0001580808-24-000013.txt : 20240131 0001580808-24-000013.hdr.sgml : 20240131 20240131160748 ACCESSION NUMBER: 0001580808-24-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240130 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Brian CENTRAL INDEX KEY: 0001826095 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36343 FILM NUMBER: 24582951 MAIL ADDRESS: STREET 1: 230 HOWES DRIVE CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A10 Networks, Inc. CENTRAL INDEX KEY: 0001580808 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] ORGANIZATION NAME: 06 Technology IRS NUMBER: 201446869 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 ORCHARD PKWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 325-8668 MAIL ADDRESS: STREET 1: 2300 ORCHARD PKWY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wk-form4_1706735251.xml FORM 4 X0508 4 2024-01-30 0 0001580808 A10 Networks, Inc. ATEN 0001826095 Becker Brian 2300 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 Chief Financial Officer 0 Common Stock 2024-01-30 4 A 0 16937 0 A 55647 D Performance-based Restricted Stock Units 2024-01-30 4 A 0 25405 0 A 2028-01-30 Common Stock 25405 25405 D Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the total RSUs will vest on each of the first three (3) anniversaries of the Vesting Commencement Date (2/1/2024), provided that the Reporting Person continues to serve through each such vesting date. Each share is represented by a Performance-based Restricted Stock Unit ("PSU"). Grant of 25,405 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day period between January 30, 2024 and January 30, 2028. Vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal annual installments beginning on the date of achievement of the milestone and the balance on the first and second anniversaries of the corresponding performance milestone. /s/ Jill Osato, Attorney-in-fact 2024-01-31