0001580808-23-000198.txt : 20230922 0001580808-23-000198.hdr.sgml : 20230922 20230922171858 ACCESSION NUMBER: 0001580808-23-000198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230921 FILED AS OF DATE: 20230922 DATE AS OF CHANGE: 20230922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Karen S. CENTRAL INDEX KEY: 0001992842 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36343 FILM NUMBER: 231272480 MAIL ADDRESS: STREET 1: 2300 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A10 Networks, Inc. CENTRAL INDEX KEY: 0001580808 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 201446869 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 ORCHARD PKWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 325-8668 MAIL ADDRESS: STREET 1: 2300 ORCHARD PKWY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wk-form4_1695417529.xml FORM 4 X0508 4 2023-09-21 0 0001580808 A10 Networks, Inc. ATEN 0001992842 Thomas Karen S. 3300 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 EVP, Worldwide Sales and Mkt 0 Common Stock 2023-09-21 4 A 0 1000 0 A 25840 D Performance-based Restricted Stock Units 2023-09-21 4 A 0 1000 0 A 2027-09-21 Common Stock 1000 0 D Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (9/5/2023), provided that the Reporting Person continues to serve through each vesting date. The Compensation Committee approved this award on September 21, 2023 to conform to the original offer terms of employment for the reporting person. Each share is represented by a Performance-based Restricted Stock Unit ("PSU"). Grant of 1,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of a specified level of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between September 21, 2023 and September 21, 2027 (the "Performance Milestone"). Upon achievement of the Performance Milestone, vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal installments with the first vesting to occur within thirty (30) days of achievement of the Performance Milestone and an additional one-third (1/3) on each of the first and second anniversaries of the date of achievement of the Performance Milestone. /s/ Jill Osato, Attorney-in-fact 2023-09-22