0001581655-21-000010.txt : 20211112
0001581655-21-000010.hdr.sgml : 20211112
20211112133315
ACCESSION NUMBER: 0001581655-21-000010
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alpine Global Management, LLC
CENTRAL INDEX KEY: 0001581655
IRS NUMBER: 461675291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15932
FILM NUMBER: 211402297
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 646-961-3213
MAIL ADDRESS:
STREET 1: 140 BROADWAY, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: Alpine Partners VI, LLC
DATE OF NAME CHANGE: 20130716
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RESTATEMENT
Alpine Global Management, LLC
140 BROADWAY, 38TH FLOOR
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-15932
N
Alec Chapman
Operations Analyst
646-517-8087
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New York
NY
11-12-2021
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COM
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45258J102
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92244F208
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DOMTAR CORP
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34960P101
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LIBERTY MEDIA ACQUISITION CO
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50000
0
0
OUTSET MED INC
COM
690145107
370
7493
SH
SOLE
7493
0
0
PAR TECHNOLOGY CORP
NOTE 1.500%10/1
698884AE3
1071
1000000
SH
SOLE
1000000
0
0
PAR TECHNOLOGY CORP
COM
698884103
461
7500
SH
SOLE
7500
0
0
SEMA4 HOLDINGS CORP
*W EXP 07/22/202
81663L119
85
39950
SH
SOLE
39950
0
0
TURNING PT BRANDS INC
COM
90041L105
478
10000
SH
SOLE
10000
0
0
TWILIO INC
CL A
90138F102
2552
8000
SH
SOLE
8000
0
0
MICROVAST HOLDINGS INC
COM
59516C106
3859
469437
SH
SOLE
469437
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
28
13054
SH
SOLE
13054
0
0
ARKO CORP
COM
041242108
200
19763
SH
SOLE
19763
0
0
ASANA INC
CL A
04342Y104
289
2783
SH
SOLE
2783
0
0
BILL COM HLDGS INC
COM
090043100
1473
5519
SH
SOLE
5519
0
0
CANNAE HLDGS INC
COM
13765N107
1329
42706
SH
SOLE
42706
0
0
CONDUENT INC
COM
206787103
200
30395
SH
SOLE
30395
0
0
ENCOMPASS HEALTH CORP
COM
29261A100
1197
15957
SH
SOLE
15957
0
0
FIRST FINL BANKSHARES INC
COM
32020R109
550
11959
SH
SOLE
11959
0
0
FIVERR INTL LTD
ORD SHS
M4R82T106
579
3171
SH
SOLE
3171
0
0
J2 GLOBAL INC
COM
48123V102
2062
15093
SH
SOLE
15093
0
0
KORNIT DIGITAL LTD
SHS
M6372Q113
793
5476
SH
SOLE
5476
0
0
LANDEC CORP
COM
514766104
181
19589
SH
SOLE
19589
0
0
HCA HEALTHCARE INC
COM
40412C101
4292
17683
SH
SOLE
17683
0
0
LAUREATE EDUCATION INC
CL A
518613203
3412
200824
SH
SOLE
200824
0
0
LIBERTY MEDIA CORP DEL
COM C BRAVES GRP
531229888
202
7654
SH
SOLE
7654
0
0
GARRETT MOTION INC
COM
366505105
226
30643
SH
SOLE
30643
0
0
NEPTUNE WELLNESS SOLUTIONS I
COM
64079L105
33
54500
SH
SOLE
54500
0
0
NN INC
COM
629337106
203
38760
SH
SOLE
38760
0
0
OPTIMIZERX CORP
COM NEW
68401U204
1018
11900
SH
SOLE
11900
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
205
4606
SH
SOLE
4606
0
0
RELAY THERAPEUTICS INC
COM
75943R102
1872
59374
SH
SOLE
59374
0
0
PPD INC
COM
69355F102
4655
99495
SH
SOLE
99495
0
0
SEA LTD
SPONSORD ADS
81141R100
4348
13642
SH
SOLE
13642
0
0
SPDR SER TR
S AND P REGL BKG
78464A698
886
13072
SH
SOLE
13072
0
0
STAAR SURGICAL CO
COM PAR $0.01
852312305
375
2917
SH
SOLE
2917
0
0
MERIDA MERGER CORP I
*W EXP 11/07/202
58953M114
145
124750
SH
SOLE
124750
0
0
OLAPLEX HLDGS INC
COM
679369108
1066
43503
SH
SOLE
43503
0
0
PERSHING SQUARE TONTINE HLDG
*W EXP 07/24/202
71531R117
38
29641
SH
SOLE
29641
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
6405
325112
SH
SOLE
325112
0
0
SCVX CORP
*W EXP 01/24/202
G79448117
34
42500
SH
SOLE
42500
0
0
TCW SPECIAL PURPOSE ACQU COR
*W EXP 99/99/999
87301L114
41
66000
SH
SOLE
66000
0
0
UR-ENERGY INC
COM
91688R108
430
250000
SH
SOLE
250000
0
0
WEBER INC
CL A
94770D102
1319
75000
SH
SOLE
75000
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
907
370000
SH
SOLE
370000
0
0
XPAC ACQUISITION CORP
CLASS A ORD
G9831X106
2886
298740
SH
SOLE
298740
0
0
XPAC ACQUISITION CORP
*W EXP 99/99/999
G9831X122
70
99580
SH
SOLE
99580
0
0
PTK ACQUISITION CORP
*W EXP 12/12/202
M9607U107
28
44300
SH
SOLE
44300
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
4190
235939
SH
SOLE
235939
0
0
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
1126
63999
SH
SOLE
63999
0
0
BLUCORA INC
COM
095229100
634
40640
SH
SOLE
40640
0
0
FAR PEAK ACQUISITION CORP
SHS CL A
G3312L103
5301
532769
SH
SOLE
532769
0
0
FINTECH ACQUISITION CORP V
COM CL A
31810Q107
512
50500
SH
SOLE
50500
0
0
MEREDITH CORP
COM
589433101
557
10000
SH
SOLE
10000
0
0
REXNORD CORP
COM
76169B102
6590
102500
SH
SOLE
102500
0
0
VPC IMPACT ACQUISITION HLDNG
SHS CL A
G9441E100
1231
121792
SH
SOLE
121792
0
0
APOLLO STRATEGIC GROWTH CAPT
SHS CL A
G0411R106
1830
187500
SH
SOLE
187500
0
0
ARDAGH GROUP S A
CL A
L0223L101
208
8143
SH
SOLE
8143
0
0
AUSTERLITZ ACQUISITION CORP
COM CL A
G0633U101
1463
150000
SH
SOLE
150000
0
0
BHP GROUP PLC
SPONSORED ADR
05545E209
1272
25100
SH
SOLE
25100
0
0
BROOKFIELD ASSET MGMT REINS
CL A EXCH LT VTG
G16169107
5184
93304
SH
SOLE
93304
0
0
GO ACQUISITION CORP
COM
362019101
3924
400000
SH
SOLE
400000
0
0
SCIPLAY CORPORATION
CL A
809087109
3207
155000
SH
SOLE
155000
0
0
VIRTU FINL INC
CL A
928254101
466
19084
SH
SOLE
19084
0
0
VONAGE HLDGS CORP
COM
92886T201
206
12755
SH
SOLE
12755
0
0
ALTIMETER GROWTH CORP
*W EXP 09/30/202
G0370L116
39
17800
SH
SOLE
17800
0
0
DFP HEALTHCARE ACQUISITNS CO
*W EXP 03/31/202
23343Q118
32
25025
SH
SOLE
25025
0
0
DMY TECHNOLOGY GROUP INC III
*W EXP 99/99/999
233278118
87
25000
SH
SOLE
25000
0
0
DMY TECHNOLOGY GROUP INC III
COM CLASS A
233278100
520
50000
SH
SOLE
50000
0
0
GRINDROD SHIPPING HOLDINGS L
SHS
Y28895103
1542
100000
SH
SOLE
100000
0
0
LIBERTY MEDIA ACQUISITION CO
*W EXP 01/22/202
53073L112
15
10000
SH
SOLE
10000
0
0
LUX HEALTH TECH ACQUISITION
*W EXP 11/30/202
55068A118
18
15901
SH
SOLE
15901
0
0
COMMUNITY BANKERS TR CORP
COM
203612106
3609
317389
SH
SOLE
317389
0
0
QAD INC
CL A
74727D306
2145
24544
SH
SOLE
24544
0
0
APPHARVEST INC
*W EXP 01/30/202
03783T111
47
34837
SH
SOLE
34837
0
0
DMY TECHNOLOGY GROUP INC IV
COM CL A
23344K102
297
30000
SH
SOLE
30000
0
0
E MERGE TECHNOLOGY ACQUISITI
COM CL A
26873Y104
589
60000
SH
SOLE
60000
0
0
LIGHTNING EMOTORS INC
*W EXP 08/18/202
53228T119
48
29925
SH
SOLE
29925
0
0
ORIGIN MATERIALS INC
*W EXP 06/24/202
68622D114
63
39900
SH
SOLE
39900
0
0
OUSTER INC
*W EXP 03/11/202
68989M111
32
19950
SH
SOLE
19950
0
0
SUNLIGHT FINANCIAL HOLDINGS
*W EXP 07/09/202
86738J114
38
35000
SH
SOLE
35000
0
0
TMC THE METALS COMPANY INC
*W EXP 09/09/202
87261Y114
165
171995
SH
SOLE
171995
0
0
VIEW INC
*W EXP 03/08/202
92671V114
36
39900
SH
SOLE
39900
0
0
VOLTA INC
*W EXP 08/26/202
92873V110
78
30325
SH
SOLE
30325
0
0
GXO LOGISTICS INCORPORATED
COMMON STOCK
36262G101
322
4100
SH
SOLE
4100
0
0
KATAPULT HOLDINGS INC
*W EXP 06/09/202
485859110
61
39900
SH
SOLE
39900
0
0
CAPITAL SR LIVING CORP
COM
140475203
264
0
SH
SOLE
0
0
0
RIVERNORTH DOUBLELINE STRATE
RIGHT 10/01/2021
76882G156
1
85000
SH
SOLE
85000
0
0
CHP MERGER CORP
*W EXP 11/22/202
12558Y114
11
20000
SH
SOLE
20000
0
0
ROMAN DBDR TECH ACQUISITION
*W EXP 10/31/202
77584N119
523
325000
SH
SOLE
325000
0
0
SPORTS ENTERTAINMENT ACQU CO
*W EXP 10/30/202
84918M114
715
301498
SH
SOLE
301498
0
0
INDUSTRIAL TECH ACQU INC
*W EXP 08/06/202
456357110
453
419352
SH
SOLE
419352
0
0
HORIZON ACQUISITION CORP
*W EXP 08/19/202
G46049113
398
233936
SH
SOLE
233936
0
0
CC NEUBERGER PRIN HLDGS II
*W EXP 07/29/202
G3166T111
15
14500
SH
SOLE
14500
0
0
FINTECH ACQUISITION CORP V
*W EXP 12/31/202
31810Q115
126
60401
SH
SOLE
60401
0
0
LEGATO MERGER CORP
*W EXP 12/31/202
52473X114
370
147967
SH
SOLE
147967
0
0
ENVIRONMENTAL IMPACT ACQU CO
*W EXP 09/30/202
29408N114
101
100000
SH
SOLE
100000
0
0
VIRTUOSO ACQUISITION CORP
*W EXP 01/31/202
92837J112
321
280301
SH
SOLE
280301
0
0
GORES METROPOULOS II INC
*W EXP 01/31/202
382873115
790
464594
SH
SOLE
464594
0
0
VIRTUOSO ACQUISITION CORP
COM CL A
92837J104
467
47152
SH
SOLE
47152
0
0
GORES GUGGENHEIM INC
UNIT 03/25/2028
38286Q206
3185
299058
SH
SOLE
299058
0
0
GROWTH CAP ACQUISITION CORP
*W EXP 06/01/202
39986V115
216
213753
SH
SOLE
213753
0
0
KHOSLA VENTURES ACQUSTN CO I
COM CL A
482505104
3014
296089
SH
SOLE
296089
0
0
DIAMONDHEAD HOLDINGS CORP
*W EXP 01/28/202
25278L113
9
14317
SH
SOLE
14317
0
0
CC NEUBERGER PRINCIPAL HOLDN
*W EXP 99/99/999
G1992N126
23
22700
SH
SOLE
22700
0
0
CHURCHILL CAPITAL CORP VII
*W EXP 02/29/202
17144M110
17
18992
SH
SOLE
18992
0
0
ECP ENVIRONMENTAL GW OPT COR
COM CL A
26829T100
2223
225000
SH
SOLE
225000
0
0
THIMBLE POINT ACQUISITION CO
COM CL A
88408P107
1491
150000
SH
SOLE
150000
0
0
THIMBLE POINT ACQUISITION CO
*W EXP 02/04/202
88408P115
301
316666
SH
SOLE
316666
0
0
EJF ACQUISITION CORP
*W EXP 03/10/202
G2955B125
164
100000
SH
SOLE
100000
0
0
FTAC ATHENA ACQUISITION CORP
*W EXP 03/01/202
G37283119
70
53650
SH
SOLE
53650
0
0
FOREST ROAD ACQUISITION COR
*W EXP 01/15/202
34619V111
17
20000
SH
SOLE
20000
0
0
FOREST ROAD ACQUISITION COR
CL A
34619V103
975
100000
SH
SOLE
100000
0
0
MAGNUM OPUS ACQUISITION LTD
*W EXP 03/06/202
G5S70A112
232
200000
SH
SOLE
200000
0
0
ALDEL FINANCIAL INC
CL A COM
01407X104
3027
300000
SH
SOLE
300000
0
0
REINVENT TECHNOLOGY PARTNERS
CLASS A ORD SHS
G7484L106
2234
225000
SH
SOLE
225000
0
0
ALDEL FINANCIAL INC
*W EXP 99/99/999
01407X112
1010
500000
SH
SOLE
500000
0
0
GORES GUGGENHEIM INC
*W EXP 03/25/202
38286Q115
271
130351
SH
SOLE
130351
0
0
COLOMBIER ACQUISITION CORP
CL A
19533H108
3868
400000
SH
SOLE
400000
0
0
COLOMBIER ACQUISITION CORP
*W EXP 99/99/999
19533H116
168
300000
SH
SOLE
300000
0
0
HOLLEY INC
*W EXP 11/30/202
43538H111
580
200000
SH
SOLE
200000
0
0
STRYVE FOODS INC
*W EXP 07/31/202
863685111
149
191029
SH
SOLE
191029
0
0
REE AUTOMOTIVE LTD
*W EXP 07/22/202
M8287R111
39
44691
SH
SOLE
44691
0
0
CCC INTELLIGENT SOLUTIONS HL
*W EXP 07/30/202
12510Q118
30
13090
SH
SOLE
13090
0
0
HIPPO HLDGS INC
*W EXP 99/99/999
433539111
37
40185
SH
SOLE
40185
0
0
JOBY AVIATION INC
*W EXP 08/10/202
G65163118
275
122100
SH
SOLE
122100
0
0
LI-CYCLE HOLDINGS CORP
*W EXP 08/10/202
50202P113
1080
450000
SH
SOLE
450000
0
0
HELBIZ INC
*W EXP 08/13/202
42309B139
87
50000
SH
SOLE
50000
0
0
AIRSPAN NETWORKS HOLDINGS IN
*W EXP 11/01/202
00951K112
165
219804
SH
SOLE
219804
0
0
SPIRE GLOBAL INC
*W EXP 01/01/203
848560116
424
249196
SH
SOLE
249196
0
0
AGILETHOUGHT INC
*W EXP 99/99/999
00857F118
94
89937
SH
SOLE
89937
0
0
EFFECTOR THERAPEUTICS INC
*W EXP 12/31/202
28202V116
65
40450
SH
SOLE
40450
0
0
IRONNET INC
*W EXP 08/26/202
46323Q113
799
174772
SH
SOLE
174772
0
0
CAZOO GROUP LTD
*W EXP 08/26/202
G2007L113
288
193597
SH
SOLE
193597
0
0
HUMACYTE INC
*W EXP 09/21/202
44486Q111
138
47500
SH
SOLE
47500
0
0
OFFERPAD SOLUTIONS INC
*W EXP 10/16/202
67623L117
674
385320
SH
SOLE
385320
0
0
ARQIT QUANTUM INC
*W EXP 11/02/202
G0567U119
575
280367
SH
SOLE
280367
0
0
VICARIOUS SURGICAL INC
*W EXP 08/05/202
92561V117
94
42378
SH
SOLE
42378
0
0
MONEYLION INC
*W EXP 09/22/202
60938K114
329
338986
SH
SOLE
338986
0
0
SARCOS TECHN AND ROBOTICS CO
*W EXP 06/15/202
80359A114
185
237500
SH
SOLE
237500
0
0
SHAPEWAYS HOLDINGS INC
*W EXP 99/99/999
81947T110
393
396531
SH
SOLE
396531
0
0