0001209191-21-017453.txt : 20210303 0001209191-21-017453.hdr.sgml : 20210303 20210303200641 ACCESSION NUMBER: 0001209191-21-017453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Serene M. CENTRAL INDEX KEY: 0001707900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36101 FILM NUMBER: 21711886 MAIL ADDRESS: STREET 1: 5075 S. SYRACUSE ST. CITY: DENVER STATE: CO ZIP: 80237 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RE/MAX Holdings, Inc. CENTRAL INDEX KEY: 0001581091 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 800937145 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5075 SOUTH SYRACUSE STREET CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: (303)770-5531 MAIL ADDRESS: STREET 1: 5075 SOUTH SYRACUSE STREET CITY: DENVER STATE: CO ZIP: 80237 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0001581091 RE/MAX Holdings, Inc. RMAX 0001707900 Smith Serene M. 5075 S. SYRACUSE ST. DENVER CO 80237 0 1 0 0 Chief of Staff & COO Class A Common Stock 2021-03-01 4 A 0 10354 0.00 A 52608 D Class A Common Stock 2021-03-01 4 A 0 6904 0.00 A 59512 D Class A Common Stock 2021-03-01 4 A 0 699 0.00 A 60211 D Class A Common Stock 2021-03-01 4 F 0 1902 41.72 D 58309 D Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2021, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2021, through December 31, 2023. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount. Includes 39,824 unvested RSUs. Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2021, the reporting person was granted RSUs which vest in three equal annual installments beginning on March 1, 2022. Includes 46,728 unvested RSUs. Represents shares issued on March 1, 2021, for the portion of the 2020 bonus that was paid in equity. Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of RSUs on March 1, 2021. /s/ Mark Rohr, as Attorney-in-Fact 2021-03-03