0001677044-20-000015.txt : 20200518 0001677044-20-000015.hdr.sgml : 20200518 20200515184341 ACCESSION NUMBER: 0001677044-20-000015 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KMS FINANCIAL SERVICES, INC CENTRAL INDEX KEY: 0001580308 IRS NUMBER: 910850651 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-15569 FILM NUMBER: 20887294 BUSINESS ADDRESS: STREET 1: 2001 SIXTH AVE STREET 2: SUITE 2801 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 206-441-2885 MAIL ADDRESS: STREET 1: 2001 SIXTH AVE STREET 2: SUITE 2801 CITY: SEATTLE STATE: WA ZIP: 98121 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001580308 XXXXXXXX 03-31-2020 03-31-2020 KMS FINANCIAL SERVICES, INC

2001 SIXTH AVE SUITE 2801 SEATTLE WA 98121

13F NOTICE 028-15569 0001677044 028-20288 Advisor Group Holdings, Inc. N Bernard Breton 7708400363 Bernard Breton Norcross GA 05-15-2020