0001398344-18-012425.txt : 20180824 0001398344-18-012425.hdr.sgml : 20180824 20180824144558 ACCESSION NUMBER: 0001398344-18-012425 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180824 DATE AS OF CHANGE: 20180824 EFFECTIVENESS DATE: 20180824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WST Investment Trust CENTRAL INDEX KEY: 0001580350 IRS NUMBER: 463618872 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22858 FILM NUMBER: 181036751 BUSINESS ADDRESS: STREET 1: 150 W. MAIN STREET, SUITE 1700 CITY: NORFOLK STATE: VA ZIP: 23510 BUSINESS PHONE: 757-623-3676 X317 MAIL ADDRESS: STREET 1: 150 W. MAIN STREET, SUITE 1700 CITY: NORFOLK STATE: VA ZIP: 23510 0001580350 S000042032 WSTCM Sector Select Risk-Managed Fund C000130582 Investor Shares WSTEX C000130583 Institutional Shares WSTIX 0001580350 S000046497 WSTCM Credit Select Risk-Managed Fund C000145190 Institutional Shares WAMIX C000145191 Investor Shares WAMBX N-PX 1 fp0035475_npx.htm

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-22858  

 

WST Investment Trust
(Exact name of registrant as specified in charter)

 

150 W. Main Street, Suite 1700 Norfolk, Virginia 23510-1666
(Address of principal executive offices) (Zip code)

 

Simon Berry, Esq.

 

Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Name and address of agent for service)

 

Registrant's telephone number, including area code: (866) 515-4626  

 

Date of fiscal year end: August 31  
     
Date of reporting period: July 1, 2017 – June 30, 2018  

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

ITEM 1. PROXY VOTING RECORD.

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

(a)The name of the issuer of the portfolio security;

 

(b)The exchange ticker symbol of the portfolio security;

 

(c)The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

 

(d)The shareholder meeting date;

 

(e)A brief identification of the matter voted on;

 

(f)Whether the matter was proposed by the issuer or by a security holder;

 

(g)Whether the registrant cast its vote on the matter;

 

(h)How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

 

(i)Whether the registrant cast its vote for or against management.

 

 

 

SIGNATURES

 

[See General Instruction F]

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) WST Investment Trust

 

By (Signature and Title)*

/s/ Wayne F. Wilbanks

  
  Wayne F. Wilbanks, President  
     

Date

August 24, 2018

    

 

*Print the name and title of each signing officer under his or her signature.

 

 

 

EXHIBIT A

 

WSTCM Sector Select Risk-Managed Fund

PROXY VOTING RECORD - July 1, 2017 - June 30, 2018

 

  Vote Summary
  GUGGENHEIM S&P 500 EQUAL WEIGHT TECHNOLOGY ETF    
  Security 78355W817               Meeting Type Special  
  Ticker Symbol RYT               Meeting Date 01-May-2018  
  Item Proposal     Proposed by Vote Management Recommendation For/Against Management For/Against Preferred Provider Recommendation
  1.    To approve an Agreement and Plan of Reorganization that provides for the reorganization of the Fund into a corresponding, newly formed series of the PowerShares by Invesco family of funds. Management For   For For   None
  GUGGENHEIM S&P 500 EQUAL WEIGHT MATERIALS ETF    
  Security 78355W825               Meeting Type Special  
  Ticker Symbol RTM               Meeting Date 01-May-2018  
  Item Proposal     Proposed by Vote Management Recommendation For/Against Management For/Against Preferred Provider Recommendation
  1.    To approve an Agreement and Plan of Reorganization that provides for the reorganization of the Fund into a corresponding, newly formed series of the PowerShares by Invesco family of funds. Management For   For For   None
  GUGGENHEIM S&P 500 EQUAL WEIGHT FINANCIALS ETF    
  Security 78355W858               Meeting Type Special  
  Ticker Symbol RYF               Meeting Date 01-May-2018  
  Item Proposal     Proposed by Vote Management Recommendation For/Against Management For/Against Preferred Provider Recommendation
  1.    To approve an Agreement and Plan of Reorganization that provides for the reorganization of the Fund into a corresponding, newly formed series of the PowerShares by Invesco family of funds. Management For   For For   None
  GUGGENHEIM S&P 500 EQUAL WEIGHT UTILITIES ETF    
  Security 78355W791               Meeting Type Special  
  Ticker Symbol RYU               Meeting Date 01-May-2018  
  Item Proposal     Proposed by Vote Management Recommendation For/Against Management For/Against Preferred Provider Recommendation
  1.    To approve an Agreement and Plan of Reorganization that provides for the reorganization of the Fund into a corresponding, newly formed series of the PowerShares by Invesco family of funds. Management For   For For   None
  GUGGENHEIM S&P 500 EQUAL WEIGHT HEALTH CARE ETF    
  Security 78355W841               Meeting Type Special  
  Ticker Symbol RYH               Meeting Date 01-May-2018  
  Item Proposal     Proposed by Vote Management Recommendation For/Against Management For/Against Preferred Provider Recommendation
  1.    To approve an Agreement and Plan of Reorganization that provides for the reorganization of the Fund into a corresponding, newly formed series of the PowerShares by Invesco family of funds. Management For   For For   None
  FIRST AMERICAN FUNDS, INC.    
  Security 31846V542               Meeting Type Special  
  Ticker Symbol FUZXX                         Meeting Date 16-May-2018  
  Item Proposal     Proposed by Vote Management Recommendation For/Against Management For/Against Preferred Provider Recommendation
  1.    DIRECTOR Management            
        1 David K. Baumgardner For   For For   None
        2 Mark E. Gaumond For   For For   None
        3 Roger A. Gibson For   For For   None
        4 Victoria J. Herget For   For For   None
        5 Richard K. Riederer For   For For   None
        6 James M. Wade For   For For   None
                                     

 

 

 

 

WSTCM Credit Select Risk-Managed Fund

PROXY VOTING RECORD - July 1, 2017 - June 30, 2018

 

    Vote Summary
  VANGUARD FIXED INCOME SECURITIES FD, INC    
  Security 922031760               Meeting Type Special  
  Ticker Symbol VWEAX                         Meeting Date 15-Nov-2017  
  Item Proposal     Proposed by Vote Management Recommendation For/Against Management For/Against Preferred Provider Recommendation
  1.    DIRECTOR Management            
        1 MORTIMER J. BUCKLEY For   For For   None
        2 EMERSON U. FULLWOOD For   For For   None
        3 AMY GUTMANN For   For For   None
        4 JOANN HEFFERNAN HEISEN For   For For   None
        5 F. JOSEPH LOUGHREY For   For For   None
        6 MARK LOUGHRIDGE For   For For   None
        7 SCOTT C. MALPASS For   For For   None
        8 F. WILLIAM MCNABB III For   For For   None
        9 DEANNA MULLIGAN For   For For   None
        10 ANDRE F. PEROLD For   For For   None
        11 SARAH BLOOM RASKIN For   For For   None
        12 PETER F. VOLANAKIS For   For For   None
  3.    APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. Management For   For For   None
  U.S. BANK AST TRUST    
  Security 00770X758               Meeting Type Special  
  Ticker Symbol SEMMX                         Meeting Date 22-Mar-2018  
  Item Proposal     Proposed by Vote Management Recommendation For/Against Management For/Against Preferred Provider Recommendation
  1.    To approve an Amended Investment Advisory Agreement between Semper Capital Management, L.P. and Advisors Series Trust, on behalf of Semper MBS Total Return Fund. Management For   For For   None
  FIRST AMERICAN FUNDS, INC.    
  Security 31846V542               Meeting Type Special  
  Ticker Symbol FUZXX                         Meeting Date 16-May-2018  
  Item Proposal     Proposed by Vote Management Recommendation For/Against Management For/Against Preferred Provider Recommendation
  1.    DIRECTOR Management            
        1 David K. Baumgardner For   For For   None
        2 Mark E. Gaumond For   For For   None
        3 Roger A. Gibson For   For For   None
        4 Victoria J. Herget For   For For   None
        5 Richard K. Riederer For   For For   None
        6 James M. Wade For   For For   None