Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | WST Capital Management |
b. Street 1 | 150 West Main Street, Suite 1700 |
Street 2 | |
c. City | Norfolk |
d. State, if applicable |
VIRGINIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 23510 |
g. Telephone number (including country code if foreign) | 757-623-3676 |
h. Briefly describe the books and records kept at this location:
| Books and records related to investment advisory services and fund |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Foreside Fund Services, LLC |
b. Street 1 | Three Canal Plaza, Suite 100 |
Street 2 | |
c. City | Portland |
d. State, if applicable |
MAINE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 04101 |
g. Telephone number (including country code if foreign) | 866-251-6920 |
h. Briefly describe the books and records kept at this location:
| Books and records related to distribution services |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | U.S. Bank, N.A. |
b. Street 1 | 425 Walnut Street |
Street 2 | |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45202 |
g. Telephone number (including country code if foreign) | 513-632-4234 |
h. Briefly describe the books and records kept at this location:
| Books and records related to Custody services |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Ultimus Fund Solutions, LLC, |
b. Street 1 | 225 Pictoria Drive, Suite 450 |
Street 2 | |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45246 |
g. Telephone number (including country code if foreign) | 513-587-3400 |
h. Briefly describe the books and records kept at this location:
| Books and records related to fund accounting, financial reporting, and transfer agency services |
Director Record:
1 |
a. Full Name | Wayne F. Wilbanks |
b. CRD number, if any | 001039562 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | James H. Speed, Jr. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-07324 |
File Number Record:
2 |
File Number Record: | 811-21606 |
File Number Record:
3 |
File Number Record: | 811-06199 |
File Number Record:
4 |
File Number Record: | 811-22298 |
File Number Record:
5 |
File Number Record: | 811-10085 |
Director Record:
3 |
a. Full Name | Thomas G. Douglass |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21606 |