N-PX 1 wst_npx.htm N-PX

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

 

 

Investment Company Act file number 811-22858

 

WST Investment Trust
(Exact name of registrant as specified in charter)

 

150 W. Main Street, Suite 1700 Norfolk, Virginia 23510-1666
(Address of principal executive offices) (Zip code)

 

Carol J. Highsmith

 

Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Name and address of agent for service)

 

Registrant's telephone number, including area code: (866) 515-4626
   
Date of fiscal year end: August 31
   
Date of reporting period: July 1, 2021 – June 30, 2022

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 
 

ITEM 1. PROXY VOTING RECORD.

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

(a)The name of the issuer of the portfolio security;

 

(b)The exchange ticker symbol of the portfolio security;

 

(c)The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

 

(d)The shareholder meeting date;

 

(e)A brief identification of the matter voted on;

 

(f)Whether the matter was proposed by the issuer or by a security holder;

 

(g)Whether the registrant cast its vote on the matter;

 

(h)How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

 

(i)Whether the registrant cast its vote for or against management.

 

 
 

SIGNATURES

 

[See General Instruction F]

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant) WST Investment Trust

 

 

By (Signature and Title)*

 

/s/ Wayne F. Wilbanks

 
  Wayne F. Wilbanks, President  

 

Date

 

August 23, 2022

   
       

 

 

* Print the name and title of each signing officer under his or her signature.

 

 
 

 

EXHIBIT A

 

WSTCM Credit Select Risk-Managed Fund

PROXY VOTING RECORD - July 1, 2021 - June 30, 2022

 

Vote Summary
  TRANSAMERICA IDEX MUTUAL FUNDS        
  Security 893962159                   Meeting Type Special     
  Ticker Symbol TDHIX                             Meeting Date 02-Dec-2021      
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
Preferred Provider
Recommendation
For/Against Preferred
Provider Recommendation
  1.    DIRECTOR Management              
      1 Sandra N. Bane For   For For None   None
      2 Leo J. Hill For   For For None   None
      3 Kathleen T. Ives For   For For None   None
      4 David W. Jennings For   For For None   None
      5 Lauriann C. Kloppenburg For   For For None   None
      6 Fredric A. Nelson III For   For For None   None
      7 John E. Pelletier For   For For None   None
      8 Patricia L. Sawyer For   For For None   None
      9 Marijn P. Smit For   For For None   None
      10 John W. Waechter For   For For None   None
      11 Alan F. Warrick For   For For None   None
                                                         
  Account
Number
    Custodian         Ballot Shares           Unavailable
Shares
      Vote Date     Date
Confirmed
19-9674               304,694           0         17-Sep-2021     17-Sep-2021