 SPDR S AND P MIDCAP 400 ETF TR UTSER1 S AND PDCRP 78467Y107 462627 966 SH SOLE 966 0 0 SPDR SER TR COMP SOFTWARE 78464A599 418450 3138 SH SOLE 3138 0 0 SPIRE GLOBAL INC COM CL A 848560108 25495 49505 SH SOLE 49505 0 0 STAG INDL INC COM 85254J102 328768 9163 SH SOLE 9163 0 0 STRYKER CORPORATION COM 863667101 2208241 7238 SH SOLE 7238 0 0 TERNS PHARMACEUTICALS INC COM 880881107 93231 10655 SH SOLE 10655 0 0 TEXAS ROADHOUSE INC COM 882681109 314272 2799 SH SOLE 2799 0 0 UNION PAC CORP COM 907818108 3334488 16296 SH SOLE 16296 0 0 UR-ENERGY INC COM 91688R108 843971 803782 SH SOLE 803782 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 643864 9839 SH SOLE 9839 0 0 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 2729864 33401 SH SOLE 33401 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 4008590 26329 SH SOLE 26329 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 232925 1434 SH SOLE 1434 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 210594 1415 SH SOLE 1415 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 7199452 32701 SH SOLE 32701 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 3299156 9375 SH SOLE 9375 0 0 WINGSTOP INC COM 974155103 241793 1208 SH SOLE 1208 0 0 ZEROFOX HLDGS INC COM 98955G103 106617 106617 SH SOLE 106617 0 0 ZOETIS INC CL A 98978V103 2582633 14997 SH SOLE 14997 0 0 COUPANG INC CL A 22266T109 871009 50058 SH SOLE 50058 0 0 ENERGY FUELS INC COM NEW 292671708 1248000 200000 SH SOLE 200000 0 0 GRAB HOLDINGS LIMITED *W EXP 12/01/202 G4124C117 7878 17800 SH SOLE 17800 0 0 GUARDFORCE AI CO LTD SHS NEW G4236L138 100800 20000 SH SOLE 20000 0 0 IONQ INC COM 46222L108 169125 12500 SH SOLE 12500 0 0 LEAFLY HOLDINGS INC *W EXP 02/04/202 52178J113 1507 49750 SH SOLE 49750 0 0 LUCID GROUP INC COM 549498103 689000 100000 SH SOLE 100000 0 0 LUMIRADX LTD SHS G5709L109 480000 1000000 SH SOLE 1000000 0 0 THE ONCOLOGY INSTITUTE INC *W EXP 11/15/202 68236X118 1126 25024 SH SOLE 25024 0 0 SNAIL INC CLASS A COM 83301J100 119250 75000 SH SOLE 75000 0 0 URANIUM ENERGY CORP COM 916896103 680000 200000 SH SOLE 200000 0 0 VILLAGE FARMS INTL INC COM 92707Y108 119760 200000 SH SOLE 200000 0 0 XERIS BIOPHARMA HOLDINGS INC COM 98422E103 589500 225000 SH SOLE 225000 0 0 XPAC ACQUISITION CORP *W EXP 99/99/999 G9831X122 8564 99580 SH SOLE 99580 0 0 VMWARE INC CL A COM 928563402 682671 4751 SH SOLE 4751 0 0 ARCO PLATFORM LTD COM CL A G04553106 294516 24260 SH SOLE 24260 0 0 DICE THERAPEUTICS INC COM 23345J104 696900 15000 SH SOLE 15000 0 0 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 748825 57869 SH SOLE 57869 0 0 IVERIC BIO INC COM 46583P102 295050 7500 SH SOLE 7500 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 146748 66402 SH SOLE 66402 0 0 SYNEOS HEALTH INC CL A 87166B102 1913156 45400 SH SOLE 45400 0 0 TRITON INTL LTD CL A G9078F107 2828425 33971 SH SOLE 33971 0 0 NKARTA INC COM 65487U108 124878 57022 SH SOLE 57022 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 16600 12868 SH SOLE 12868 0 0 TUSIMPLE HLDGS INC CL A 90089L108 45403 27351 SH SOLE 27351 0 0 VS TRUST 2X LONG VIX FUT 92891H408 98914 22178 SH SOLE 22178 0 0 5E ADVANCED MATERIALS INC COMMON STOCK 33830Q109 53323 16257 SH SOLE 16257 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 56258 12786 SH SOLE 12786 0 0 COCA COLA CO COM 191216100 3312702 55010 SH SOLE 55010 0 0 CONTEXTLOGIC INC CL A NEW 21077C305 71018 10793 SH SOLE 10793 0 0 CURO GROUP HOLDINGS CORP COM 23131L107 51917 38457 SH SOLE 38457 0 0 DEVON ENERGY CORP NEW COM 25179M103 380242 7866 SH SOLE 7866 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 367053 2252 SH SOLE 2252 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 666434 1804 SH SOLE 1804 0 0 INVESCO EXCHANGE TRADED FD T S AND P500 EQL WGT 46137V357 355545 2376 SH SOLE 2376 0 0 ISHARES TR 20 YR TR BD ETF 464287432 720992 7004 SH SOLE 7004 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 319939 3312 SH SOLE 3312 0 0 ISHARES TR ISHARES BIOTECH 464287556 502762 3960 SH SOLE 3960 0 0 ISHARES TR EXPANDED TECH 464287515 997259 2883 SH SOLE 2883 0 0 ISHARES TR IBOXX INV CP ETF 464287242 388763 3595 SH SOLE 3595 0 0 ISHARES TR JPMORGAN USD EMG 464288281 204234 2360 SH SOLE 2360 0 0 ISHARES TR MSCI EAFE ETF 464287465 611828 8439 SH SOLE 8439 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 234957 3161 SH SOLE 3161 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 302973 1101 SH SOLE 1101 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 288198 1826 SH SOLE 1826 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 268625 1107 SH SOLE 1107 0 0 LUMEN TECHNOLOGIES INC COM 550241103 62823 27798 SH SOLE 27798 0 0 MARKETWISE INC COM CL A 57064P107 24806 12403 SH SOLE 12403 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 749011 47078 SH SOLE 47078 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 432568 11477 SH SOLE 11477 0 0 SEA LTD SPONSORD ADS 81141R100 1019995 17574 SH SOLE 17574 0 0 SERES THERAPEUTICS INC COM 81750R102 67855 14166 SH SOLE 14166 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 613564 6667 SH SOLE 6667 0 0 UNITED STS NAT GAS FD LP UNIT PAR 912318300 130043 17526 SH SOLE 17526 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 436204 14487 SH SOLE 14487 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 541664 8779 SH SOLE 8779 0 0 AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 02376RAF9 2562000 2000 SH SOLE 2000 0 0 ARRAY TECHNOLOGIES INC NOTE 1.000%12/0 04271TAB6 5184608 4532 SH SOLE 4532 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 806124 9300 SH SOLE 9300 0 0 CERENCE INC COM 156727109 263070 9000 SH SOLE 9000 0 0 CONMED CORP NOTE 2.250% 6/1 207410AH4 5022000 4500 SH SOLE 4500 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 5477500 5000 SH SOLE 5000 0 0 INTERDIGITAL INC NOTE 3.500% 6/0 45867GAD3 2696180 2000 SH SOLE 2000 0 0 PROGRESS SOFTWARE CORP NOTE 1.000% 4/1 743312AB6 1642500 1500 SH SOLE 1500 0 0 BLOCK INC NOTE 0.125% 3/0 852234AF0 4241250 4500 SH SOLE 4500 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 5472000 5000 SH SOLE 5000 0 0 AIR LEASE CORP CL A 00912X302 281734 6732 SH SOLE 6732 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 297639 25096 SH SOLE 25096 0 0 BLACKROCK CAP ALLOCATION TER COM 09260U109 903563 59250 SH SOLE 59250 0 0 BLACKROCK CAP INVT CORP COM 092533108 653983 199385 SH SOLE 199385 0 0 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 451280 46096 SH SOLE 46096 0 0 BLACKROCK ESG CAP ALLC TERM SHS BEN INT 09262F100 945159 60355 SH SOLE 60355 0 0 BLACKROCK HEALTH SCIENCES TE COM SHS 09260E105 461599 28112 SH SOLE 28112 0 0 BLACKROCK INNOVATION AND GRW SHS BEN INT 09260Q108 476103 60650 SH SOLE 60650 0 0 BLACKROCK INVT QUALITY MUN T COM 09247D105 512081 44031 SH SOLE 44031 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 586025 51226 SH SOLE 51226 0 0 BLACKROCK MUNI INCOME TR II COM 09249N101 648959 62340 SH SOLE 62340 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 424677 43736 SH SOLE 43736 0 0 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 386174 57381 SH SOLE 57381 0 0 CION INVT CORP COM 17259U204 667123 64270 SH SOLE 64270 0 0 CRESCENT CAP BDC INC COM 225655109 987552 65228 SH SOLE 65228 0 0 FEDERATED HERMES PREM MUNI I COM 31423P108 464659 43712 SH SOLE 43712 0 0 FIRST TR SPECIALTY FIN AND FIN COM BEN INTR 33733G109 244614 75035 SH SOLE 75035 0 0 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 704112 148234 SH SOLE 148234 0 0 MIDCAP FINANCIAL INVSTMNT CO COM NEW 03761U502 627598 49968 SH SOLE 49968 0 0 NEUBERGER BERMAN NEXT GENERA COMMON STOCK 64133Q108 252010 23099 SH SOLE 23099 0 0 NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 653484 83780 SH SOLE 83780 0 0 NUVEEN MULTI ASSET INCOME FU COM 670750108 508656 43624 SH SOLE 43624 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 372271 33032 SH SOLE 33032 0 0 NUVEEN SR INCOME FD COM 67067Y104 518145 113132 SH SOLE 113132 0 0 NUVEEN SHORT DURATION CR OPP COM 67074X107 273712 23698 SH SOLE 23698 0 0 PENNANTPARK INVT CORP COM 708062104 639890 108640 SH SOLE 108640 0 0 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 132349 11569 SH SOLE 11569 0 0 RUNWAY GROWTH FINANCE CORP COM 78163D100 1089406 88211 SH SOLE 88211 0 0 SABA CAPITAL INCOME AND OPRNT SHS NEW 78518H202 839824 109068 SH SOLE 109068 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 151060 36488 SH SOLE 36488 0 0 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 232285 23357 SH SOLE 23357 0 0 VIRTUS TOTAL RETURN FD INC COM 92835W107 158907 26136 SH SOLE 26136 0 0 WESTERN ASSET MUN PARTNERS F COM 95766P108 197150 16848 SH SOLE 16848 0 0 APPLE INC COM 037833100 23276400 120000 SH SOLE 120000 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 358269 47833 SH SOLE 47833 0 0 LONGEVERON INC COM 54303L104 253500 75000 SH SOLE 75000 0 0 TRANSPHORM INC COM 89386L100 250580 73700 SH SOLE 73700 0 0 KENVUE INC COM 49177J102 660500 25000 SH SOLE 25000 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 45155422 5388475 SH SOLE 5388475 0 0 CORNERSTONE TOTAL RETURN FD COM 21924U300 20516053 2564506 SH SOLE 2564506 0 0 SUMMIT THERAPEUTICS INC COM 86627T108 75300 30000 SH SOLE 30000 0 0 ARCHER AVIATION INC COM CL A 03945R102 12925136 3137169 SH SOLE 3137169 0 0