Operations Analyst

0001581655-23-000004.txt : 20230814 0001581655-23-000004.hdr.sgml : 20230814 20230814103832 ACCESSION NUMBER: 0001581655-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpine Global Management, LLC CENTRAL INDEX KEY: 0001581655 IRS NUMBER: 461675291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15932 FILM NUMBER: 231167170 BUSINESS ADDRESS: STREET 1: 140 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-961-3213 MAIL ADDRESS: STREET 1: 140 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: Alpine Partners VI, LLC DATE OF NAME CHANGE: 20130716 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001581655 XXXXXXXX 06-30-2023 06-30-2023 Alpine Global Management, LLC

140 BROADWAY, 38TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-15932 N Alec Chapman Operations Analyst 5852004562 Alec Chapman New Yorjk NY 08-14-2023 0 192 329387000 false INFORMATION TABLE 2 13F_Pos_2023_Q2.xml ALPINE GLOBAL MANAGEMENT Q2 2023 IMMUNOME INC COM 45257U108 2895 365971 SH SOLE 365971 0 0 IMMUNOVANT INC COM 45258J102 27308 1439544 SH SOLE 1439544 0 0 CARA THERAPEUTICS INC COM 140755109 96 34014 SH SOLE 34014 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 353 4349 SH SOLE 4349 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 376 11140 SH SOLE 11140 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4083 30761 SH SOLE 30761 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 312 2905 SH SOLE 2905 0 0 ISHARES TR U.S. REAL ES ETF 464287739 424 4905 SH SOLE 4905 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 687 8291 SH SOLE 8291 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 556 3197 SH SOLE 3197 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 257 3954 SH SOLE 3954 0 0 ACTIVISION BLIZZARD INC COM 00507V109 4236 50247 SH SOLE 50247 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 2744 50000 SH SOLE 50000 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 2182 100000 SH SOLE 100000 0 0 ARLINGTON ASSET INVST CORP CL A NEW 041356205 93 20000 SH SOLE 20000 0 0 FORGEROCK INC CL A 34631B101 421 20520 SH SOLE 20520 0 0 FRANCHISE GROUP INC COM 35180X105 2148 75000 SH SOLE 75000 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 23751 230926 SH SOLE 230926 0 0 KENSINGTON CAPITAL ACQUISITI SHS CL A G5251K103 2640 250000 SH SOLE 250000 0 0 SEAGEN INC COM 81181C104 3849 20000 SH SOLE 20000 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 2007 225000 SH SOLE 225000 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 3593 50000 SH SOLE 50000 0 0 SPIRIT AIRLS INC COM 848577102 1716 100000 SH SOLE 100000 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 2814 75000 SH SOLE 75000 0 0 COMPUTE HEALTH ACQUISITIN CO UNIT 99/99/9999 204833206 171 15866 SH SOLE 15866 0 0 ROBINHOOD MKTS INC COM CL A 770700102 21555 2159869 SH SOLE 2159869 0 0 ARTELO BIOSCIENCES INC *W EXP 06/20/202 04301G128 1 14099 SH SOLE 14099 0 0 ECARX HOLDINGS INC *W EXP 12/20/202 G29201111 1 14302 SH SOLE 14302 0 0 ENERGEM CORP *W EXP 11/15/202 G30449121 1 10300 SH SOLE 10300 0 0 FIRST LT ACQUISITION GROUP I *W EXP 03/14/202 320703119 2 15400 SH SOLE 15400 0 0 MINORITY EQUALITY OPPORTUNIT *W EXP 08/26/202 60436Q118 2 22355 SH SOLE 22355 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 6967 212340 SH SOLE 212340 0 0 AURORA INNOVATION INC *W EXP 11/03/202 051774115 6 12500 SH SOLE 12500 0 0 BERKSHIRE GREY INC *W EXP 07/21/202 084656115 5 15000 SH SOLE 15000 0 0 CORMEDIX INC COM 21900C308 79 20000 SH SOLE 20000 0 0 GENEDX HOLDINGS CORP *W EXP 07/22/202 81663L119 0 20000 SH SOLE 20000 0 0 ABSCI CORPORATION COM 00091E109 74 48438 SH SOLE 48438 0 0 AGREE RLTY CORP COM 008492100 287 4382 SH SOLE 4382 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 329 3610 SH SOLE 3610 0 0 ASSERTIO HOLDINGS INC COM NEW 04546C205 128 23655 SH SOLE 23655 0 0 CELSIUS HLDGS INC COM NEW 15118V207 405 2713 SH SOLE 2713 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 678 9145 SH SOLE 9145 0 0 CROCS INC COM 227046109 276 2451 SH SOLE 2451 0 0 EMCOR GROUP INC COM 29084Q100 395 2140 SH SOLE 2140 0 0 EMERSON ELEC CO COM 291011104 2508 27745 SH SOLE 27745 0 0 FARADAY FUTRE INTLGT ELCTR I COM 307359109 2 10038 SH SOLE 10038 0 0 GENERAL ELECTRIC CO COM NEW 369604301 2302 20955 SH SOLE 20955 0 0 HALLADOR ENERGY COMPANY COM 40609P105 160 18639 SH SOLE 18639 0 0 HOULIHAN LOKEY INC CL A 441593100 237 2410 SH SOLE 2410 0 0 HUBBELL INC COM 443510607 719 2169 SH SOLE 2169 0 0 ILLINOIS TOOL WKS INC COM 452308109 2792 11160 SH SOLE 11160 0 0 INSPIRE MED SYS INC COM 457730109 365 1125 SH SOLE 1125 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 324 5209 SH SOLE 5209 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1990 20596 SH SOLE 20596 0 0 KARUNA THERAPEUTICS INC COM 48576A100 261 1205 SH SOLE 1205 0 0 KINSALE CAP GROUP INC COM 49714P108 319 852 SH SOLE 852 0 0 LATCH INC COM 51818V106 20 14164 SH SOLE 14164 0 0 LL FLOORING HOLDINGS INC COM 55003T107 202 52614 SH SOLE 52614 0 0 MEDPACE HLDGS INC COM 58506Q109 250 1039 SH SOLE 1039 0 0 MOODYS CORP COM 615369105 3110 8943 SH SOLE 8943 0 0 MURPHY USA INC COM 626755102 249 800 SH SOLE 800 0 0 OCCIDENTAL PETE CORP COM 674599105 726 12340 SH SOLE 12340 0 0 PROVIDENT FINL SVCS INC COM 74386T105 1762 107820 SH SOLE 107820 0 0 RBC BEARINGS INC COM 75524B104 302 1390 SH SOLE 1390 0 0 RLI CORP COM 749607107 243 1782 SH SOLE 1782 0 0 ROPER TECHNOLOGIES INC COM 776696106 3066 6376 SH SOLE 6376 0 0 ROSS STORES INC COM 778296103 3429 30581 SH SOLE 30581 0 0 SAIA INC COM 78709Y105 412 1203 SH SOLE 1203 0 0 SAVERS VALUE VLG INC COM 80517M109 446 18800 SH SOLE 18800 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 538 7410 SH SOLE 7410 0 0 SHOCKWAVE MED INC COM 82489T104 396 1386 SH SOLE 1386 0 0 SPDR GOLD TR GOLD SHS 78463V107 449 2520 SH SOLE 2520 0 0 SPDR SER TR S AND P INS ETF 78464A789 3120 76318 SH SOLE 76318 0 0 SPDR S AND P MIDCAP 400 ETF TR UTSER1 S AND PDCRP 78467Y107 463 966 SH SOLE 966 0 0 SPDR SER TR COMP SOFTWARE 78464A599 418 3138 SH SOLE 3138 0 0 SPIRE GLOBAL INC COM CL A 848560108 25 49505 SH SOLE 49505 0 0 STAG INDL INC COM 85254J102 329 9163 SH SOLE 9163 0 0 STRYKER CORPORATION COM 863667101 2208 7238 SH SOLE 7238 0 0 TERNS PHARMACEUTICALS INC COM 880881107 93 10655 SH SOLE 10655 0 0 TEXAS ROADHOUSE INC COM 882681109 314 2799 SH SOLE 2799 0 0 UNION PAC CORP COM 907818108 3334 16296 SH SOLE 16296 0 0 UR-ENERGY INC COM 91688R108 844 803782 SH SOLE 803782 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 644 9839 SH SOLE 9839 0 0 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 2730 33401 SH SOLE 33401 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 4009 26329 SH SOLE 26329 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 233 1434 SH SOLE 1434 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 211 1415 SH SOLE 1415 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 7199 32701 SH SOLE 32701 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 3299 9375 SH SOLE 9375 0 0 WINGSTOP INC COM 974155103 242 1208 SH SOLE 1208 0 0 ZEROFOX HLDGS INC COM 98955G103 107 106617 SH SOLE 106617 0 0 ZOETIS INC CL A 98978V103 2583 14997 SH SOLE 14997 0 0 COUPANG INC CL A 22266T109 871 50058 SH SOLE 50058 0 0 ENERGY FUELS INC COM NEW 292671708 1248 200000 SH SOLE 200000 0 0 GRAB HOLDINGS LIMITED *W EXP 12/01/202 G4124C117 8 17800 SH SOLE 17800 0 0 GUARDFORCE AI CO LTD SHS NEW G4236L138 101 20000 SH SOLE 20000 0 0 IONQ INC COM 46222L108 169 12500 SH SOLE 12500 0 0 LEAFLY HOLDINGS INC *W EXP 02/04/202 52178J113 2 49750 SH SOLE 49750 0 0 LUCID GROUP INC COM 549498103 689 100000 SH SOLE 100000 0 0 LUMIRADX LTD SHS G5709L109 480 1000000 SH SOLE 1000000 0 0 THE ONCOLOGY INSTITUTE INC *W EXP 11/15/202 68236X118 1 25024 SH SOLE 25024 0 0 SNAIL INC CLASS A COM 83301J100 119 75000 SH SOLE 75000 0 0 URANIUM ENERGY CORP COM 916896103 680 200000 SH SOLE 200000 0 0 VILLAGE FARMS INTL INC COM 92707Y108 120 200000 SH SOLE 200000 0 0 XERIS BIOPHARMA HOLDINGS INC COM 98422E103 590 225000 SH SOLE 225000 0 0 XPAC ACQUISITION CORP *W EXP 99/99/999 G9831X122 9 99580 SH SOLE 99580 0 0 VMWARE INC CL A COM 928563402 683 4751 SH SOLE 4751 0 0 ARCO PLATFORM LTD COM CL A G04553106 295 24260 SH SOLE 24260 0 0 DICE THERAPEUTICS INC COM 23345J104 697 15000 SH SOLE 15000 0 0 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 749 57869 SH SOLE 57869 0 0 IVERIC BIO INC COM 46583P102 295 7500 SH SOLE 7500 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 147 66402 SH SOLE 66402 0 0 SYNEOS HEALTH INC CL A 87166B102 1913 45400 SH SOLE 45400 0 0 TRITON INTL LTD CL A G9078F107 2828 33971 SH SOLE 33971 0 0 NKARTA INC COM 65487U108 125 57022 SH SOLE 57022 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 17 12868 SH SOLE 12868 0 0 TUSIMPLE HLDGS INC CL A 90089L108 45 27351 SH SOLE 27351 0 0 VS TRUST 2X LONG VIX FUT 92891H408 99 22178 SH SOLE 22178 0 0 5E ADVANCED MATERIALS INC COMMON STOCK 33830Q109 53 16257 SH SOLE 16257 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 56 12786 SH SOLE 12786 0 0 COCA COLA CO COM 191216100 3313 55010 SH SOLE 55010 0 0 CONTEXTLOGIC INC CL A NEW 21077C305 71 10793 SH SOLE 10793 0 0 CURO GROUP HOLDINGS CORP COM 23131L107 52 38457 SH SOLE 38457 0 0 DEVON ENERGY CORP NEW COM 25179M103 380 7866 SH SOLE 7866 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 367 2252 SH SOLE 2252 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 666 1804 SH SOLE 1804 0 0 INVESCO EXCHANGE TRADED FD T S AND P500 EQL WGT 46137V357 356 2376 SH SOLE 2376 0 0 ISHARES TR 20 YR TR BD ETF 464287432 721 7004 SH SOLE 7004 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 320 3312 SH SOLE 3312 0 0 ISHARES TR ISHARES BIOTECH 464287556 503 3960 SH SOLE 3960 0 0 ISHARES TR EXPANDED TECH 464287515 997 2883 SH SOLE 2883 0 0 ISHARES TR IBOXX INV CP ETF 464287242 389 3595 SH SOLE 3595 0 0 ISHARES TR JPMORGAN USD EMG 464288281 204 2360 SH SOLE 2360 0 0 ISHARES TR MSCI EAFE ETF 464287465 612 8439 SH SOLE 8439 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 235 3161 SH SOLE 3161 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 303 1101 SH SOLE 1101 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 288 1826 SH SOLE 1826 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 269 1107 SH SOLE 1107 0 0 LUMEN TECHNOLOGIES INC COM 550241103 63 27798 SH SOLE 27798 0 0 MARKETWISE INC COM CL A 57064P107 25 12403 SH SOLE 12403 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 749 47078 SH SOLE 47078 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 433 11477 SH SOLE 11477 0 0 SEA LTD SPONSORD ADS 81141R100 1020 17574 SH SOLE 17574 0 0 SERES THERAPEUTICS INC COM 81750R102 68 14166 SH SOLE 14166 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 614 6667 SH SOLE 6667 0 0 UNITED STS NAT GAS FD LP UNIT PAR 912318300 130 17526 SH SOLE 17526 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 436 14487 SH SOLE 14487 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 542 8779 SH SOLE 8779 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 806 9300 SH SOLE 9300 0 0 CERENCE INC COM 156727109 263 9000 SH SOLE 9000 0 0 AIR LEASE CORP CL A 00912X302 282 6732 SH SOLE 6732 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 298 25096 SH SOLE 25096 0 0 BLACKROCK CAP ALLOCATION TER COM 09260U109 904 59250 SH SOLE 59250 0 0 BLACKROCK CAP INVT CORP COM 092533108 654 199385 SH SOLE 199385 0 0 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 451 46096 SH SOLE 46096 0 0 BLACKROCK ESG CAP ALLC TERM SHS BEN INT 09262F100 945 60355 SH SOLE 60355 0 0 BLACKROCK HEALTH SCIENCES TE COM SHS 09260E105 462 28112 SH SOLE 28112 0 0 BLACKROCK INNOVATION AND GRW SHS BEN INT 09260Q108 476 60650 SH SOLE 60650 0 0 BLACKROCK INVT QUALITY MUN T COM 09247D105 512 44031 SH SOLE 44031 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 586 51226 SH SOLE 51226 0 0 BLACKROCK MUNI INCOME TR II COM 09249N101 649 62340 SH SOLE 62340 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 425 43736 SH SOLE 43736 0 0 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 386 57381 SH SOLE 57381 0 0 CION INVT CORP COM 17259U204 667 64270 SH SOLE 64270 0 0 CRESCENT CAP BDC INC COM 225655109 988 65228 SH SOLE 65228 0 0 FEDERATED HERMES PREM MUNI I COM 31423P108 465 43712 SH SOLE 43712 0 0 FIRST TR SPECIALTY FIN AND FIN COM BEN INTR 33733G109 245 75035 SH SOLE 75035 0 0 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 704 148234 SH SOLE 148234 0 0 MIDCAP FINANCIAL INVSTMNT CO COM NEW 03761U502 628 49968 SH SOLE 49968 0 0 NEUBERGER BERMAN NEXT GENERA COMMON STOCK 64133Q108 252 23099 SH SOLE 23099 0 0 NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 653 83780 SH SOLE 83780 0 0 NUVEEN MULTI ASSET INCOME FU COM 670750108 509 43624 SH SOLE 43624 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 372 33032 SH SOLE 33032 0 0 NUVEEN SR INCOME FD COM 67067Y104 518 113132 SH SOLE 113132 0 0 NUVEEN SHORT DURATION CR OPP COM 67074X107 274 23698 SH SOLE 23698 0 0 PENNANTPARK INVT CORP COM 708062104 640 108640 SH SOLE 108640 0 0 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 132 11569 SH SOLE 11569 0 0 RUNWAY GROWTH FINANCE CORP COM 78163D100 1089 88211 SH SOLE 88211 0 0 SABA CAPITAL INCOME AND OPRNT SHS NEW 78518H202 840 109068 SH SOLE 109068 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 151 36488 SH SOLE 36488 0 0 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 232 23357 SH SOLE 23357 0 0 VIRTUS TOTAL RETURN FD INC COM 92835W107 159 26136 SH SOLE 26136 0 0 WESTERN ASSET MUN PARTNERS F COM 95766P108 197 16848 SH SOLE 16848 0 0 APPLE INC COM 037833100 23276 120000 SH SOLE 120000 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 358 47833 SH SOLE 47833 0 0 LONGEVERON INC COM 54303L104 254 75000 SH SOLE 75000 0 0 TRANSPHORM INC COM 89386L100 251 73700 SH SOLE 73700 0 0 KENVUE INC COM 49177J102 661 25000 SH SOLE 25000 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 45155 5388475 SH SOLE 5388475 0 0 CORNERSTONE TOTAL RETURN FD COM 21924U300 20516 2564506 SH SOLE 2564506 0 0 SUMMIT THERAPEUTICS INC COM 86627T108 75 30000 SH SOLE 30000 0 0 ARCHER AVIATION INC COM CL A 03945R102 12925 3137169 SH SOLE 3137169 0 0