0001581655-21-000008.txt : 20210813
0001581655-21-000008.hdr.sgml : 20210813
20210813172551
ACCESSION NUMBER: 0001581655-21-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210813
DATE AS OF CHANGE: 20210813
EFFECTIVENESS DATE: 20210813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alpine Global Management, LLC
CENTRAL INDEX KEY: 0001581655
IRS NUMBER: 461675291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15932
FILM NUMBER: 211173458
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 646-961-3213
MAIL ADDRESS:
STREET 1: 140 BROADWAY, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: Alpine Partners VI, LLC
DATE OF NAME CHANGE: 20130716
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06-30-2021
06-30-2021
Alpine Global Management, LLC
140 BROADWAY, 38TH FLOOR
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-15932
N
Alec Chapman
Operations Analyst
646-517-8087
Alec Chapman
New York
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08-13-2021
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199
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254
25382
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COM
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COM
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G2955B117
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219
21770
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SOLE
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0
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COM
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554
1102
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381
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39986V206
255
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COM CL A
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151
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15068
0
0
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263
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ISHARES TR
RUS 2000 GRW ETF
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261
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COM
46468P102
384
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G49775110
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G49773123
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SOLE
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46592C209
193
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SOLE
19289
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JPMORGAN CHASE AND CO
COM
46625H100
291
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152
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266
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MDH ACQUISITION CORP
UNIT 99/99/9999
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174
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COM
63889L107
232
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COM
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NAVSIGHT HLDGS INC
CL A
639358100
4685
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COM
64222H100
345
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COM CL A
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COM
65339F101
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G6546R127
209
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COM CL A
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223
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UNIT 02/17/2026
G04119114
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UNIT 99/99/9999
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171
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123
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866674104
261
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4880
491480
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390
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G9118J127
167
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COM
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1022
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92244F208
1522
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186
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G9441E100
28166
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VY GLOBAL GROWTH
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G9444H100
1800
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UNIT 99/99/9999
98880C201
201
20085
SH
SOLE
20085
0
0
CABALETTA BIO INC
COM
12674W109
121
14072
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14072
0
0
HYDROFARM HLDGS GROUP INC
COM
44888K209
5619
95062
SH
SOLE
95062
0
0
IMMUNOME INC
COM
45257U108
14786
854671
SH
SOLE
854671
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
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110000
0
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NOVAGOLD RES INC
COM NEW
66987E206
93
11634
SH
SOLE
11634
0
0
SPOK HLDGS INC
COM
84863T106
170
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SH
SOLE
17644
0
0
X4 PHARMACEUTICALS INC
COM
98420X103
110
16877
SH
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0
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GENERAL ELECTRIC CO
COM
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023139116
1274
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SOLE
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AMBAC FINL GROUP INC
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314
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0
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CHANGE HEALTHCARE INC
COM
15912K100
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0
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GENWORTH FINL INC
COM CL A
37247D106
585
150000
SH
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GLOBALSTAR INC
COM
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689
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IHS MARKIT LTD
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KANSAS CITY SOUTHERN
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MAXIM INTEGRATED PRODS INC
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NUANCE COMMUNICATIONS INC
COM
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250000
SH
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PROOFPOINT INC
COM
743424103
17255
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SOGOU INC
ADR REPSTG A
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TALEND S A
ADS
874224207
9218
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WILLIS TOWERS WATSON PLC LTD
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XILINX INC
COM
983919101
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BLADE AIR MOBILITY INC
CL A COM
092667104
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COMPUTE HEALTH ACQUISITIN CO
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28489L104
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G36826116
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HOLICITY INC
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0
INNOVIZ TECHNOLOGIES LTD
*W EXP 04/05/202
M5R635116
40
12000
SH
SOLE
12000
0
0
TUSCAN HLDGS CORP
COM
90069K104
8332
611267
SH
SOLE
611267
0
0
ARTELO BIOSCIENCES INC
*W EXP 06/25/202
04301G128
4
14100
SH
SOLE
14100
0
0
DISCOVERY INC
COM SER A
25470F104
3126
101901
SH
SOLE
101901
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
7213
316931
SH
SOLE
316931
0
0
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
4140
267437
SH
SOLE
267437
0
0
VIACOMCBS INC
CL B
92556H206
5649
124974
SH
SOLE
124974
0
0
BROOKFIELD PROPERTY PARTRS L
UNIT LTD PARTN
G16249107
28229
1489663
SH
SOLE
1489663
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
15482
404555
SH
SOLE
404555
0
0
ALPHABET INC
CAP STK CL A
02079K305
2376
973
SH
SOLE
973
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
6178
132634
SH
SOLE
132634
0
0
CM LIFE SCIENCES INC
*W EXP 09/04/202
18978W117
92
20000
SH
SOLE
20000
0
0
HOLICITY INC
*W EXP 08/04/202
435063110
126
34000
SH
SOLE
34000
0
0
HOLICITY INC
COM CL A
435063102
2458
199059
SH
SOLE
199059
0
0
KYMERA THERAPEUTICS INC
COM
501575104
298
6144
SH
SOLE
6144
0
0
LIBERTY MEDIA ACQUISITION CO
UNIT 01/22/2026
53073L203
530
50000
SH
SOLE
50000
0
0
OUTSET MED INC
COM
690145107
386
7733
SH
SOLE
7733
0
0
REVOLUTION ACCELERTN ACQU CO
*W EXP 12/01/202
76156P114
50
25000
SH
SOLE
25000
0
0
TURNING PT BRANDS INC
COM
90041L105
441
9643
SH
SOLE
9643
0
0
TWILIO INC
CL A
90138F102
3212
8149
SH
SOLE
8149
0
0
ABEONA THERAPEUTICS INC
COM
00289Y107
17
10911
SH
SOLE
10911
0
0
ACELRX PHARMACEUTICALS INC
COM
00444T100
19
13463
SH
SOLE
13463
0
0
ADMA BIOLOGICS INC
COM
000899104
17
10645
SH
SOLE
10645
0
0
AGILE THERAPEUTICS INC
COM
00847L100
18
13572
SH
SOLE
13572
0
0
AKERNA CORP
COM
00973W102
300
74338
SH
SOLE
74338
0
0
APPHARVEST INC
COM
03783T103
328
20501
SH
SOLE
20501
0
0
ATHERSYS INC NEW
COM
04744L106
26
18393
SH
SOLE
18393
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
3333
60000
SH
SOLE
60000
0
0
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
1645
39214
SH
SOLE
39214
0
0
CASI PHARMACEUTICALS INC
COM
14757U109
18
11532
SH
SOLE
11532
0
0
COMMUNITY BANKERS TR CORP
COM
203612106
2317
204330
SH
SOLE
204330
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
447
2505
SH
SOLE
2505
0
0
COVANTA HLDG CORP
COM
22282E102
387
21968
SH
SOLE
21968
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
2571
25794
SH
SOLE
25794
0
0
DOMTAR CORP
COM NEW
257559203
3187
57995
SH
SOLE
57995
0
0
ENCOMPASS HEALTH CORP
COM
29261A100
461
5914
SH
SOLE
5914
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
412
7642
SH
SOLE
7642
0
0
EXICURE INC
COM
30205M101
17
11527
SH
SOLE
11527
0
0
FALCON CAPITAL ACQUISITN COR
COM CL A
30606L108
259
27885
SH
SOLE
27885
0
0
FORD MTR CO DEL
COM
345370860
407
27404
SH
SOLE
27404
0
0
GARRETT MOTION INC
COM
366505105
489
61286
SH
SOLE
61286
0
0
GENERAL MTRS CO
COM
37045V100
518
8753
SH
SOLE
8753
0
0
GERON CORP
COM
374163103
14
10169
SH
SOLE
10169
0
0
GOLD FIELDS LTD
SPONSORED ADR
38059T106
162
18251
SH
SOLE
18251
0
0
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
1613
18053
SH
SOLE
18053
0
0
INVITAE CORP
COM
46185L103
7403
219465
SH
SOLE
219465
0
0
ISHARES TR
ISHARES BIOTECH
464287556
346
2115
SH
SOLE
2115
0
0
SMUCKER J M CO
COM NEW
832696405
479
3695
SH
SOLE
3695
0
0
KADMON HLDGS INC
COM
48283N106
54
13859
SH
SOLE
13859
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
498
1804
SH
SOLE
1804
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
591
3406
SH
SOLE
3406
0
0
MICROSOFT CORP
COM
594918104
204
754
SH
SOLE
754
0
0
MISTER CAR WASH INC
COM
60646V105
473
21952
SH
SOLE
21952
0
0
NEPTUNE WELLNESS SOLUTIONS I
COM
64079L105
64
54500
SH
SOLE
54500
0
0
ORACLE CORP
COM
68389X105
223
2869
SH
SOLE
2869
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
317
12030
SH
SOLE
12030
0
0
QUALYS INC
COM
74758T303
3078
30571
SH
SOLE
30571
0
0
RELAY THERAPEUTICS INC
COM
75943R102
4957
135465
SH
SOLE
135465
0
0
REXNORD CORP
COM
76169B102
2520
50355
SH
SOLE
50355
0
0
RMG ACQUISITION CORP II
CL A SHS
G76083107
199
20000
SH
SOLE
20000
0
0
SAVARA INC
COM
805111101
17
10240
SH
SOLE
10240
0
0
SEA LTD
SPONSORD ADS
81141R100
297
1080
SH
SOLE
1080
0
0
SERVICESOURCE INTL INC
COM
81763U100
22
15434
SH
SOLE
15434
0
0
SPDR SER TR
S AND P BIOTECH
78464A870
4069
30052
SH
SOLE
30052
0
0
SPDR SER TR
S AND P OILGAS EXP
78468R556
965
9981
SH
SOLE
9981
0
0
SPDR SER TR
S AND P RETAIL ETF
78464A714
514
5285
SH
SOLE
5285
0
0
SURGALIGN HOLDINGS INC
COM
86882C105
18
12773
SH
SOLE
12773
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
227
1537
SH
SOLE
1537
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
59
13128
SH
SOLE
13128
0
0
TYME TECHNOLOGIES INC
COM
90238J103
17
13838
SH
SOLE
13838
0
0
UBER TECHNOLOGIES INC
COM
90353T100
1023
20415
SH
SOLE
20415
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
367
917
SH
SOLE
917
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
305
1395
SH
SOLE
1395
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
247
940
SH
SOLE
940
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
672
6604
SH
SOLE
6604
0
0
VBI VACCINES INC CDA
COM NEW
91822J103
49
14481
SH
SOLE
14481
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
1443
354524
SH
SOLE
354524
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
43
16430
SH
SOLE
16430
0
0
ALTIMETER GROWTH CORP
*W EXP 09/30/202
G0370L116
57
17800
SH
SOLE
17800
0
0
DFP HEALTHCARE ACQUISITNS CO
*W EXP 03/31/202
23343Q118
43
25025
SH
SOLE
25025
0
0
DISCOVERY INC
COM SER C
25470F302
450
15531
SH
SOLE
15531
0
0
DMY TECHNOLOGY GROUP INC III
*W EXP 99/99/999
233278118
80
25000
SH
SOLE
25000
0
0
DMY TECHNOLOGY GROUP INC III
COM CLASS A
233278100
2673
250000
SH
SOLE
250000
0
0
IQIYI INC
SPONSORED ADS
46267X108
703
45140
SH
SOLE
45140
0
0
KEURIG DR PEPPER INC
COM
49271V100
1586
45000
SH
SOLE
45000
0
0
LIBERTY MEDIA ACQUISITION CO
*W EXP 01/22/202
53073L112
22
10000
SH
SOLE
10000
0
0
LUX HEALTH TECH ACQUISITION
*W EXP 11/30/202
55068A118
21
15901
SH
SOLE
15901
0
0
MERIDA MERGER CORP I
*W EXP 11/07/202
58953M114
59
49750
SH
SOLE
49750
0
0
PERSHING SQUARE TONTINE HLDG
*W EXP 07/24/202
71531R117
187
29641
SH
SOLE
29641
0
0
PLX PHARMA INC
COM
72942A107
1078
78116
SH
SOLE
78116
0
0
SCVX CORP
*W EXP 01/24/202
G79448117
45
42500
SH
SOLE
42500
0
0
TCW SPECIAL PURPOSE ACQU COR
COM CL A
87301L106
1925
198000
SH
SOLE
198000
0
0
TCW SPECIAL PURPOSE ACQU COR
*W EXP 99/99/999
87301L114
63
66000
SH
SOLE
66000
0
0
UR-ENERGY INC
COM
91688R108
350
250000
SH
SOLE
250000
0
0
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
245
12197
SH
SOLE
12197
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
3627
151999
SH
SOLE
151999
0
0
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
1777
99999
SH
SOLE
99999
0
0
GRACE W R AND CO DEL NEW
COM
38388F108
2765
39999
SH
SOLE
39999
0
0
APOLLO STRATEGIC GROWTH CAPT
SHS CL A
G0411R106
1834
187500
SH
SOLE
187500
0
0
AUSTERLITZ ACQUISITION CORP
COM CL A
G0633U101
1946
200000
SH
SOLE
200000
0
0
BROOKFIELD ASSET MGMT REINS
CL A EXCH LT VTG
G16169107
2866
55100
SH
SOLE
55100
0
0
CANNAE HLDGS INC
COM
13765N107
2374
70000
SH
SOLE
70000
0
0
CLOUDERA INC
COM
18914U100
3569
225000
SH
SOLE
225000
0
0
FAR PEAK ACQUISITION CORP
SHS CL A
G3312L103
2210
222159
SH
SOLE
222159
0
0
GO ACQUISITION CORP
COM
362019101
4606
470941
SH
SOLE
470941
0
0
LANDMARK INFRASTRCTUR PARTR
COM UNIT LTD
51508J108
638
50000
SH
SOLE
50000
0
0
NEW SR INVT GROUP INC
COM
648691103
878
100000
SH
SOLE
100000
0
0
PPD INC
COM
69355F102
6222
135000
SH
SOLE
135000
0
0
QTS RLTY TR INC
COM CL A
74736A103
9663
125000
SH
SOLE
125000
0
0
PNM RES INC
COM
69349H107
2757
56530
SH
SOLE
56530
0
0
AURORA CANNABIS INC
COM
05156X884
896
99100
SH
SOLE
99100
0
0
CARNEY TECHNOLOGY ACQU CORP
CL A COMMON STK
143636108
493
50849
SH
SOLE
50849
0
0
CM LIFE SCIENCES INC
COM CL A
18978W109
280
20000
SH
SOLE
20000
0
0
E MERGE TECHNOLOGY ACQUISITI
COM CL A
26873Y104
586
60000
SH
SOLE
60000
0
0
GROUP NINE ACQUISITION CORP
UNIT 01/15/2026
39947R203
186
18400
SH
SOLE
18400
0
0
LITHIUM AMERS CORP NEW
COM NEW
53680Q207
341
23000
SH
SOLE
23000
0
0
ORIGIN MATERIALS INC
COM
68622D106
164
20000
SH
SOLE
20000
0
0
OUSTER INC
COM
68989M103
250
20000
SH
SOLE
20000
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
41
10800
SH
SOLE
10800
0
0
SILVER SPIKE ACQUISITN CORP
UNIT 02/26/2026
G8201H121
160
15912
SH
SOLE
15912
0
0
SINO-GLOBAL SHIPPING AMER LT
COM NEW
82935V208
81
25000
SH
SOLE
25000
0
0
VIEW INC
COM CL A
92671V106
424
50000
SH
SOLE
50000
0
0
GABELLI EQUITY TR INC
RIGHT 07/14/2021
362397218
89
216000
SH
SOLE
216000
0
0
GALILEO ACQUISITION CORP
*W EXP 10/31/202
G3770A110
464
396531
SH
SOLE
396531
0
0
CHP MERGER CORP
*W EXP 11/22/202
12558Y114
17
20000
SH
SOLE
20000
0
0
PERIDOT ACQUISITION CORP
*W EXP 11/30/202
G7008A107
1345
496241
SH
SOLE
496241
0
0
ROMAN DBDR TECH ACQUISITION
*W EXP 10/31/202
77584N119
327
200000
SH
SOLE
200000
0
0
GORES HLDGS V INC
*W EXP 08/05/202
382864114
204
100000
SH
SOLE
100000
0
0
SPORTS ENTERTAINMENT ACQU CO
*W EXP 10/30/202
84918M114
875
401498
SH
SOLE
401498
0
0
OSPREY TECHNLGY AQUISTION CO
*W EXP 10/30/202
68839R120
29
17017
SH
SOLE
17017
0
0
EMPOWER LTD
*W EXP 11/30/202
G3R39W110
835
444083
SH
SOLE
444083
0
0
INDUSTRIAL TECH ACQU INC
*W EXP 08/06/202
456357110
463
421025
SH
SOLE
421025
0
0
HORIZON ACQUISITION CORP
*W EXP 08/19/202
G46049113
283
158936
SH
SOLE
158936
0
0
BOWX ACQUISITION CORP
*W EXP 08/03/202
103085114
251
75000
SH
SOLE
75000
0
0
CC NEUBERGER PRIN HLDGS II
*W EXP 07/29/202
G3166T111
20
14500
SH
SOLE
14500
0
0
FINTECH ACQUISITION CORP V
*W EXP 12/31/202
31810Q115
53
16666
SH
SOLE
16666
0
0
RICE ACQUISITION CORP
*W EXP 10/26/202
762594117
613
107583
SH
SOLE
107583
0
0
UWM HOLDINGS CORPORATION
*W EXP 01/21/202
91823B117
36
20000
SH
SOLE
20000
0
0
THIMBLE POINT ACQUISITION CO
UNIT 99/99/9999
88408P206
5175
500000
SH
SOLE
500000
0
0
ROTOR ACQUISITION CORP
*W EXP 06/15/202
77879W113
62
50000
SH
SOLE
50000
0
0
CA HEALTHCARE ACQUISITION CO
*W EXP 12/25/202
12510W115
183
188474
SH
SOLE
188474
0
0
VIRTUOSO ACQUISITION CORP
*W EXP 01/31/202
92837J112
394
230301
SH
SOLE
230301
0
0
GORES METROPOULOS II INC
*W EXP 01/31/202
382873115
633
451836
SH
SOLE
451836
0
0
VIRTUOSO ACQUISITION CORP
COM CL A
92837J104
452
45549
SH
SOLE
45549
0
0
DIAMONDHEAD HOLDINGS CORP
*W EXP 01/28/202
25278L113
15
14317
SH
SOLE
14317
0
0
CC NEUBERGER PRINCIPAL HOLDN
*W EXP 99/99/999
G1992N126
29
22700
SH
SOLE
22700
0
0
CHURCHILL CAPITAL CORP VII
*W EXP 02/29/202
17144M110
26
18992
SH
SOLE
18992
0
0
THIMBLE POINT ACQUISITION CO
*W EXP 02/04/202
88408P115
222
150000
SH
SOLE
150000
0
0
SKILLSOFT CORP
*W EXP 06/11/202
83066P119
209
100000
SH
SOLE
100000
0
0
LESLIES INC
COM
527064109
5498
200000
SH
SOLE
200000
0
0